Waterfall Asset Management, LLC

Q3 2025 13F Holdings

  • Location
    new york, NY
  • Num holdings

    18

  • Value ($000)

    $902,591

  • Date Filed
    11/12/2025
  • Form type
    13F-HR
  • CIK
    0001570717
  • All SEC filings
  • Note
    Holdings aggregated across “other managers” listed in original SEC filing, see here for detailed holdings broken out by other managers
Compare Q3 2025 to
Select Quarter
Issuer Name
Class
CUSIP
VALUE
%
Shares
Principal
Option Type
SPY
SPY

SPDR S&P 500 ETF TR

TR UNIT
78462F103
$800.68 M
89 %

1,201,900

put
RWT 7.75 06/15/27
RWT 7.75 06/15/27

REDWOOD TRUST INC

NOTE 7.750% 6/1
758075AF2
$26.61 M
3 %

26,563,000

RC
RC

READY CAPITAL CORP

COM
75574U101
$15.13 M
2 %

3,908,983

APLE
APLE

APPLE HOSPITALITY REIT INC

COM NEW
03784Y200
$8.77 M
1 %

730,000

AAT
AAT

AMERICAN ASSETS TR INC

COM
024013104
$6.39 M
1 %

314,643

---

LINEAGE INC

COM
53566V106
$6.28 M
1 %

162,409

---

PENNYMAC CORP

NOTE 8.500% 6/0
70932AAH6
$6.05 M
1 %

5,901,000

---

RITHM PPTY TR INC

9.875 FXD-FLT C
38983D862
$5.51 M
1 %

218,613

ELME
ELME

ELME COMMUNITIES

SH BEN INT
939653101
$4.30 M
1 %

255,041

RITM
RITM

RITHM CAPITAL CORP

COM NEW
64828T201
$4.11 M
1 %

360,573

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