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Warberg Asset Management LLC

Q4 2025 13F Holdings

  • Location
    winnetka, IL
  • Num holdings

    181

  • Value ($000)

    $831,204

  • Date Filed
    02/13/2026
  • Form type
    13F-HR
  • CIK
    0001597506
  • All SEC filings
  • Note
    Holdings aggregated across “other managers” listed in original SEC filing, see here for detailed holdings broken out by other managers
Compare Q4 2025 to
Select Quarter
Issuer Name
Class
CUSIP
VALUE
%
Shares
Principal
Option Type
---

SPDR S&P 500 ETF TR

PUT
78462F953
$431.66M
52 %

633,000

put
A
AXON 0.5 12/15/27

AXON ENTERPRISE INC

NOTE 0.500%12/1
05464CAB7
$30.43M
4 %

12,059,000

---

INVESCO QQQ TR

PUT
46090E953
$27.64M
3 %

45,000

put
---

WESTERN DIGITAL CORP

NOTE 3.000%11/1
958102AT2
$26.29M
3 %

5,731,000

M
MTSI 0.25 03/15/26

MACOM TECH SOLUTIONS HLDGS I

NOTE 0.250% 3/1
55405YAB6
$24.18M
3 %

11,650,000

C
CNX 2.25 05/01/26

CNX RES CORP

NOTE 2.250% 5/0
12653CAG3
$22.82M
3 %

7,976,000

---

SEAGATE HDD CAYMAN

NOTE 3.500% 6/0
81180WBL4
$21.08M
3 %

6,284,000

M
MCHP 1.625 02/15/27

MICROCHIP TECHNOLOGY INC.

NOTE 1.625% 2/1
595017AF1
$19.91M
2 %

11,106,000

L
LYV 3.125 01/15/29

LIVE NATION ENTERTAINMENT IN

NOTE 3.125% 1/1
538034BA6
$15.44M
2 %

10,617,000

V
VTR 3.75 06/01/26

VENTAS RLTY LTD PARTNERSHIP

NOTE 3.750% 6/0
92277GAZ0
$14.49M
2 %

10,243,000

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