thomas r carper

Senate / Democratic / Delaware

Net Worth Est.

$9.44 M

Trade volume

$18.75 M

Total trades

751

Last Traded

Dec. 13, 2024

Trades
Current Portfolio
Networth

Trade volume

Top Traded Sectors

Finance
112
Electronic technology
96
73
Health technology
66
Miscellaneous
61
Retail trade
36
Technology services
27
Producer manufacturing
26
Non-energy minerals
21
Commercial services
21

Trade Volume$18.75 M

Total Trades$751

Ticker	Transaction	Transaction on	Description	Change Since Trade
AY AY Atlantica Yield Plc	Sale $1,001 - $15,000	Dec 13, 2024 Reported on Jan 02, 2025	---	----
- US TREASURY BILL	Sale $15,001 - $50,000	Aug 01, 2024 Reported on Sep 03, 2024	---	----
- US TREASURY BILL	Sale $50,001 - $100,000	Aug 01, 2024 Reported on Sep 03, 2024	---	----
- US TREASURY BILL	Sale $50,001 - $100,000	Aug 01, 2024 Reported on Sep 03, 2024	---	----
- US TREASURY BILL	Sale $50,001 - $100,000	Aug 01, 2024 Reported on Sep 03, 2024	---	----
- UBS CONTINGENT AUTOCALL MET	Sale $15,001 - $50,000	Jul 18, 2024 Reported on Aug 02, 2024	---	----
- US TREASURY BILL	Purchase $50,001 - $100,000	Jun 17, 2024 Reported on Jul 01, 2024	---	----
- US TREASURY BILL	Sale $15,001 - $50,000	Jun 13, 2024 Reported on Jul 01, 2024	---	----
- US TREASURY BILL	Sale $50,001 - $100,000	Jun 13, 2024 Reported on Jul 01, 2024	---	----
- US TREASURY BILL	Sale $50,001 - $100,000	Jun 13, 2024 Reported on Jul 01, 2024	---	----
- US TREASURY BILL	Sale $100,001 - $250,000	Jun 13, 2024 Reported on Jul 01, 2024	---	----
- US TREASURY BILL	Purchase $50,001 - $100,000	Jun 12, 2024 Reported on Jul 01, 2024	---	----
- US TREASURY BILL	Purchase $15,001 - $50,000	Jun 12, 2024 Reported on Jul 01, 2024	---	----
- US TREASURY BILL	Purchase $50,001 - $100,000	Jun 12, 2024 Reported on Jul 01, 2024	---	----
TGT TGT Target	Purchase $1,001 - $15,000	May 22, 2024 Reported on Jun 03, 2024	---	-27.37%
FDRR FDRR Fidelity Dividend ETF for Rising Rates	Sale (Partial) $1,001 - $15,000	May 16, 2024 Reported on Jun 03, 2024	---	16.88%
EFAD EFAD ProShares Trust ProShares MSCI EAFE Dividend Growers ETF	Sale $1,001 - $15,000	May 16, 2024 Reported on Jun 03, 2024	---	9.90%
EFAD EFAD ProShares Trust ProShares MSCI EAFE Dividend Growers ETF	Sale $1,001 - $15,000	May 16, 2024 Reported on Jun 03, 2024	---	9.90%
VIG VIG Vanguard Div Appreciation ETF	Purchase $1,001 - $15,000	May 16, 2024 Reported on Jun 03, 2024	---	13.17%
VEA VEA Vanguard FTSE Developed Markets ETF	Purchase $1,001 - $15,000	May 16, 2024 Reported on Jun 03, 2024	---	12.37%
VEA VEA Vanguard FTSE Developed Markets ETF	Purchase $1,001 - $15,000	May 16, 2024 Reported on Jun 03, 2024	---	12.37%
ICOW ICOW Pacer Developed Markets International Cash Cows 100 ETF	Purchase $1,001 - $15,000	May 16, 2024 Reported on Jun 03, 2024	---	5.22%
PRF PRF Invesco FTSE RAFI US 1000 ETF	Sale $1,001 - $15,000	May 16, 2024 Reported on Jun 03, 2024	---	11.91%
SMDV SMDV ProShares Russell 2000 Dividend Growers ETF	Sale $1,001 - $15,000	May 15, 2024 Reported on Jun 03, 2024	---	3.88%
CALF CALF Pacer US Small Cap Cash Cows 100 ETF	Purchase $1,001 - $15,000	May 15, 2024 Reported on Jun 03, 2024	---	-11.97%
MOO MOO VanEck Agribusiness ETF	Sale $1,001 - $15,000	May 14, 2024 Reported on Jun 03, 2024	---	0.96%
EMR EMR Emerson Electric	Purchase $1,001 - $15,000	May 09, 2024 Reported on Jun 03, 2024	---	20.91%
TTE TTE TotalEnergies	Sale $1,001 - $15,000	May 09, 2024 Reported on Jun 03, 2024	---	-14.91%
OXY OXY Occidental Petroleum	Purchase $1,001 - $15,000	May 09, 2024 Reported on Jun 03, 2024	---	-31.82%
SBUX SBUX Starbucks	Sale $1,001 - $15,000	May 09, 2024 Reported on Jun 03, 2024	---	24.79%
ATKR ATKR Atkore	Sale $1,001 - $15,000	May 09, 2024 Reported on Jun 03, 2024	---	-53.37%
- US TREASURY BILL	Sale $100,001 - $250,000	May 02, 2024 Reported on Jun 03, 2024	---	----
- US TREASURY BILL	Sale $50,001 - $100,000	May 02, 2024 Reported on Jun 03, 2024	---	----
- US TREASURY BILL	Purchase $100,001 - $250,000	May 02, 2024 Reported on Jun 03, 2024	---	----
- US TREASURY BILL	Sale $15,001 - $50,000	May 02, 2024 Reported on Jun 03, 2024	---	----
- US TREASURY BILL	Sale $50,001 - $100,000	May 02, 2024 Reported on Jun 03, 2024	---	----
- US TREASURY BILL	Purchase $50,001 - $100,000	May 01, 2024 Reported on Jun 03, 2024	---	----
- US TREASURY BILL	Purchase $50,001 - $100,000	May 01, 2024 Reported on Jun 03, 2024	---	----
- US TREASURY BILL	Purchase $15,001 - $50,000	May 01, 2024 Reported on Jun 03, 2024	---	----
VLO VLO Valero Energy	Sale (Partial) $1,001 - $15,000	Apr 11, 2024 Reported on Apr 30, 2024	---	-18.33%
ENB ENB Enbridge	Purchase $1,001 - $15,000	Apr 11, 2024 Reported on Apr 30, 2024	---	29.49%
- JPM CONTINGENT AUTOCALL C	Sale $15,001 - $50,000	Apr 01, 2024 Reported on Apr 30, 2024	---	----
MOS MOS Mosaic	Sale $1,001 - $15,000	Mar 28, 2024 Reported on Mar 29, 2024	---	14.82%
NTR NTR Nutrien	Purchase $1,001 - $15,000	Mar 28, 2024 Reported on Mar 29, 2024	---	10.73%
- US TREASURY BILL	Purchase $1,001 - $15,000	Mar 28, 2024 Reported on Mar 29, 2024	---	----
- US TREASURY BILL	Purchase $15,001 - $50,000	Mar 28, 2024 Reported on Mar 29, 2024	---	----
- US TREASURY BILL	Purchase $1,001 - $15,000	Mar 28, 2024 Reported on Mar 29, 2024	---	----
D D Dominion Energy	Purchase $1,001 - $15,000	Mar 28, 2024 Reported on Mar 29, 2024	---	15.59%
- US TREASURY BILL	Purchase $50,001 - $100,000	Mar 26, 2024 Reported on Mar 29, 2024	---	----
- US TREASURY BILL	Sale $15,001 - $50,000	Mar 26, 2024 Reported on Mar 29, 2024	---	----
- US TREASURY BILL	Sale $50,001 - $100,000	Mar 26, 2024 Reported on Mar 29, 2024	---	----
- US TREASURY BILL	Sale $15,001 - $50,000	Mar 26, 2024 Reported on Mar 29, 2024	---	----
- US TREASURY BILL	Purchase $15,001 - $50,000	Mar 25, 2024 Reported on Mar 29, 2024	---	----
- US TREASURY BILL	Purchase $15,001 - $50,000	Mar 25, 2024 Reported on Mar 29, 2024	---	----
INOD INOD Innodata	Sale $1,001 - $15,000	Mar 21, 2024 Reported on Mar 29, 2024	---	671.23%
SOFI SOFI SoFi Techs	Sale $1,001 - $15,000	Mar 21, 2024 Reported on Mar 29, 2024	---	149.60%
ALTM ALTM Arcadium Lithium	Purchase $1,001 - $15,000	Mar 21, 2024 Reported on Mar 29, 2024	---	26.13%
- US TREASURY BILL	Sale $50,001 - $100,000	Mar 19, 2024 Reported on Mar 29, 2024	---	----
- US TREASURY BILL	Purchase $50,001 - $100,000	Mar 19, 2024 Reported on Mar 29, 2024	---	----
- US TREASURY BILL	Sale $50,001 - $100,000	Mar 19, 2024 Reported on Mar 29, 2024	---	----
- RYDER SYSTEM INC	Sale $1,001 - $15,000	Mar 18, 2024 Reported on Mar 29, 2024	---	----
- US TREASURY BILL	Purchase $15,001 - $50,000	Mar 18, 2024 Reported on Mar 29, 2024	---	----
- TAMPA ELECTRIC CO	Purchase $1,001 - $15,000	Mar 15, 2024 Reported on Mar 29, 2024	---	----
CEF CEF Sprott Physical Gold	Sale (Partial) $1,001 - $15,000	Mar 13, 2024 Reported on Mar 29, 2024	---	51.79%
CEF CEF Sprott Physical Gold	Sale (Partial) $1,001 - $15,000	Mar 13, 2024 Reported on Mar 29, 2024	---	51.79%
GLD GLD SPDR Gold Trust	Sale (Partial) $1,001 - $15,000	Mar 13, 2024 Reported on Mar 29, 2024	---	52.66%
CEF CEF Sprott Physical Gold	Sale (Partial) $1,001 - $15,000	Mar 13, 2024 Reported on Mar 29, 2024	---	51.79%
SQM SQM Sociedad Quimica Y Minera	Purchase $1,001 - $15,000	Mar 13, 2024 Reported on Mar 29, 2024	---	-26.39%
ETRN ETRN Equitrans Midstream	Sale $1,001 - $15,000	Mar 11, 2024 Reported on Mar 29, 2024	---	----
NVDA NVDA NVIDIA	Purchase $1,001 - $15,000	Mar 07, 2024 Reported on Mar 29, 2024	---	71.95%
AAPL AAPL Apple	Sale (Partial) $1,001 - $15,000	Mar 07, 2024 Reported on Mar 29, 2024	---	26.36%
- US TREASURY BILL	Purchase $15,001 - $50,000	Feb 22, 2024 Reported on Mar 04, 2024	---	----
EQNR EQNR Equinor	Sale $1,001 - $15,000	Feb 16, 2024 Reported on Mar 04, 2024	---	0.90%
TGT TGT Target	Purchase $1,001 - $15,000	Feb 16, 2024 Reported on Mar 04, 2024	---	-29.93%
- US TREASURY BILL	Sale $100,001 - $250,000	Feb 08, 2024 Reported on Mar 04, 2024	---	----
- US TREASURY BILL	Sale $15,001 - $50,000	Feb 08, 2024 Reported on Mar 04, 2024	---	----
- US TREASURY BILL	Purchase $50,001 - $100,000	Feb 08, 2024 Reported on Mar 04, 2024	---	----
- US TREASURY BILL	Purchase $50,001 - $100,000	Feb 08, 2024 Reported on Mar 04, 2024	---	----
- US TREASURY BILL	Purchase $15,001 - $50,000	Feb 07, 2024 Reported on Mar 04, 2024	---	----
- US TREASURY BILL	Sale $15,001 - $50,000	Jan 18, 2024 Reported on Feb 02, 2024	---	----
- US TREASURY BILL	Sale $15,001 - $50,000	Jan 18, 2024 Reported on Feb 02, 2024	---	----
- US TREASURY BILL	Sale $15,001 - $50,000	Jan 18, 2024 Reported on Feb 02, 2024	---	----
AES AES AES	Purchase $1,001 - $15,000	Jan 17, 2024 Reported on Feb 02, 2024	---	-33.79%
ETRN ETRN Equitrans Midstream	Purchase $1,001 - $15,000	Jan 17, 2024 Reported on Feb 02, 2024	---	----
ABT ABT Abbott Laboratories	Sale (Partial) $1,001 - $15,000	Jan 17, 2024 Reported on Feb 02, 2024	---	18.00%
GBIL GBIL Goldman Sachs Access Treasury 0-1 Year ETF	Purchase $1,001 - $15,000	Jan 17, 2024 Reported on Feb 02, 2024	---	-0.09%
MET MET MetLife	Sale (Partial) $1,001 - $15,000	Jan 17, 2024 Reported on Feb 02, 2024	---	19.64%
CME CME CME Gr	Purchase $1,001 - $15,000	Jan 17, 2024 Reported on Feb 02, 2024	---	36.33%
- US TREASURY BILL	Purchase $15,001 - $50,000	Jan 17, 2024 Reported on Feb 02, 2024	---	----
- US TREASURY BILL	Purchase $15,001 - $50,000	Jan 17, 2024 Reported on Feb 02, 2024	---	----
VLO VLO Valero Energy	Purchase $1,001 - $15,000	Jan 17, 2024 Reported on Feb 02, 2024	---	14.46%
SBUX SBUX Starbucks	Purchase $1,001 - $15,000	Jan 17, 2024 Reported on Feb 02, 2024	---	2.91%
TTE TTE TotalEnergies	Sale (Partial) $1,001 - $15,000	Jan 17, 2024 Reported on Feb 02, 2024	---	-0.73%
GBIL GBIL Goldman Sachs Access Treasury 0-1 Year ETF	Purchase $1,001 - $15,000	Jan 17, 2024 Reported on Feb 02, 2024	---	-0.09%
- BROADCOMCORP	Sale $1,001 - $15,000	Jan 16, 2024 Reported on Feb 02, 2024	---	----
S S SentinelOne	Sale $1,001 - $15,000	Jan 02, 2024 Reported on Feb 02, 2024	---	-28.68%
DELL DELL Dell Technologies	Purchase $1,001 - $15,000	Jan 02, 2024 Reported on Feb 02, 2024	---	67.43%
- US TREASURY BILL	Purchase $15,001 - $50,000	Dec 26, 2023 Reported on Jan 03, 2024	---	----
- US TREASURY BILL	Purchase $15,001 - $50,000	Dec 26, 2023 Reported on Jan 03, 2024	---	----
- TRSWF - TransAlta Renewables Inc	$1,001 - $15,000	Dec 21, 2023 Reported on Jan 03, 2024	---	----
- US TREASURY BILL	Sale $50,001 - $100,000	Dec 19, 2023 Reported on Jan 03, 2024	---	----
- US TREASURY BILL	Sale $15,001 - $50,000	Dec 19, 2023 Reported on Jan 03, 2024	---	----
- US TREASURY BILL	Purchase $100,001 - $250,000	Dec 19, 2023 Reported on Jan 03, 2024	---	----
- US TREASURY BILL	Sale $50,001 - $100,000	Dec 19, 2023 Reported on Jan 03, 2024	---	----
- US TREASURY BILL	Sale $15,001 - $50,000	Dec 19, 2023 Reported on Jan 03, 2024	---	----
FDRR FDRR Fidelity Dividend ETF for Rising Rates	Purchase $1,001 - $15,000	Dec 18, 2023 Reported on Jan 03, 2024	---	27.11%
- US TREASURY BILL	Purchase $15,001 - $50,000	Dec 18, 2023 Reported on Jan 03, 2024	---	----
SBPYX SBPYX Clearbridge Small Cap Growth Fd Cl I	Purchase $15,001 - $50,000	Dec 18, 2023 Reported on Jan 03, 2024	---	----
XCEM XCEM Columbia EM Core ex-China ETF	Purchase $15,001 - $50,000	Dec 18, 2023 Reported on Jan 03, 2024	---	17.92%
XCEM XCEM Columbia EM Core ex-China ETF	Purchase $1,001 - $15,000	Dec 18, 2023 Reported on Jan 03, 2024	---	17.92%
SMDV SMDV ProShares Russell 2000 Dividend Growers ETF	Purchase $1,001 - $15,000	Dec 18, 2023 Reported on Jan 03, 2024	---	4.81%
HDGE HDGE Ranger Equity Bear Bear ETF	Sale $1,001 - $15,000	Dec 14, 2023 Reported on Jan 03, 2024	---	-23.42%
HDGE HDGE Ranger Equity Bear Bear ETF	Sale $1,001 - $15,000	Dec 14, 2023 Reported on Jan 03, 2024	---	-23.42%
HDGE HDGE Ranger Equity Bear Bear ETF	Sale $15,001 - $50,000	Dec 14, 2023 Reported on Jan 03, 2024	---	-23.42%
URA URA Global X Uranium ETF	Sale (Partial) $1,001 - $15,000	Dec 11, 2023 Reported on Jan 03, 2024	---	31.92%
GLPI GLPI Gaming and Leisure Props	Purchase $1,001 - $15,000	Dec 11, 2023 Reported on Jan 03, 2024	---	5.12%
AGX AGX Argan	Sale $1,001 - $15,000	Dec 11, 2023 Reported on Jan 03, 2024	---	383.49%
FLNG FLNG Flex LNG	Purchase $1,001 - $15,000	Dec 11, 2023 Reported on Jan 03, 2024	---	-19.79%
VLO VLO Valero Energy	Purchase $1,001 - $15,000	Dec 11, 2023 Reported on Jan 03, 2024	---	17.09%
KMB KMB Kimberly-Clark	Purchase $1,001 - $15,000	Dec 11, 2023 Reported on Jan 03, 2024	---	9.22%
FMC FMC FMC	Purchase $1,001 - $15,000	Dec 11, 2023 Reported on Jan 03, 2024	---	-20.73%
TSM TSM Taiwan Semiconductor	Sale (Partial) $1,001 - $15,000	Dec 11, 2023 Reported on Jan 03, 2024	---	132.59%
MOS MOS Mosaic	Sale (Partial) $1,001 - $15,000	Dec 11, 2023 Reported on Jan 03, 2024	---	3.85%
DGX DGX Quest Diagnostics	Sale (Partial) $1,001 - $15,000	Dec 11, 2023 Reported on Jan 03, 2024	---	29.20%
FNF FNF Fidelity National Finl	Sale $1,001 - $15,000	Dec 11, 2023 Reported on Jan 03, 2024	---	22.99%
IRM IRM Iron Mountain	Sale (Partial) $1,001 - $15,000	Dec 11, 2023 Reported on Jan 03, 2024	---	52.78%
SBUX SBUX Starbucks	Purchase $1,001 - $15,000	Dec 11, 2023 Reported on Jan 03, 2024	---	-3.75%
HDGE HDGE Ranger Equity Bear Bear ETF	Purchase $1,001 - $15,000	Oct 20, 2023 Reported on Nov 02, 2023	---	-35.39%
HDGE HDGE Ranger Equity Bear Bear ETF	Purchase $1,001 - $15,000	Oct 20, 2023 Reported on Nov 02, 2023	---	-35.39%
PSQ PSQ ProShares Short QQQ	Sale $1,001 - $15,000	Oct 20, 2023 Reported on Nov 02, 2023	---	-39.47%
PSQ PSQ ProShares Short QQQ	Sale $1,001 - $15,000	Oct 20, 2023 Reported on Nov 02, 2023	---	-39.47%
PSQ PSQ ProShares Short QQQ	Sale $1,001 - $15,000	Oct 20, 2023 Reported on Nov 02, 2023	---	-39.47%
HDGE HDGE Ranger Equity Bear Bear ETF	Purchase $1,001 - $15,000	Oct 20, 2023 Reported on Nov 02, 2023	---	-35.39%
- US TREASURY BILL	Sale $50,001 - $100,000	Oct 19, 2023 Reported on Nov 02, 2023	---	----
- US TREASURY BILL	Sale $15,001 - $50,000	Oct 19, 2023 Reported on Nov 02, 2023	---	----
- US TREASURY BILL	Sale $15,001 - $50,000	Oct 19, 2023 Reported on Nov 02, 2023	---	----
- US TREASURY BILL	Sale $15,001 - $50,000	Oct 19, 2023 Reported on Nov 02, 2023	---	----
- US TREASURY BILL	Purchase $50,001 - $100,000	Oct 19, 2023 Reported on Nov 02, 2023	---	----
- US TREASURY BILL	Purchase $15,001 - $50,000	Oct 18, 2023 Reported on Nov 02, 2023	---	----
- US TREASURY BILL	Purchase $50,001 - $100,000	Oct 18, 2023 Reported on Nov 02, 2023	---	----
- US TREASURY BILL	Purchase $15,001 - $50,000	Oct 18, 2023 Reported on Nov 02, 2023	---	----
RVNC RVNC Revance Therapeutics	Purchase $1,001 - $15,000	Oct 04, 2023 Reported on Nov 02, 2023	---	----
GPCR GPCR Structure Therapeutics	Sale $1,001 - $15,000	Oct 04, 2023 Reported on Nov 02, 2023	---	-62.68%
- US TREASURY BILL	Sale $1,001 - $15,000	Sep 26, 2023 Reported on Oct 02, 2023	---	----
- US TREASURY BILL	Sale $15,001 - $50,000	Sep 26, 2023 Reported on Oct 02, 2023	---	----
- US TREASURY BILL	Purchase $1,001 - $15,000	Sep 25, 2023 Reported on Oct 02, 2023	---	----
- US TREASURY BILL	Purchase $15,001 - $50,000	Sep 25, 2023 Reported on Oct 02, 2023	---	----
- US TREASURY BILL	Sale $15,001 - $50,000	Sep 21, 2023 Reported on Oct 02, 2023	---	----
- US TREASURY BILL	Sale $15,001 - $50,000	Sep 21, 2023 Reported on Oct 02, 2023	---	----
- US TREASURY BILL	Sale $15,001 - $50,000	Sep 21, 2023 Reported on Oct 02, 2023	---	----
- US TREASURY BILL	Sale $50,001 - $100,000	Sep 21, 2023 Reported on Oct 02, 2023	---	----
- US TREASURY BILL	Purchase $15,001 - $50,000	Sep 21, 2023 Reported on Oct 02, 2023	---	----
- US TREASURY BILL	Purchase $15,001 - $50,000	Sep 20, 2023 Reported on Oct 02, 2023	---	----
- US TREASURY BILL	Purchase $50,001 - $100,000	Sep 20, 2023 Reported on Oct 02, 2023	---	----
- US TREASURY BILL	Purchase $15,001 - $50,000	Sep 20, 2023 Reported on Oct 02, 2023	---	----
CRWD CRWD CrowdStrike Holdings	Sale $1,001 - $15,000	Aug 29, 2023 Reported on Sep 05, 2023	---	250.44%
RMD RMD ResMed	Purchase $1,001 - $15,000	Aug 29, 2023 Reported on Sep 05, 2023	---	56.75%
INOD INOD Innodata	Purchase $1,001 - $15,000	Aug 29, 2023 Reported on Sep 05, 2023	---	244.30%
NEE NEE NextEra Energy	Purchase $1,001 - $15,000	Aug 29, 2023 Reported on Sep 05, 2023	---	9.44%
AQN AQN Algonquin Power	Sale $1,001 - $15,000	Aug 29, 2023 Reported on Sep 05, 2023	---	-23.51%
SWKS SWKS Skyworks Solutions	Sale $1,001 - $15,000	Aug 29, 2023 Reported on Sep 05, 2023	---	-26.93%
NTLA NTLA Intellia Therapeutics	Sale $1,001 - $15,000	Aug 25, 2023 Reported on Sep 05, 2023	---	-71.92%
PSQ PSQ ProShares Short QQQ	Purchase $1,001 - $15,000	Aug 23, 2023 Reported on Sep 05, 2023	---	-37.38%
PSQ PSQ ProShares Short QQQ	Purchase $1,001 - $15,000	Aug 23, 2023 Reported on Sep 05, 2023	---	-37.38%
PSQ PSQ ProShares Short QQQ	Purchase $1,001 - $15,000	Aug 23, 2023 Reported on Sep 05, 2023	---	-37.38%
MPW MPW Medical Properties Trust	Sale $1,001 - $15,000	Aug 22, 2023 Reported on Sep 05, 2023	---	-35.30%
ROK ROK Rockwell Automation	Purchase $1,001 - $15,000	Aug 22, 2023 Reported on Sep 05, 2023	---	18.60%
PSQ PSQ ProShares Short QQQ	Sale $1,001 - $15,000	Aug 18, 2023 Reported on Sep 05, 2023	---	-39.20%
PSQ PSQ ProShares Short QQQ	Sale $1,001 - $15,000	Aug 18, 2023 Reported on Sep 05, 2023	---	-39.20%
JHEM JHEM John Hancock Multifactor Emerging Markets ETF	Sale $1,001 - $15,000	Aug 16, 2023 Reported on Sep 05, 2023	---	23.38%
JHEM JHEM John Hancock Multifactor Emerging Markets ETF	Sale $1,001 - $15,000	Aug 16, 2023 Reported on Sep 05, 2023	---	23.38%
XCEM XCEM Columbia EM Core ex-China ETF	Purchase $1,001 - $15,000	Aug 16, 2023 Reported on Sep 05, 2023	---	24.69%
BAH BAH Booz Allen Hamilton	Sale $1,001 - $15,000	Aug 15, 2023 Reported on Sep 05, 2023	---	-10.57%
RMBS RMBS Rambus	Sale $1,001 - $15,000	Aug 10, 2023 Reported on Sep 05, 2023	---	33.71%
SOFI SOFI SoFi Techs	Purchase $1,001 - $15,000	Aug 10, 2023 Reported on Sep 05, 2023	---	112.96%
FTNT FTNT Fortinet	Sale $1,001 - $15,000	Aug 04, 2023 Reported on Sep 05, 2023	---	86.12%
- US TREASURY BILL	Purchase $15,001 - $50,000	Aug 02, 2023 Reported on Sep 05, 2023	---	----
- US TREASURY BILL	Purchase $50,001 - $100,000	Jul 28, 2023 Reported on Aug 02, 2023	---	----
- US TREASURY BILL	Purchase $15,001 - $50,000	Jul 28, 2023 Reported on Aug 02, 2023	---	----
- US TREASURY BILL	Purchase $15,001 - $50,000	Jul 28, 2023 Reported on Aug 02, 2023	---	----
- US TREASURY BILL	Sale $15,001 - $50,000	Jul 27, 2023 Reported on Aug 02, 2023	---	----
- US TREASURY BILL	Sale $15,001 - $50,000	Jul 27, 2023 Reported on Aug 02, 2023	---	----
- US TREASURY BILL	Sale $15,001 - $50,000	Jul 13, 2023 Reported on Aug 02, 2023	---	----
PSQ PSQ ProShares Short QQQ	Purchase $1,001 - $15,000	Jul 13, 2023 Reported on Aug 02, 2023	---	-35.19%
HDGE HDGE Ranger Equity Bear Bear ETF	Sale $1,001 - $15,000	Jul 13, 2023 Reported on Aug 02, 2023	---	-21.81%
- US TREASURY BILL	Sale $15,001 - $50,000	Jul 13, 2023 Reported on Aug 02, 2023	---	----
PSQ PSQ ProShares Short QQQ	Purchase $1,001 - $15,000	Jul 13, 2023 Reported on Aug 02, 2023	---	-35.19%
HDGE HDGE Ranger Equity Bear Bear ETF	Sale $15,001 - $50,000	Jul 13, 2023 Reported on Aug 02, 2023	---	-21.81%
- US TREASURY BILL	Sale $50,001 - $100,000	Jul 13, 2023 Reported on Aug 02, 2023	---	----
VZ VZ Verizon Communications	Purchase $1,001 - $15,000	Jul 10, 2023 Reported on Aug 02, 2023	---	23.93%
FNF FNF Fidelity National Finl	Purchase $1,001 - $15,000	Jul 10, 2023 Reported on Aug 02, 2023	---	60.82%
- US TREASURY BILL	Purchase $15,001 - $50,000	Jul 06, 2023 Reported on Aug 02, 2023	---	----
- US TREASURY BILL	Purchase $15,001 - $50,000	Jul 06, 2023 Reported on Aug 02, 2023	---	----
- US TREASURY BILL	Sale $1,001 - $15,000	Jun 20, 2023 Reported on Jun 30, 2023	---	----
ETN ETN Eaton Corp	Sale $1,001 - $15,000	Jun 20, 2023 Reported on Jun 30, 2023	---	86.49%
- US TREASURY BILL	Sale $15,001 - $50,000	Jun 20, 2023 Reported on Jun 30, 2023	---	----
TT TT Trane Technologies	Purchase $1,001 - $15,000	Jun 20, 2023 Reported on Jun 30, 2023	---	135.52%
- US TREASURY BILL	Purchase $15,001 - $50,000	Jun 16, 2023 Reported on Jun 30, 2023	---	----
- US TREASURY BILL	Purchase $1,001 - $15,000	Jun 16, 2023 Reported on Jun 30, 2023	---	----
NVDA NVDA NVIDIA	Sale (Partial) $1,001 - $15,000	May 25, 2023 Reported on Jun 30, 2023	---	319.54%
KEYS KEYS Keysight Techs	Sale $1,001 - $15,000	May 22, 2023 Reported on Jun 30, 2023	---	5.25%
NTLA NTLA Intellia Therapeutics	Purchase $1,001 - $15,000	May 22, 2023 Reported on Jun 30, 2023	---	-75.81%
DIS DIS Walt Disney	Sale $1,001 - $15,000	May 22, 2023 Reported on Jun 30, 2023	---	35.05%
BAH BAH Booz Allen Hamilton	Purchase $1,001 - $15,000	May 22, 2023 Reported on Jun 30, 2023	---	16.92%
- US TREASURY BILL	Purchase $50,001 - $100,000	May 09, 2023 Reported on Jun 30, 2023	---	----
PYPL PYPL PayPal Holdings	Sale $1,001 - $15,000	May 09, 2023 Reported on Jun 30, 2023	---	16.21%
- US TREASURY BILL	Sale $1,001 - $15,000	May 02, 2023 Reported on Jun 30, 2023	---	----
- US TREASURY BILL	Sale $1,001 - $15,000	May 02, 2023 Reported on Jun 30, 2023	---	----
- US TREASURY BILL	Sale $50,001 - $100,000	May 02, 2023 Reported on Jun 30, 2023	---	----
- US TREASURY BILL	Sale $15,001 - $50,000	May 02, 2023 Reported on Jun 30, 2023	---	----
- US TREASURY BILL	Purchase $15,001 - $50,000	May 01, 2023 Reported on Jun 30, 2023	---	----
- US TREASURY BILL	Purchase $1,001 - $15,000	May 01, 2023 Reported on Jun 30, 2023	---	----
NVS NVS Novartis	Purchase $1,001 - $15,000	Apr 26, 2023 Reported on May 01, 2023	---	25.63%
TMO TMO Thermo Fisher Scientific	Sale (Partial) $1,001 - $15,000	Apr 26, 2023 Reported on May 01, 2023	---	-19.47%
- US TREASURY BILL	Sale $15,001 - $50,000	Apr 20, 2023 Reported on May 01, 2023	---	----
- US TREASURY BILL	Sale $15,001 - $50,000	Apr 20, 2023 Reported on May 01, 2023	---	----
- US TREASURY BILL	Purchase $15,001 - $50,000	Apr 19, 2023 Reported on May 01, 2023	---	----
- US TREASURY BILL	Purchase $15,001 - $50,000	Apr 19, 2023 Reported on May 01, 2023	---	----
AVNT AVNT Avient	Sale $1,001 - $15,000	Apr 17, 2023 Reported on May 01, 2023	---	-15.32%
JHMM JHMM John Hancock Multifactor Mid Cap ETF	Sale $1,001 - $15,000	Apr 17, 2023 Reported on May 01, 2023	---	30.20%
DIOD DIOD Diodes	Sale $1,001 - $15,000	Apr 17, 2023 Reported on May 01, 2023	---	-32.60%
BRKR BRKR Bruker	Sale $1,001 - $15,000	Apr 17, 2023 Reported on May 01, 2023	---	-48.60%
FIMKX FIMKX Fidelity Advisor Emerging Markets Fund Class I	Sale $1,001 - $15,000	Apr 17, 2023 Reported on May 01, 2023	---	----
VSH VSH Vishay Intertechnology	Sale $1,001 - $15,000	Apr 17, 2023 Reported on May 01, 2023	---	-20.76%
RTH RTH VanEck Retail ETF	Sale $1,001 - $15,000	Apr 17, 2023 Reported on May 01, 2023	---	47.41%
FDN FDN First Trust Dow Jones Internet ETF	Sale $1,001 - $15,000	Apr 17, 2023 Reported on May 01, 2023	---	85.25%
SNDR SNDR Schneider National	Sale $1,001 - $15,000	Apr 17, 2023 Reported on May 01, 2023	---	-3.35%
DGRS DGRS WisdomTree U.S. SmallCap Quality Dividend Growth Fund	Sale $1,001 - $15,000	Apr 17, 2023 Reported on May 01, 2023	---	17.86%
FCPIX FCPIX Fidelity Advisor International Capital Appreciat	Sale $1,001 - $15,000	Apr 17, 2023 Reported on May 01, 2023	---	----
SBIO SBIO ALPS Medical Breakthroughs ETF	Sale $1,001 - $15,000	Apr 17, 2023 Reported on May 01, 2023	---	4.05%
MRVL MRVL Marvell Tech	Sale $1,001 - $15,000	Apr 17, 2023 Reported on May 01, 2023	---	85.81%
ALGM ALGM Allegro Microsystems	Sale $1,001 - $15,000	Apr 17, 2023 Reported on May 01, 2023	---	-17.14%
LGI LGI Lazard Glb Total Return	Sale $1,001 - $15,000	Apr 17, 2023 Reported on May 01, 2023	---	11.45%
CSCO CSCO Cisco Systems	Sale $15,001 - $50,000	Apr 13, 2023 Reported on May 01, 2023	---	36.56%
UAA UAA Under Armour	Sale $1,001 - $15,000	Apr 13, 2023 Reported on May 01, 2023	---	-22.12%
UA UA Under Armour	Sale $1,001 - $15,000	Apr 13, 2023 Reported on May 01, 2023	---	-18.46%
- US TREASURY BILL	Purchase $50,001 - $100,000	Apr 13, 2023 Reported on May 01, 2023	---	----
- US TREASURY BILL	Sale $1,001 - $15,000	Mar 23, 2023 Reported on Apr 03, 2023	---	----
- US TREASURY BILL	Purchase $15,001 - $50,000	Mar 23, 2023 Reported on Apr 03, 2023	---	----
- US TREASURY BILL	Sale $15,001 - $50,000	Mar 23, 2023 Reported on Apr 03, 2023	---	----
- US TREASURY BILL	Purchase $1,001 - $15,000	Mar 23, 2023 Reported on Apr 03, 2023	---	----
- US TREASURY BILL	Sale $1,001 - $15,000	Mar 23, 2023 Reported on Apr 03, 2023	---	----
- US TREASURY BILL	Purchase $1,001 - $15,000	Mar 23, 2023 Reported on Apr 03, 2023	---	----
AAPL AAPL Apple	Sale (Partial) $15,001 - $50,000	Mar 07, 2023 Reported on Apr 03, 2023	---	40.86%
- US TREASURY BILL	Purchase $1,001 - $15,000	Feb 28, 2023 Reported on Mar 01, 2023	---	----
IRM IRM Iron Mountain	Sale (Partial) $1,001 - $15,000	Feb 21, 2023 Reported on Mar 01, 2023	---	98.70%
BSM BSM Black Stone Minerals	Purchase $1,001 - $15,000	Feb 21, 2023 Reported on Mar 01, 2023	---	-14.76%
FPI FPI Farmland Partners	Purchase $1,001 - $15,000	Feb 21, 2023 Reported on Mar 01, 2023	---	-5.00%
WM WM Waste Management	Purchase $1,001 - $15,000	Feb 21, 2023 Reported on Mar 01, 2023	---	48.88%
TSM TSM Taiwan Semiconductor	Sale (Partial) $1,001 - $15,000	Feb 21, 2023 Reported on Mar 01, 2023	---	167.91%
SQM SQM Sociedad Quimica Y Minera	Purchase $1,001 - $15,000	Feb 21, 2023 Reported on Mar 01, 2023	---	-55.84%
APO APO Apollo Global Management	Sale (Partial) $1,001 - $15,000	Feb 21, 2023 Reported on Mar 01, 2023	---	108.32%
SBUX SBUX Starbucks	Sale $1,001 - $15,000	Feb 21, 2023 Reported on Mar 01, 2023	---	-9.87%
VFH VFH Vanguard Financials ETF	Sale $1,001 - $15,000	Feb 21, 2023 Reported on Mar 01, 2023	---	48.55%
HASI HASI Hannon Armstrong	Purchase $1,001 - $15,000	Feb 21, 2023 Reported on Mar 01, 2023	---	-15.05%
AGX AGX Argan	Purchase $1,001 - $15,000	Feb 21, 2023 Reported on Mar 01, 2023	---	435.49%
QCOM QCOM Qualcomm	Sale (Partial) $1,001 - $15,000	Feb 21, 2023 Reported on Mar 01, 2023	---	31.13%
RTH RTH VanEck Retail ETF	Sale $1,001 - $15,000	Feb 21, 2023 Reported on Mar 01, 2023	---	48.43%
RTX RTX Raytheon Technologies	Purchase $1,001 - $15,000	Feb 21, 2023 Reported on Mar 01, 2023	---	44.81%
MOS MOS Mosaic	Purchase $1,001 - $15,000	Feb 21, 2023 Reported on Mar 01, 2023	---	-23.72%
KBE KBE SPDR S&P Bank ETF	Sale $1,001 - $15,000	Feb 21, 2023 Reported on Mar 01, 2023	---	22.01%
GNR GNR SPDR S&P Global Natural Resources ETF	Sale (Partial) $1,001 - $15,000	Feb 15, 2023 Reported on Mar 01, 2023	---	-6.15%
QTEC QTEC First Trust NASDAQ-100-Technology Sector Index Fund	Purchase $1,001 - $15,000	Feb 15, 2023 Reported on Mar 01, 2023	---	69.18%
RTH RTH VanEck Retail ETF	Sale $1,001 - $15,000	Feb 15, 2023 Reported on Mar 01, 2023	---	42.87%
IVV IVV iShares Core S&P 500 ETF	Purchase $1,001 - $15,000	Feb 15, 2023 Reported on Mar 01, 2023	---	51.05%
LDP LDP Cohen & Steers Ltd	Sale $1,001 - $15,000	Feb 15, 2023 Reported on Mar 01, 2023	---	1.29%
GBIL GBIL Goldman Sachs Access Treasury 0-1 Year ETF	Purchase $1,001 - $15,000	Feb 15, 2023 Reported on Mar 01, 2023	---	0.10%
VHT VHT Vanguard Health Care ETF	Purchase $1,001 - $15,000	Feb 15, 2023 Reported on Mar 01, 2023	---	2.46%
CDL CDL VictoryShares US Large Cap High Div Volatility Wtd ETF	Sale $1,001 - $15,000	Feb 15, 2023 Reported on Mar 01, 2023	---	11.00%
- US TREASURY BILL	Purchase $1,001 - $15,000	Feb 15, 2023 Reported on Mar 01, 2023	---	----
IWD IWD iShares Russell 1000 Value ETF	Purchase $1,001 - $15,000	Feb 15, 2023 Reported on Mar 01, 2023	---	23.42%
IGHG IGHG ProShares Investment Grade-Interest Rate Hedged	Purchase $1,001 - $15,000	Feb 15, 2023 Reported on Mar 01, 2023	---	8.67%
FDRR FDRR Fidelity Dividend ETF for Rising Rates	Sale (Partial) $1,001 - $15,000	Feb 15, 2023 Reported on Mar 01, 2023	---	31.68%
IJR IJR iShares Core S&P Small-Cap ETF	Purchase $1,001 - $15,000	Feb 15, 2023 Reported on Mar 01, 2023	---	7.06%
FQAL FQAL Fidelity Quality Factor ETF	Sale $1,001 - $15,000	Feb 15, 2023 Reported on Mar 01, 2023	---	46.06%
JHMM JHMM John Hancock Multifactor Mid Cap ETF	Sale (Partial) $1,001 - $15,000	Feb 15, 2023 Reported on Mar 01, 2023	---	22.27%
SPGP SPGP Invesco S&P 500 GARP ETF	Sale (Partial) $1,001 - $15,000	Feb 15, 2023 Reported on Mar 01, 2023	---	19.46%
MOO MOO VanEck Agribusiness ETF	Sale (Partial) $1,001 - $15,000	Feb 15, 2023 Reported on Mar 01, 2023	---	----
- US TREASURY BILL	Purchase $15,001 - $50,000	Feb 15, 2023 Reported on Mar 01, 2023	---	----
MBXIX MBXIX Catalyst/Millburn Hedge Strategy Fund Class I	Sale (Partial) $1,001 - $15,000	Feb 15, 2023 Reported on Mar 01, 2023	---	----
SBIO SBIO ALPS Medical Breakthroughs ETF	Sale $1,001 - $15,000	Feb 15, 2023 Reported on Mar 01, 2023	---	-1.84%
LUBYX LUBYX Lord Abbett Ultra Short Bond Fund - Class I	Sale $15,001 - $50,000	Feb 15, 2023 Reported on Mar 01, 2023	---	----
NXTG NXTG First Trust Indxx NextG ETF	Sale $1,001 - $15,000	Feb 15, 2023 Reported on Mar 01, 2023	---	44.68%
ABYIX ABYIX Abbey Capital Futures Strategy Fund- Class I Sha	Sale (Partial) $1,001 - $15,000	Feb 15, 2023 Reported on Mar 01, 2023	---	----
FDN FDN First Trust DJ Internet Index Fund	Sale $1,001 - $15,000	Feb 15, 2023 Reported on Mar 01, 2023	---	81.89%
- US TREASURY BILL	Purchase $15,001 - $50,000	Jan 31, 2023 Reported on Feb 02, 2023	---	----
- US TREASURY BILL	Sale $15,001 - $50,000	Jan 31, 2023 Reported on Feb 02, 2023	---	----
- US TREASURY BILL	Purchase $15,001 - $50,000	Jan 31, 2023 Reported on Feb 02, 2023	---	----
RIO RIO Rio Tinto	Sale $1,001 - $15,000	Jan 18, 2023 Reported on Feb 02, 2023	---	-22.75%
FPI FPI Farmland Partners	Purchase $1,001 - $15,000	Jan 18, 2023 Reported on Feb 02, 2023	---	-13.05%
- UBS CONTINGENT AUTOCALL MET	Purchase $15,001 - $50,000	Jan 13, 2023 Reported on Feb 02, 2023	---	----
AQN AQN Algonquin Power	Sale $1,001 - $15,000	Jan 12, 2023 Reported on Feb 02, 2023	---	-18.91%
EQNR EQNR Equinor	Purchase $1,001 - $15,000	Jan 11, 2023 Reported on Feb 02, 2023	---	-16.70%
MCD MCD McDonald's	Sale $1,001 - $15,000	Jan 11, 2023 Reported on Feb 02, 2023	---	9.40%
SRVR SRVR Pacer Benchmark Data & Infrastructure Real Estate	Sale $1,001 - $15,000	Jan 11, 2023 Reported on Feb 02, 2023	---	4.92%
BHP BHP BHP Group	Purchase $1,001 - $15,000	Jan 11, 2023 Reported on Feb 02, 2023	---	-24.93%
TU TU TELUS	Sale $1,001 - $15,000	Jan 11, 2023 Reported on Feb 02, 2023	---	-19.55%
CVS CVS CVS Health	Sale (Partial) $1,001 - $15,000	Jan 11, 2023 Reported on Feb 02, 2023	---	-24.87%
ATKR ATKR Atkore	Purchase $1,001 - $15,000	Jan 11, 2023 Reported on Feb 02, 2023	---	-38.86%
AXS AXS Axis Capital Holdings	Sale $1,001 - $15,000	Jan 11, 2023 Reported on Feb 02, 2023	---	74.92%
URA URA Global X Uranium ETF	Purchase $1,001 - $15,000	Jan 11, 2023 Reported on Feb 02, 2023	---	73.30%
HOLX HOLX Hologic	Sale $1,001 - $15,000	Jan 11, 2023 Reported on Feb 02, 2023	---	-20.10%
DLR DLR Digital Realty Trust	Purchase $1,001 - $15,000	Jan 11, 2023 Reported on Feb 02, 2023	---	64.33%
MOO MOO VanEck Agribusiness ETF	Sale $1,001 - $15,000	Jan 11, 2023 Reported on Feb 02, 2023	---	----
AMT AMT American Tower	Purchase $1,001 - $15,000	Jan 11, 2023 Reported on Feb 02, 2023	---	-2.79%
RMD RMD ResMed	Sale $1,001 - $15,000	Jan 11, 2023 Reported on Feb 02, 2023	---	19.78%
SAND SAND Sandstorm Gold	Purchase $1,001 - $15,000	Jan 11, 2023 Reported on Feb 02, 2023	---	69.24%
FLNG FLNG Flex LNG	Purchase $1,001 - $15,000	Jan 11, 2023 Reported on Feb 02, 2023	---	-26.78%
CME CME CME Group	Purchase $1,001 - $15,000	Jan 11, 2023 Reported on Feb 02, 2023	---	57.54%
BSM BSM Black Stone Minerals	Purchase $1,001 - $15,000	Jan 11, 2023 Reported on Feb 02, 2023	---	-16.17%
MGM MGM MGM Resorts Intl	Purchase $1,001 - $15,000	Jan 04, 2023 Reported on Feb 02, 2023	---	5.77%
MAXR MAXR Maxar Technologies	Sale $1,001 - $15,000	Jan 04, 2023 Reported on Feb 02, 2023	---	----
- JPM CONTINGENT AUTOCALL GILD SQGER	Sale $15,001 - $50,000	Dec 29, 2022 Reported on Jan 05, 2023	---	----
- US TREASURY BILL	Purchase $15,001 - $50,000	Dec 20, 2022 Reported on Jan 05, 2023	---	----
WIW WIW Western Asset	Sale $1,001 - $15,000	Nov 29, 2022 Reported on Dec 09, 2022	---	-7.62%
GBIL GBIL Goldman Sachs Access Treasury 0-1 Year ETF	Purchase $1,001 - $15,000	Nov 29, 2022 Reported on Dec 09, 2022	---	0.02%
WIW WIW Western Asset	Sale $1,001 - $15,000	Nov 29, 2022 Reported on Dec 09, 2022	---	-7.62%
- US TREASURY BILL	Sale $15,001 - $50,000	Nov 29, 2022 Reported on Dec 09, 2022	---	----
GBIL GBIL Goldman Sachs Access Treasury 0-1 Year ETF	Purchase $1,001 - $15,000	Nov 29, 2022 Reported on Dec 09, 2022	---	0.02%
WIW WIW Western Asset	Sale $15,001 - $50,000	Nov 15, 2022 Reported on Dec 09, 2022	---	-6.54%
GBIL GBIL Goldman Sachs Access Treasury 0-1 Year ETF	Purchase $15,001 - $50,000	Nov 15, 2022 Reported on Dec 09, 2022	---	0.15%
WIW WIW Western Asset	Sale $1,001 - $15,000	Nov 08, 2022 Reported on Dec 09, 2022	---	-4.92%
LUBYX LUBYX Lord Abbett Ultra Short Bond Fund - Class I	Sale $1,001 - $15,000	Nov 08, 2022 Reported on Dec 09, 2022	---	----
GBIL GBIL Goldman Sachs Access Treasury 0-1 Year ETF	Purchase $15,001 - $50,000	Nov 08, 2022 Reported on Dec 09, 2022	---	0.22%
LDP LDP Cohen & Steers Ltd	Sale $1,001 - $15,000	Nov 08, 2022 Reported on Dec 09, 2022	---	11.75%
BMN BMN BlackRock 2037 Municipal Target Term Trust Common Shares of Beneficial Interest	Purchase $1,001 - $15,000	Oct 27, 2022 Reported on Nov 03, 2022	---	-1.36%
SBPYX SBPYX Clearbridge Small Cap Growth Fd Cl I	Purchase $1,001 - $15,000	Oct 17, 2022 Reported on Nov 03, 2022	---	----
DLR DLR Digital Realty Trust	Sale $1,001 - $15,000	Oct 17, 2022 Reported on Nov 03, 2022	---	81.40%
MBXIX MBXIX Catalyst/Millburn Hedge Strategy Fund Class I	Purchase $1,001 - $15,000	Oct 17, 2022 Reported on Nov 03, 2022	---	----
GSMYX GSMYX Goldman Sachs Small/Mid-Cap Growth Fund Inst Cl	Sale $1,001 - $15,000	Oct 17, 2022 Reported on Nov 03, 2022	---	----
MPW MPW Medical Properties Trust	Purchase $1,001 - $15,000	Oct 17, 2022 Reported on Nov 03, 2022	---	-60.79%
VZ VZ Verizon Communications	Sale $1,001 - $15,000	Oct 17, 2022 Reported on Nov 03, 2022	---	17.13%
DIS DIS Walt Disney	Sale $1,001 - $15,000	Oct 17, 2022 Reported on Nov 03, 2022	---	27.40%
LDP LDP Cohen & Steers Ltd	Sale $1,001 - $15,000	Oct 17, 2022 Reported on Nov 03, 2022	---	16.41%
FCPIX FCPIX Fidelity Advisor International Capital Appreciat	Sale $1,001 - $15,000	Oct 17, 2022 Reported on Nov 03, 2022	---	----
JHEM JHEM John Hancock Multifactor Emerging Markets ETF	Purchase $1,001 - $15,000	Oct 17, 2022 Reported on Nov 03, 2022	---	35.28%
CVS CVS CVS Health	Purchase $1,001 - $15,000	Oct 17, 2022 Reported on Nov 03, 2022	---	-25.81%
- US TREASURY BILL	Purchase $15,001 - $50,000	Oct 17, 2022 Reported on Nov 03, 2022	---	----
INTC INTC Intel	Sale $1,001 - $15,000	Oct 17, 2022 Reported on Nov 03, 2022	---	-14.88%
ABT ABT Abbott Laboratories	Purchase $1,001 - $15,000	Oct 17, 2022 Reported on Nov 03, 2022	---	29.87%
GMRE GMRE Global Medical REIT	Sale $1,001 - $15,000	Oct 17, 2022 Reported on Nov 03, 2022	---	-5.83%
TSM TSM Taiwan Semiconductor	Purchase $1,001 - $15,000	Oct 17, 2022 Reported on Nov 03, 2022	---	261.84%
SRVR SRVR Pacer Benchmark Data & Infrastructure Real Estate	Sale $1,001 - $15,000	Oct 17, 2022 Reported on Nov 03, 2022	---	19.24%
- FIMKX - Fidelity Advisor Focused Emerging Markets I	Sale $1,001 - $15,000	Oct 17, 2022 Reported on Nov 03, 2022	---	----
EFAD EFAD ProShares Trust ProShares MSCI EAFE Dividend Growers ETF	Purchase $1,001 - $15,000	Oct 17, 2022 Reported on Nov 03, 2022	---	35.94%
HDGE HDGE Ranger Equity Bear Bear ETF	Purchase $15,001 - $50,000	Oct 10, 2022 Reported on Nov 03, 2022	---	-45.89%
PSQ PSQ ProShares Short QQQ	Sale $1,001 - $15,000	Oct 10, 2022 Reported on Nov 03, 2022	---	-55.27%
HDGE HDGE Ranger Equity Bear Bear ETF	Purchase $1,001 - $15,000	Oct 10, 2022 Reported on Nov 03, 2022	---	-45.89%
HDGE HDGE Ranger Equity Bear Bear ETF	Purchase $1,001 - $15,000	Oct 10, 2022 Reported on Nov 03, 2022	---	-45.89%
HDGE HDGE Ranger Equity Bear Bear ETF	Purchase $1,001 - $15,000	Oct 10, 2022 Reported on Nov 03, 2022	---	-45.89%
PSQ PSQ ProShares Short QQQ	Sale $1,001 - $15,000	Oct 05, 2022 Reported on Nov 03, 2022	---	-52.68%
PSQ PSQ ProShares Short QQQ	Sale $1,001 - $15,000	Oct 05, 2022 Reported on Nov 03, 2022	---	-52.68%
SH SH ProShares Short S&P500	Sale $1,001 - $15,000	Oct 05, 2022 Reported on Nov 03, 2022	---	140.06%
PSQ PSQ ProShares Short QQQ	Sale $15,001 - $50,000	Oct 05, 2022 Reported on Nov 03, 2022	---	-52.68%
HDGE HDGE Ranger Equity Bear Bear ETF	Purchase $1,001 - $15,000	Oct 05, 2022 Reported on Nov 03, 2022	---	-43.76%
NID NID Nuveen Intermediate Dur	Sale $15,001 - $50,000	Oct 04, 2022 Reported on Nov 03, 2022	---	----
SBIO SBIO ALPS Medical Breakthroughs ETF	Sale $1,001 - $15,000	Oct 04, 2022 Reported on Nov 03, 2022	---	-1.31%
- JPM Contingent Autocall C	Sale $1,001 - $15,000	Oct 04, 2022 Reported on Nov 03, 2022	---	----
HQL HQL Tekla Life Sciences	Sale $1,001 - $15,000	Oct 04, 2022 Reported on Nov 03, 2022	---	-7.82%
SH SH ProShares Short S&P500	Sale $1,001 - $15,000	Sep 19, 2022 Reported on Oct 04, 2022	---	146.86%
SH SH ProShares Short S&P500	Sale $15,001 - $50,000	Sep 19, 2022 Reported on Oct 04, 2022	---	146.86%
SH SH ProShares Short S&P500	Sale $1,001 - $15,000	Sep 19, 2022 Reported on Oct 04, 2022	---	146.86%
- BCS Contingent Autocall COF	Sale $15,001 - $50,000	Sep 15, 2022 Reported on Oct 04, 2022	---	----
SQM SQM Sociedad Quimica Y Minera	Sale $1,001 - $15,000	Sep 08, 2022 Reported on Oct 04, 2022	---	-66.61%
FAST FAST Fastenal	Sale $1,001 - $15,000	Aug 18, 2022 Reported on Sep 02, 2022	---	-22.71%
SQM SQM Sociedad Quimica Y Minera	Purchase $1,001 - $15,000	Aug 18, 2022 Reported on Sep 02, 2022	---	-60.49%
LUBYX LUBYX Lord Abbett Ultra Short Bond Fund - Class I	Purchase $1,001 - $15,000	Aug 10, 2022 Reported on Sep 02, 2022	---	----
IVV IVV iShares Core S&P 500 ETF	Sale $1,001 - $15,000	Aug 10, 2022 Reported on Sep 02, 2022	---	48.80%
WIW WIW Western Asset	Sale (Partial) $1,001 - $15,000	Aug 10, 2022 Reported on Sep 02, 2022	---	-17.82%
GLD GLD SPDR Gold Trust	Sale $1,001 - $15,000	Aug 10, 2022 Reported on Sep 02, 2022	---	84.16%
FQAL FQAL Fidelity Quality Factor ETF	Purchase $1,001 - $15,000	Aug 10, 2022 Reported on Sep 02, 2022	---	43.61%
CIBR CIBR First Trust NASDAQ Cybersecurity ETF	Sale (Partial) $1,001 - $15,000	Aug 10, 2022 Reported on Sep 02, 2022	---	65.14%
EFAD EFAD ProShares Trust ProShares MSCI EAFE Dividend Growers ETF	Purchase $1,001 - $15,000	Aug 10, 2022 Reported on Sep 02, 2022	---	15.71%
- FIMKX - Fidelity Advisor Focused Emerging Markets I	Sale $1,001 - $15,000	Aug 10, 2022 Reported on Sep 02, 2022	---	----
CEF CEF Sprott Physical Gold	Sale (Partial) $1,001 - $15,000	Aug 10, 2022 Reported on Sep 02, 2022	---	80.28%
LGI LGI Lazard Glb Total Return	Sale (Partial) $1,001 - $15,000	Aug 10, 2022 Reported on Sep 02, 2022	---	-2.74%
CFA CFA VictoryShares US 500 Volatility Wtd ETF	Sale (Partial) $1,001 - $15,000	Aug 10, 2022 Reported on Sep 02, 2022	---	26.84%
SRVR SRVR Pacer Benchmark Data & Infrastructure Real Estate SCTR ETF	Sale (Partial) $1,001 - $15,000	Aug 10, 2022 Reported on Sep 02, 2022	---	-11.66%
IJS IJS iShares S&P SmallCap 600 Value ETF	Sale $1,001 - $15,000	Aug 10, 2022 Reported on Sep 02, 2022	---	5.90%
DGRS DGRS WisdomTree U.S. SmallCap Quality Dividend Growth Fund	Sale $1,001 - $15,000	Aug 10, 2022 Reported on Sep 02, 2022	---	13.63%
MOO MOO VanEck Agribusiness ETF	Sale (Partial) $1,001 - $15,000	Aug 10, 2022 Reported on Sep 02, 2022	---	----
GDXJ GDXJ VanEck Junior Gold Miners ETF	Sale $1,001 - $15,000	Aug 10, 2022 Reported on Sep 02, 2022	---	99.04%
FCPIX FCPIX Fidelity Advisor International Capital Appreciat	Sale $1,001 - $15,000	Aug 10, 2022 Reported on Sep 02, 2022	---	----
LDP LDP Cohen & Steers Ltd	Sale (Partial) $1,001 - $15,000	Aug 10, 2022 Reported on Sep 02, 2022	---	-1.76%
MBXIX MBXIX Catalyst/Millburn Hedge Strategy Fund Class I	Purchase $1,001 - $15,000	Aug 10, 2022 Reported on Sep 02, 2022	---	----
GSSC GSSC GS ActiveBeta U.S. Small Cap Equity ETF	Purchase $1,001 - $15,000	Aug 10, 2022 Reported on Sep 02, 2022	---	19.27%
JHEM JHEM John Hancock Multifactor Emerging Markets ETF	Purchase $1,001 - $15,000	Aug 10, 2022 Reported on Sep 02, 2022	---	18.48%
SPGP SPGP Invesco S&P 500 GARP ETF	Purchase $1,001 - $15,000	Aug 10, 2022 Reported on Sep 02, 2022	---	24.20%
PRF PRF Invesco FTSE RAFI US 1000 ETF	Purchase $1,001 - $15,000	Aug 10, 2022 Reported on Sep 02, 2022	---	34.19%
CDL CDL VictoryShares US Large Cap High Div Volatility Wtd ETF	Purchase $1,001 - $15,000	Aug 10, 2022 Reported on Sep 02, 2022	---	12.05%
FDRR FDRR Fidelity Dividend ETF for Rising Rates	Purchase $1,001 - $15,000	Aug 10, 2022 Reported on Sep 02, 2022	---	32.52%
GSMYX GSMYX Goldman Sachs Small/Mid-Cap Growth Fund Inst Cl	Sale $1,001 - $15,000	Aug 10, 2022 Reported on Sep 02, 2022	---	----
QTEC QTEC First Trust NASDAQ-100-Technology Sector Index Fund	Sale $1,001 - $15,000	Aug 10, 2022 Reported on Sep 02, 2022	---	61.29%
KRE KRE SPDR S&P Regional Banking ETF	Sale $1,001 - $15,000	Aug 10, 2022 Reported on Sep 02, 2022	---	-3.69%
JHMM JHMM John Hancock Multifactor Mid Cap ETF	Purchase $1,001 - $15,000	Aug 10, 2022 Reported on Sep 02, 2022	---	26.05%
FINX FINX Global X FinTech ETF	Sale $1,001 - $15,000	Aug 10, 2022 Reported on Sep 02, 2022	---	29.51%
GNR GNR SPDR S&P Global Natural Resources ETF	Sale (Partial) $1,001 - $15,000	Aug 10, 2022 Reported on Sep 02, 2022	---	2.18%
SMDV SMDV ProShares Russell 2000 Dividend Growers ETF	Purchase $1,001 - $15,000	Aug 10, 2022 Reported on Sep 02, 2022	---	6.98%
EELV EELV S&P Emerging Markets Low Vol Invesco ETF	Purchase $1,001 - $15,000	Aug 10, 2022 Reported on Sep 02, 2022	---	10.47%
GSIMX GSIMX Goldman Sachs Gqg Partners International Opportu	Purchase $1,001 - $15,000	Aug 10, 2022 Reported on Sep 02, 2022	---	----
FIASX FIASX Fidelity Advisor International Small Cap Class A	Sale $15,001 - $50,000	Aug 09, 2022 Reported on Sep 02, 2022	---	----
- Broadcom Corp	Purchase $15,001 - $50,000	Jun 21, 2022 Reported on Jul 05, 2022	---	----
- Office Properties Income Trust	Sale $1,001 - $15,000	Jun 15, 2022 Reported on Jul 05, 2022	---	----
- Ryder Systems Inc	Purchase $1,001 - $15,000	May 23, 2022 Reported on Jun 03, 2022	---	----
ABYIX ABYIX Abbey Capital Futures Strategy Fund- Class I Sha	Purchase $1,001 - $15,000	May 16, 2022 Reported on Jun 03, 2022	---	----
- Williams Companies	Sale $1,001 - $15,000	May 16, 2022 Reported on Jun 03, 2022	---	----
GSMYX GSMYX Goldman Sachs Small/Mid-Cap Growth Fund Inst Cl	Sale (Partial) $1,001 - $15,000	May 16, 2022 Reported on Jun 03, 2022	---	----
FCPIX FCPIX Fidelity Advisor International Capital Appreciat	Sale (Partial) $1,001 - $15,000	May 16, 2022 Reported on Jun 03, 2022	---	----
JCI JCI Johnson Controls Intl	Sale $1,001 - $15,000	May 16, 2022 Reported on Jun 03, 2022	---	105.96%
- FIMKX - Fidelity Advisor Focused Emerging Markets I	Sale (Partial) $1,001 - $15,000	May 16, 2022 Reported on Jun 03, 2022	---	----
GLD GLD SPDR Gold Trust	Sale (Partial) $1,001 - $15,000	May 10, 2022 Reported on Jun 03, 2022	---	79.17%
ABYIX ABYIX Abbey Capital Futures Strategy Fund- Class I Sha	Purchase $1,001 - $15,000	May 10, 2022 Reported on Jun 03, 2022	---	----
FDN FDN First Trust DJ Internet Index Fund	Sale (Partial) $1,001 - $15,000	May 10, 2022 Reported on Jun 03, 2022	---	91.68%
RTH RTH VanEck Retail ETF	Sale (Partial) $1,001 - $15,000	May 10, 2022 Reported on Jun 03, 2022	---	48.81%
NXTG NXTG First Trust Indxx NextG ETF	Sale (Partial) $1,001 - $15,000	May 10, 2022 Reported on Jun 03, 2022	---	44.34%
IVV IVV iShares Core S&P 500 ETF	Sale (Partial) $1,001 - $15,000	May 10, 2022 Reported on Jun 03, 2022	---	56.76%
QTEC QTEC First Trust NASDAQ-100-Technology Sector Index Fund	Sale (Partial) $1,001 - $15,000	May 10, 2022 Reported on Jun 03, 2022	---	78.61%
CIBR CIBR First Trust NASDAQ Cybersecurity ETF	Sale (Partial) $1,001 - $15,000	May 10, 2022 Reported on Jun 03, 2022	---	86.10%
LUBYX LUBYX Lord Abbett Ultra Short Bond Fund - Class I	Sale (Partial) $1,001 - $15,000	May 10, 2022 Reported on Jun 03, 2022	---	----
FINX FINX Global X FinTech ETF	Sale (Partial) $1,001 - $15,000	May 10, 2022 Reported on Jun 03, 2022	---	50.54%
GSMYX GSMYX Goldman Sachs Small/Mid-Cap Growth Fund Inst Cl	Sale (Partial) $1,001 - $15,000	May 10, 2022 Reported on Jun 03, 2022	---	----
GNR GNR SPDR S&P Global Natural Resources ETF	Purchase $1,001 - $15,000	May 10, 2022 Reported on Jun 03, 2022	---	-1.91%
- MS Contingent autocall on Boeing	Sale $1,001 - $15,000	Apr 01, 2022 Reported on May 03, 2022	---	----
KWEB KWEB KraneShares Trust KraneShares CSI China Internet ETF	Sale $1,001 - $15,000	Mar 17, 2022 Reported on Apr 05, 2022	---	18.04%
PSQ PSQ ProShares Short QQQ	Purchase $1,001 - $15,000	Mar 15, 2022 Reported on Apr 05, 2022	---	-47.96%
SH SH ProShares Short S&P500	Purchase $1,001 - $15,000	Mar 15, 2022 Reported on Apr 05, 2022	---	161.49%
SH SH ProShares Short S&P500	Purchase $1,001 - $15,000	Mar 14, 2022 Reported on Apr 05, 2022	---	155.70%
PSQ PSQ ProShares Short QQQ	Purchase $15,001 - $50,000	Mar 14, 2022 Reported on Apr 05, 2022	---	-49.61%
SH SH ProShares Short S&P500	Purchase $1,001 - $15,000	Mar 14, 2022 Reported on Apr 05, 2022	---	155.70%
SH SH ProShares Short S&P500	Purchase $15,001 - $50,000	Mar 14, 2022 Reported on Apr 05, 2022	---	155.70%
PSQ PSQ ProShares Short QQQ	Purchase $1,001 - $15,000	Mar 14, 2022 Reported on Apr 05, 2022	---	-49.61%
PSQ PSQ ProShares Short QQQ	Purchase $1,001 - $15,000	Mar 14, 2022 Reported on Apr 05, 2022	---	-49.61%
NXTG NXTG First Trust Indxx NextG ETF	Sale (Partial) $1,001 - $15,000	Mar 07, 2022 Reported on Apr 05, 2022	---	38.60%
GNR GNR SPDR S&P Global Natural Resources ETF	Purchase $1,001 - $15,000	Mar 07, 2022 Reported on Apr 05, 2022	---	-5.15%
GLD GLD SPDR Gold Trust	Purchase $1,001 - $15,000	Mar 07, 2022 Reported on Apr 05, 2022	---	64.77%
SBIO SBIO ALPS Medical Breakthroughs ETF	Sale (Partial) $1,001 - $15,000	Mar 07, 2022 Reported on Apr 05, 2022	---	-1.56%
MOO MOO VanEck Agribusiness ETF	Purchase $1,001 - $15,000	Mar 07, 2022 Reported on Apr 05, 2022	---	----
MAXR MAXR Maxar Technologies	Sale (Partial) $1,001 - $15,000	Mar 07, 2022 Reported on Apr 05, 2022	---	----
GDXJ GDXJ VanEck Junior Gold Miners ETF	Purchase $1,001 - $15,000	Mar 07, 2022 Reported on Apr 05, 2022	---	43.92%
CFA CFA VictoryShares US 500 Volatility Wtd ETF	Sale (Partial) $1,001 - $15,000	Mar 07, 2022 Reported on Apr 05, 2022	---	27.45%
GNR GNR SPDR S&P Global Natural Resources ETF	Purchase $1,001 - $15,000	Mar 07, 2022 Reported on Apr 05, 2022	---	-5.15%
MOO MOO VanEck Agribusiness ETF	Purchase $1,001 - $15,000	Mar 07, 2022 Reported on Apr 05, 2022	---	----
FCPIX FCPIX Fidelity Advisor International Capital Appreciat	Sale (Partial) $1,001 - $15,000	Mar 07, 2022 Reported on Apr 05, 2022	---	----
GLD GLD SPDR Gold Trust	Purchase $1,001 - $15,000	Mar 07, 2022 Reported on Apr 05, 2022	---	64.77%
DGRS DGRS WisdomTree U.S. SmallCap Quality Dividend Growth Fund	Sale (Partial) $1,001 - $15,000	Mar 07, 2022 Reported on Apr 05, 2022	---	11.98%
- HSBC Autocall on Broadcom	Sale $15,001 - $50,000	Feb 25, 2022 Reported on Mar 03, 2022	---	----
XAR XAR SPDR S&P Aerospace & Defense ETF	Sale $1,001 - $15,000	Jan 31, 2022 Reported on Feb 03, 2022	---	89.66%
GEMIX GEMIX Goldman Sachs Emerging Markets Equity Fund Insti	Sale $1,001 - $15,000	Jan 31, 2022 Reported on Feb 03, 2022	---	----
NVDA NVDA NVIDIA	Purchase $1,001 - $15,000	Jan 31, 2022 Reported on Feb 03, 2022	---	550.74%
LUBFX LUBFX Lord Abbett Ultra Short Bond Fund - Class F	Sale (Partial) $1,001 - $15,000	Jan 31, 2022 Reported on Feb 03, 2022	---	----
FIMKX FIMKX Fidelity Advisor Emerging Markets Fund	Sale (Partial) $1,001 - $15,000	Jan 31, 2022 Reported on Feb 03, 2022	---	----
ITA ITA iShares U.S. Aerospace & Defense ETF	Purchase $1,001 - $15,000	Jan 31, 2022 Reported on Feb 03, 2022	---	84.77%
JHMM JHMM John Hancock Multifactor Mid Cap ETF	Purchase $1,001 - $15,000	Jan 31, 2022 Reported on Feb 03, 2022	---	20.66%
PTMC PTMC Pacer Trendpilot US Mid Cap ETF	Sale $1,001 - $15,000	Jan 31, 2022 Reported on Feb 03, 2022	---	1.03%
MOO MOO VanEck Agribusiness ETF	Purchase $1,001 - $15,000	Jan 31, 2022 Reported on Feb 03, 2022	---	----
WIW WIW Western Asset	Purchase $1,001 - $15,000	Jan 31, 2022 Reported on Feb 03, 2022	---	-28.34%
CEF CEF Sprott Physical Gold	Sale $1,001 - $15,000	Jan 31, 2022 Reported on Feb 03, 2022	---	75.61%
GNR GNR SPDR S&P Global Natural Resources ETF	Purchase $1,001 - $15,000	Jan 31, 2022 Reported on Feb 03, 2022	---	-0.23%
SI SI Silvergate Capital	Purchase $1,001 - $15,000	Jan 31, 2022 Reported on Feb 03, 2022	---	----
GLD GLD SPDR Gold Trust	Sale (Partial) $1,001 - $15,000	Jan 26, 2022 Reported on Feb 03, 2022	---	80.89%
SRVR SRVR Pacer Benchmark Data & Infrastructure Real Estate SCTR ETF	Purchase $1,001 - $15,000	Jan 26, 2022 Reported on Feb 03, 2022	---	-10.42%
CIBR CIBR First Trust NASDAQ Cybersecurity ETF	Sale (Partial) $1,001 - $15,000	Jan 26, 2022 Reported on Feb 03, 2022	---	68.73%
KBA KBA KraneShares Bosera MSCI China A 50 Connect Index ETF	Sale $1,001 - $15,000	Jan 26, 2022 Reported on Feb 03, 2022	---	-40.61%
FDN FDN First Trust Dow Jones Internet ETF	Sale (Partial) $1,001 - $15,000	Jan 26, 2022 Reported on Feb 03, 2022	---	46.33%
XAR XAR SPDR S&P Aerospace & Defense ETF	Sale $1,001 - $15,000	Jan 26, 2022 Reported on Feb 03, 2022	---	89.35%
GEMIX GEMIX Goldman Sachs Emerging Markets Equity Fund Insti	Sale $1,001 - $15,000	Jan 26, 2022 Reported on Feb 03, 2022	---	----
FIMKX FIMKX Fidelity Advisor Emerging Markets Fund	Purchase $1,001 - $15,000	Jan 26, 2022 Reported on Feb 03, 2022	---	----
WIW WIW Western Asset	Purchase $1,001 - $15,000	Jan 26, 2022 Reported on Feb 03, 2022	---	-27.64%
GBIL GBIL Goldman Sachs Access Treasury 0-1 Year ETF	Sale (Partial) $1,001 - $15,000	Jan 26, 2022 Reported on Feb 03, 2022	---	-0.12%
IVOO IVOO Vanguard S&P Mid-Cap 400 ETF	Sale (Partial) $1,001 - $15,000	Jan 26, 2022 Reported on Feb 03, 2022	---	24.81%
KRE KRE S&P Regional Banking ETF SPDR	Purchase $1,001 - $15,000	Jan 26, 2022 Reported on Feb 03, 2022	---	-12.36%
ITA ITA iShares U.S. Aerospace & Defense ETF	Purchase $1,001 - $15,000	Jan 26, 2022 Reported on Feb 03, 2022	---	85.43%
JHMM JHMM John Hancock Multifactor Mid Cap ETF	Purchase $1,001 - $15,000	Jan 26, 2022 Reported on Feb 03, 2022	---	24.47%
MOO MOO VanEck Agribusiness ETF	Purchase $1,001 - $15,000	Jan 26, 2022 Reported on Feb 03, 2022	---	----
TSM TSM Taiwan Semiconductor	Sale (Partial) $1,001 - $15,000	Jan 19, 2022 Reported on Mar 28, 2023	---	79.22%
JNJ JNJ Johnson & Johnson	Purchase $1,001 - $15,000	Jan 18, 2022 Reported on Feb 03, 2022	---	-6.64%
TTE TTE TotalEnergies	Sale (Partial) $1,001 - $15,000	Jan 18, 2022 Reported on Feb 03, 2022	---	8.74%
CVS CVS CVS Health	Sale (Partial) $1,001 - $15,000	Jan 18, 2022 Reported on Feb 03, 2022	---	-35.48%
GBIL GBIL Goldman Sachs Access Treasury 0-1 Year ETF	Sale $15,001 - $50,000	Jan 18, 2022 Reported on Feb 03, 2022	---	-0.15%
BMY BMY Bristol-Myers Squibb	Purchase $1,001 - $15,000	Jan 18, 2022 Reported on Feb 03, 2022	---	-27.69%
GMRE GMRE Global Medical REIT	Purchase $1,001 - $15,000	Jan 18, 2022 Reported on Feb 03, 2022	---	-57.49%
GLAD GLAD Gladstone Capital	Sale (Partial) $1,001 - $15,000	Jan 18, 2022 Reported on Feb 03, 2022	---	21.35%
QCOM QCOM Qualcomm	Sale (Partial) $1,001 - $15,000	Jan 18, 2022 Reported on Feb 03, 2022	---	-9.31%
APO APO Apollo Global Management	Sale (Partial) $1,001 - $15,000	Jan 18, 2022 Reported on Feb 03, 2022	---	113.56%
WIW WIW Western Asset	Purchase $1,001 - $15,000	Jan 18, 2022 Reported on Feb 03, 2022	---	-32.27%
NVDA NVDA NVIDIA	Sale (Partial) $1,001 - $15,000	Jan 18, 2022 Reported on Feb 03, 2022	---	515.14%
AY AY Atlantica Sustainable	Purchase $1,001 - $15,000	Jan 18, 2022 Reported on Feb 03, 2022	---	----
IGHG IGHG ProShares Investment Grade-Interest Rate Hedged	Purchase $15,001 - $50,000	Jan 18, 2022 Reported on Feb 03, 2022	---	5.66%
CEF CEF Sprott Physical Gold	Purchase $1,001 - $15,000	Jan 18, 2022 Reported on Feb 03, 2022	---	72.33%
IWN IWN iShares Russell 2000 Value ETF	Sale (Partial) $1,001 - $15,000	Jan 18, 2022 Reported on Feb 03, 2022	---	1.48%
AXS AXS Axis Capital Holdings	Sale (Partial) $1,001 - $15,000	Jan 18, 2022 Reported on Feb 03, 2022	---	74.98%
RIO RIO Rio Tinto	Purchase $1,001 - $15,000	Jan 18, 2022 Reported on Feb 03, 2022	---	-22.07%
FIMKX FIMKX Fidelity Advisor Emerging Markets Fund	Sale (Partial) $15,001 - $50,000	Jan 18, 2022 Reported on Feb 03, 2022	---	----
DLR DLR Digital Realty Trust	Purchase $1,001 - $15,000	Jan 18, 2022 Reported on Feb 03, 2022	---	10.73%
V V Visa	Purchase $1,001 - $15,000	Jan 18, 2022 Reported on Feb 03, 2022	---	66.36%
SRVR SRVR Pacer Benchmark Data & Infrastructure Real Estate SCTR ETF	Purchase $1,001 - $15,000	Jan 18, 2022 Reported on Feb 03, 2022	---	-14.24%
LMT LMT Lockheed Martin	Sale $1,001 - $15,000	Jan 18, 2022 Reported on Feb 03, 2022	---	22.83%
LHX LHX L3Harris Technologies	Sale (Partial) $1,001 - $15,000	Jan 18, 2022 Reported on Feb 03, 2022	---	11.70%
ARCC ARCC Ares Capital	Sale (Partial) $1,001 - $15,000	Jan 18, 2022 Reported on Feb 03, 2022	---	4.72%
C C Citigroup	Sale $1,001 - $15,000	Jan 18, 2022 Reported on Feb 03, 2022	---	35.87%
ITA ITA iShares U.S. Aerospace & Defense ETF	Purchase $1,001 - $15,000	Jan 18, 2022 Reported on Feb 03, 2022	---	75.14%
FCPIX FCPIX Fidelity Advisor International Capital Appreciat	Purchase $1,001 - $15,000	Jan 18, 2022 Reported on Feb 03, 2022	---	----
AMT AMT American Tower	Purchase $1,001 - $15,000	Jan 18, 2022 Reported on Feb 03, 2022	---	-11.38%
VFH VFH Vanguard Financials ETF	Purchase $1,001 - $15,000	Jan 18, 2022 Reported on Feb 03, 2022	---	31.93%
ABBV ABBV AbbVie	Sale (Partial) $1,001 - $15,000	Jan 18, 2022 Reported on Feb 03, 2022	---	38.38%
PTNQ PTNQ Pacer Trendpilot 100 ETF	Purchase $1,001 - $15,000	Jan 18, 2022 Reported on Feb 03, 2022	---	26.72%
HASI HASI Hannon Armstrong	Sale (Partial) $1,001 - $15,000	Jan 18, 2022 Reported on Feb 03, 2022	---	-35.33%
GLW GLW Corning	Sale (Partial) $1,001 - $15,000	Jan 18, 2022 Reported on Feb 03, 2022	---	44.72%
AAPL AAPL Apple	Sale (Partial) $1,001 - $15,000	Jan 18, 2022 Reported on Feb 03, 2022	---	25.77%
JCI JCI Johnson Controls Intl	Purchase $1,001 - $15,000	Jan 18, 2022 Reported on Feb 03, 2022	---	42.77%
KBE KBE SPDR S&P Bank ETF	Purchase $1,001 - $15,000	Jan 18, 2022 Reported on Feb 03, 2022	---	-0.68%
IRM IRM Iron Mountain	Sale (Partial) $1,001 - $15,000	Jan 18, 2022 Reported on Feb 03, 2022	---	128.35%
FXI FXI iShares China Large-Cap ETF	Sale $1,001 - $15,000	Jan 18, 2022 Reported on Feb 03, 2022	---	-3.79%
GLD GLD SPDR Gold Trust	Purchase $1,001 - $15,000	Jan 18, 2022 Reported on Feb 03, 2022	---	81.32%
PTMC PTMC Pacer Trendpilot US Mid Cap ETF	Purchase $1,001 - $15,000	Jan 18, 2022 Reported on Feb 03, 2022	---	-2.20%
LDP LDP Cohen & Steers Ltd	Purchase $1,001 - $15,000	Jan 18, 2022 Reported on Feb 03, 2022	---	-15.93%
AQN AQN Algonquin Power	Purchase $1,001 - $15,000	Jan 18, 2022 Reported on Feb 03, 2022	---	-58.79%
XAR XAR SPDR S&P Aerospace & Defense ETF	Sale $1,001 - $15,000	Jan 18, 2022 Reported on Feb 03, 2022	---	79.54%
RTX RTX Raytheon Technologies	Sale (Partial) $1,001 - $15,000	Jan 18, 2022 Reported on Feb 03, 2022	---	60.61%
MOS MOS Mosaic	Purchase $1,001 - $15,000	Jan 18, 2022 Reported on Feb 03, 2022	---	-14.54%
DIS DIS Walt Disney	Purchase $1,001 - $15,000	Jan 18, 2022 Reported on Feb 03, 2022	---	-18.57%
MET MET MetLife	Sale (Partial) $1,001 - $15,000	Jan 18, 2022 Reported on Feb 03, 2022	---	18.27%
ETN ETN Eaton Corp	Sale (Partial) $1,001 - $15,000	Jan 18, 2022 Reported on Feb 03, 2022	---	117.38%
INTC INTC Intel	Sale (Partial) $1,001 - $15,000	Jan 18, 2022 Reported on Feb 03, 2022	---	-58.93%
CSCO CSCO Cisco Systems	Sale (Partial) $1,001 - $15,000	Jan 18, 2022 Reported on Feb 03, 2022	---	16.14%
VZ VZ Verizon Communications	Purchase $1,001 - $15,000	Jan 18, 2022 Reported on Feb 03, 2022	---	-18.49%
SBIO SBIO ALPS Medical Breakthroughs ETF	Sale (Partial) $1,001 - $15,000	Dec 31, 2021 Reported on Jan 04, 2022	---	-26.96%
- JPM Contingent Autocall on Gilead	Purchase $15,001 - $50,000	Dec 23, 2021 Reported on Jan 04, 2022	---	----
- JPM Contingent Autocall on Gilead	Sale $15,001 - $50,000	Dec 22, 2021 Reported on Jan 04, 2022	---	----
- Goldman Sachs Small-Mid Cap Growth	Purchase $1,001 - $15,000	Dec 15, 2021 Reported on Jan 04, 2022	---	----
- Fidelity Advisor Focused Emerging Markets	Purchase $1,001 - $15,000	Dec 06, 2021 Reported on Jan 04, 2022	---	----
- ACAP Strategic Interval Common	Purchase $1,001 - $15,000	Nov 30, 2021 Reported on Dec 04, 2021	---	----
SBIO SBIO ALPS Medical Breakthroughs ETF	Purchase $1,001 - $15,000	Nov 29, 2021 Reported on Dec 04, 2021	---	-27.57%
BMY BMY Bristol-Myers Squibb	Purchase $1,001 - $15,000	Nov 29, 2021 Reported on Dec 04, 2021	---	-14.13%
- MS Contingent Autocall on Boeing	Sale $1,001 - $15,000	Nov 29, 2021 Reported on Dec 04, 2021	---	----
GLPI GLPI Gaming and Leisure Props	Purchase $1,001 - $15,000	Nov 26, 2021 Reported on Dec 04, 2021	---	5.84%
LITE LITE Lumentum Holdings	Purchase $1,001 - $15,000	Nov 26, 2021 Reported on Dec 04, 2021	---	6.83%
GOLD GOLD Barrick Gold	Sale $1,001 - $15,000	Nov 26, 2021 Reported on May 04, 2022	---	-1.51%
QS QS QuantumScape	Sale $1,001 - $15,000	Nov 26, 2021 Reported on Dec 04, 2021	---	-77.09%
- HSBC Autocall on Broadcom	Purchase $15,001 - $50,000	Nov 19, 2021 Reported on Dec 04, 2021	---	----
- GS Autocall on Apple Inc	Sale $15,001 - $50,000	Nov 18, 2021 Reported on Dec 04, 2021	---	----
GLPI GLPI Gaming and Leisure Props	Purchase $1,001 - $15,000	Nov 16, 2021 Reported on Dec 04, 2021	---	1.13%
- BCS Contingent Autocall on COF	Purchase $15,001 - $50,000	Oct 25, 2021 Reported on Nov 02, 2021	---	----
SNOW SNOW Snowflake	Purchase $1,001 - $15,000	Oct 22, 2021 Reported on Nov 02, 2021	---	-34.81%
- BCS Contingent Autocall on COF	Sale $15,001 - $50,000	Oct 21, 2021 Reported on Nov 02, 2021	---	----
- BCS Contingent Autocall on COF	Sale $15,001 - $50,000	Oct 21, 2021 Reported on Nov 02, 2021	---	----
GOOG GOOG Alphabet	Sale (Partial) $1,001 - $15,000	Sep 28, 2021 Reported on Oct 04, 2021	---	32.58%
AAPL AAPL Apple	Sale (Partial) $15,001 - $50,000	Sep 28, 2021 Reported on Oct 04, 2021	---	50.48%
- JP Morgan Chase and Co	Sale $1,001 - $15,000	Sep 23, 2021 Reported on Oct 04, 2021	---	----
- JP Morgan Chase and Co	Sale $1,001 - $15,000	Sep 23, 2021 Reported on Oct 04, 2021	---	----
- JPM Contingent Autocall GILD	Purchase $15,001 - $50,000	Sep 17, 2021 Reported on Oct 04, 2021	---	----
- JPM Contingent Autocall GILD	Sale $15,001 - $50,000	Sep 10, 2021 Reported on Oct 04, 2021	---	----
- JPM Contingent Autocall GILD	Sale $15,001 - $50,000	Sep 10, 2021 Reported on Oct 04, 2021	---	----
- GS Contingent Autocall AAPL	Purchase $15,001 - $50,000	Aug 13, 2021 Reported on Sep 01, 2021	---	----
- CS Contingent Autocall CSCO	Sale $15,001 - $50,000	Aug 12, 2021 Reported on Sep 01, 2021	---	----
WW WW WW International	Purchase $1,001 - $15,000	Aug 11, 2021 Reported on Sep 01, 2021	---	-98.98%
ARE ARE Alexandria Real Estate	Sale (Partial) $1,001 - $15,000	Aug 04, 2021 Reported on Sep 01, 2021	---	-62.38%
DGRS DGRS WisdomTree U.S. SmallCap Quality Dividend Growth Fund	Purchase $1,001 - $15,000	Jul 26, 2021 Reported on Aug 02, 2021	---	8.80%
GLD GLD SPDR Gold Trust	Purchase $1,001 - $15,000	Jul 26, 2021 Reported on Aug 02, 2021	---	82.65%
FDN FDN First Trust Dow Jones Internet ETF	Sale (Partial) $1,001 - $15,000	Jul 26, 2021 Reported on Aug 02, 2021	---	7.11%
FIMKX FIMKX Fidelity Advisor Emerging Markets Fund	Sale (Partial) $1,001 - $15,000	Jul 26, 2021 Reported on Aug 02, 2021	---	----
GEMIX GEMIX Goldman Sachs Emerging Markets Equity Fund Insti	Sale (Partial) $1,001 - $15,000	Jul 26, 2021 Reported on Aug 02, 2021	---	----
IVV IVV S&P 500 Ishares Core ETF	Sale (Partial) $1,001 - $15,000	Jul 26, 2021 Reported on Aug 02, 2021	---	41.82%
GBIL GBIL GS Treasuryaccess 0-1 Year ETF	Purchase $1,001 - $15,000	Jul 26, 2021 Reported on Aug 02, 2021	---	-0.22%
FCPIX FCPIX Fidelity Advisor International Capital Appreciat	Purchase $1,001 - $15,000	Jul 26, 2021 Reported on Aug 02, 2021	---	----
ABYIX ABYIX Abbey Capital Futures Strategy Fund- Class I Sha	Purchase $1,001 - $15,000	Jul 26, 2021 Reported on Aug 02, 2021	---	----
NXTG NXTG First Trust Indxx NextG ETF	Purchase $1,001 - $15,000	Jul 26, 2021 Reported on Aug 02, 2021	---	29.53%
IJS IJS S&P Small-Cap 600 Value Ishares ETF	Sale (Partial) $1,001 - $15,000	Jul 26, 2021 Reported on Aug 02, 2021	---	3.09%
FINX FINX Global X FinTech ETF	Purchase $1,001 - $15,000	Jul 26, 2021 Reported on Aug 02, 2021	---	-27.28%
CFA CFA VictoryShares US 500 Volatility Wtd ETF	Sale (Partial) $1,001 - $15,000	Jul 26, 2021 Reported on Aug 02, 2021	---	23.08%
LUBFX LUBFX Lord Abbett Ultra Short Bond Fund - Class F	Purchase $1,001 - $15,000	Jul 26, 2021 Reported on Aug 02, 2021	---	----
- BCS Contingent Autocall on COF	Purchase $15,001 - $50,000	Jul 16, 2021 Reported on Aug 02, 2021	---	----
- BCS Contingent Autocall on COF	Purchase $15,001 - $50,000	Jul 16, 2021 Reported on Aug 02, 2021	---	----
- BCS Contingent Autocall on COF	Sale $15,001 - $50,000	Jul 14, 2021 Reported on Aug 02, 2021	---	----
- BCS Contingent Autocall on COF	Sale $15,001 - $50,000	Jul 14, 2021 Reported on Aug 02, 2021	---	----
FAST FAST Fastenal	Purchase $1,001 - $15,000	Jul 08, 2021 Reported on Aug 02, 2021	---	-18.62%
JCI JCI Johnson Controls Intl	Purchase $1,001 - $15,000	Jul 08, 2021 Reported on Aug 02, 2021	---	54.85%
VSH VSH Vishay Intertechnology	Purchase $1,001 - $15,000	Jun 29, 2021 Reported on Jul 06, 2021	---	-23.41%
RAMP RAMP LiveRamp Holdings	Purchase $1,001 - $15,000	Jun 29, 2021 Reported on Jul 06, 2021	---	-29.19%
- Energen	Sale $1,001 - $15,000	Jun 21, 2021 Reported on Jul 06, 2021	---	----
APO APO Apollo Global Management	Purchase $1,001 - $15,000	Jun 04, 2021 Reported on Jul 06, 2021	---	151.65%
IRM IRM Iron Mountain	Sale (Partial) $1,001 - $15,000	Jun 04, 2021 Reported on Jul 06, 2021	---	120.45%
SBUX SBUX Starbucks	Sale (Partial) $1,001 - $15,000	Jun 04, 2021 Reported on Jul 06, 2021	---	-15.67%
DEO DEO Diageo	Sale (Partial) $1,001 - $15,000	Jun 04, 2021 Reported on Jul 06, 2021	---	-45.63%
- JPM Contingent Autocall GILD	Purchase $15,001 - $50,000	Jun 04, 2021 Reported on Jul 06, 2021	---	----
- JPM Contingent Autocall GILD	Purchase $15,001 - $50,000	Jun 04, 2021 Reported on Jul 06, 2021	---	----
MANT MANT Mantech Intl	Sale $1,001 - $15,000	Jun 04, 2021 Reported on Jul 06, 2021	---	----
NVDA NVDA NVIDIA	Sale (Partial) $1,001 - $15,000	Jun 04, 2021 Reported on Jul 06, 2021	---	806.46%
LHX LHX L3Harris Technologies	Sale (Partial) $1,001 - $15,000	Jun 04, 2021 Reported on Jul 06, 2021	---	14.81%
MCD MCD McDonald's	Sale (Partial) $1,001 - $15,000	Jun 04, 2021 Reported on Jul 06, 2021	---	26.01%
ETN ETN Eaton Corp	Sale (Partial) $1,001 - $15,000	Jun 04, 2021 Reported on Jul 06, 2021	---	143.90%
AXS AXS Axis Capital Holdings	Sale (Partial) $1,001 - $15,000	Jun 04, 2021 Reported on Jul 06, 2021	---	88.14%
TTE TTE TotalEnergies	Purchase $1,001 - $15,000	Jun 04, 2021 Reported on Jul 06, 2021	---	29.13%
- HSBC Contingent Autocall BMY	Sale $15,001 - $50,000	May 26, 2021 Reported on Jun 01, 2021	---	----
- HSBC Contingent Autocall BMY	Sale $15,001 - $50,000	May 26, 2021 Reported on Jun 01, 2021	---	----
- CS Contingent Autocall CSCO	Purchase $15,001 - $50,000	May 07, 2021 Reported on Jun 01, 2021	---	----
- BCS Contingent Autocall on CSCO	Sale $15,001 - $50,000	Apr 28, 2021 Reported on May 03, 2021	---	----
GAN GAN GAN	Sale $1,001 - $15,000	Apr 13, 2021 Reported on May 03, 2021	---	-89.63%
- BCS Contingent Autocall on COF	Purchase $15,001 - $50,000	Apr 09, 2021 Reported on May 03, 2021	---	----
- BCS Contingent Autocall on COF	Purchase $15,001 - $50,000	Apr 09, 2021 Reported on May 03, 2021	---	----
CWEN CWEN Clearway Energy	Purchase $1,001 - $15,000	Apr 05, 2021 Reported on May 03, 2021	---	15.79%
- UBS Contingent Autocall on BAC	Sale $15,001 - $50,000	Apr 01, 2021 Reported on May 03, 2021	---	----
- UBS Contingent Autocall on BAC	Sale $15,001 - $50,000	Apr 01, 2021 Reported on May 03, 2021	---	----
- JPM Contingent Autocall Citigroup	Purchase $15,001 - $50,000	Mar 26, 2021 Reported on Apr 01, 2021	---	----
- JPM Contingent Autocall Citigroup	Purchase $15,001 - $50,000	Mar 26, 2021 Reported on Apr 01, 2021	---	----
- BCS Contingent Autocall Intel	Sale $15,001 - $50,000	Mar 24, 2021 Reported on Apr 01, 2021	---	----
- BCS Contingent Autocall Intel	Sale $15,001 - $50,000	Mar 24, 2021 Reported on Apr 01, 2021	---	----
- Vulcan Materials	Sale $1,001 - $15,000	Mar 01, 2021 Reported on Apr 01, 2021	---	----
INTC INTC Intel	Purchase $1,001 - $15,000	Feb 16, 2021 Reported on Mar 03, 2021	---	-64.00%
FEMS FEMS First Trust Emerging Markets Small Cap AlphaDEX Fund	Sale $1,001 - $15,000	Feb 12, 2021 Reported on Mar 03, 2021	---	-6.54%
FIMKX FIMKX Fidelity Advisor Focused Emerging Markets Fund Cla	Purchase $1,001 - $15,000	Feb 12, 2021 Reported on Mar 03, 2021	---	----
EEM EEM iShares MSCI Emerging Markets ETF	Sale $1,001 - $15,000	Feb 12, 2021 Reported on Mar 03, 2021	---	-15.64%
GEMIX GEMIX Goldman Sachs Emerging Markets Equity Fund Institu	Purchase $1,001 - $15,000	Feb 12, 2021 Reported on Mar 03, 2021	---	----
GEM GEM Goldman Sachs ActiveBeta Emerging Markets Equity ETF	Sale $1,001 - $15,000	Feb 12, 2021 Reported on Mar 03, 2021	---	-10.52%
GEMIX GEMIX Goldman Sachs Emerging Markets Equity Fund Institu	Purchase $1,001 - $15,000	Feb 12, 2021 Reported on Mar 03, 2021	---	----
DD DD DuPont de Nemours	$1,001 - $15,000	Feb 05, 2021 Reported on Mar 03, 2021	---	-2.80%
XCAPX XCAPX ACAP Strategic Fund	Purchase $15,001 - $50,000	Jan 29, 2021 Reported on Feb 02, 2021	---	----
DD DD DuPont de Nemours	Sale (Partial) $15,001 - $50,000	Jan 27, 2021 Reported on Feb 02, 2021	---	-5.37%
PBA PBA Pembina Pipeline	Sale $1,001 - $15,000	Jan 26, 2021 Reported on Feb 02, 2021	---	37.21%
AQN AQN Algonquin Power	Purchase $1,001 - $15,000	Jan 26, 2021 Reported on Feb 02, 2021	---	-66.95%
EVOP EVOP EVO Payments	Sale $1,001 - $15,000	Jan 25, 2021 Reported on Feb 02, 2021	---	----
VIAV VIAV Viavi Solutions	Sale $1,001 - $15,000	Jan 25, 2021 Reported on Feb 02, 2021	---	-34.75%
FCPIX FCPIX Fidelity Advisor International Capital Appreciatio	Purchase $1,001 - $15,000	Jan 13, 2021 Reported on Feb 02, 2021	---	----
RODM RODM Hartford Multifactor Developed Markets (ex-US) ETF	Sale $1,001 - $15,000	Jan 13, 2021 Reported on Feb 02, 2021	---	17.79%
RODM RODM Hartford Multifactor Developed Markets (ex-US) ETF	Sale $1,001 - $15,000	Jan 13, 2021 Reported on Feb 02, 2021	---	17.79%
FCPIX FCPIX Fidelity Advisor International Capital Appreciatio	Purchase $1,001 - $15,000	Jan 13, 2021 Reported on Feb 02, 2021	---	----
DDOG DDOG Datadog	Sale $1,001 - $15,000	Jan 11, 2021 Reported on Feb 02, 2021	---	48.82%
PSQ PSQ ProShares Short QQQ	Sale $1,001 - $15,000	Jan 11, 2021 Reported on Feb 02, 2021	---	-53.44%
PSQ PSQ ProShares Short QQQ	Sale $1,001 - $15,000	Jan 11, 2021 Reported on Feb 02, 2021	---	-53.44%
CAG CAG Conagra Brands	Sale $1,001 - $15,000	Jan 11, 2021 Reported on Feb 02, 2021	---	-36.59%
SH SH ProShares Short S&P500	Sale $1,001 - $15,000	Jan 11, 2021 Reported on Feb 02, 2021	---	121.25%
SH SH ProShares Short S&P500	Sale $1,001 - $15,000	Jan 11, 2021 Reported on Feb 02, 2021	---	121.25%
SH SH ProShares Short S&P500	Sale $1,001 - $15,000	Jan 11, 2021 Reported on Feb 02, 2021	---	121.25%
PSQ PSQ ProShares Short QQQ	Sale $1,001 - $15,000	Jan 11, 2021 Reported on Feb 02, 2021	---	-53.44%
AJRD AJRD Aerojet Rocketdyne Hldgs	Sale $1,001 - $15,000	Jan 08, 2021 Reported on Feb 02, 2021	---	----
SH SH ProShares Short S&P500	Purchase $1,001 - $15,000	Jan 04, 2021 Reported on Feb 02, 2021	---	115.54%
PSQ PSQ ProShares Short QQQ	Purchase $1,001 - $15,000	Jan 04, 2021 Reported on Feb 02, 2021	---	-54.26%
SH SH ProShares Short S&P500	Purchase $1,001 - $15,000	Jan 04, 2021 Reported on Feb 02, 2021	---	115.54%
SH SH ProShares Short S&P500	Purchase $1,001 - $15,000	Jan 04, 2021 Reported on Feb 02, 2021	---	115.54%
PSQ PSQ ProShares Short QQQ	Purchase $1,001 - $15,000	Jan 04, 2021 Reported on Feb 02, 2021	---	-54.26%
PSQ PSQ ProShares Short QQQ	Purchase $1,001 - $15,000	Jan 04, 2021 Reported on Feb 02, 2021	---	-54.26%
DOW DOW Dow	Sale (Partial) $1,001 - $15,000	Dec 30, 2020 Reported on Jan 07, 2021	---	-48.69%
BMY BMY Bristol-Myers Squibb	Purchase $1,001 - $15,000	Dec 30, 2020 Reported on Jan 07, 2021	---	-23.62%
TSLA TSLA Tesla	Purchase $1,001 - $15,000	Dec 30, 2020 Reported on Jan 07, 2021	---	36.17%
NTAP NTAP NetApp	Purchase $1,001 - $15,000	Dec 30, 2020 Reported on Jan 07, 2021	---	64.18%
DD DD DuPont de Nemours	Sale (Partial) $1,001 - $15,000	Dec 30, 2020 Reported on Jan 07, 2021	---	4.86%
VTRS VTRS Viatris	Sale $1,001 - $15,000	Dec 30, 2020 Reported on Jan 07, 2021	---	-48.59%
SBIO SBIO ALPS Medical Breakthroughs ETF	Purchase $1,001 - $15,000	Dec 30, 2020 Reported on Jan 07, 2021	---	-41.31%
PBA PBA Pembina Pipeline	Sale $1,001 - $15,000	Dec 30, 2020 Reported on Jan 07, 2021	---	57.87%
GSMYX GSMYX Goldman Sachs Small/Mid Cap Growth Fund Institutio	Purchase $1,001 - $15,000	Dec 15, 2020 Reported on Jan 07, 2021	---	----
- OWENS & MINOR	Sale $15,001 - $50,000	Nov 30, 2020 Reported on Dec 02, 2020	---	----
XCAPX XCAPX ACAP Strategic Fund	Purchase $1,001 - $15,000	Nov 30, 2020 Reported on Dec 02, 2020	---	----
- OWENS & MINOR	Sale $15,001 - $50,000	Nov 30, 2020 Reported on Dec 02, 2020	---	----
MAXR MAXR Maxar Technologies	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Dec 02, 2020	---	----
XAR XAR SPDR S&P Aerospace & Defense ETF	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Dec 02, 2020	---	100.64%
CEF CEF Sprott Physical Gold	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Dec 02, 2020	---	65.22%
CTVA CTVA Corteva	Sale $1,001 - $15,000	Nov 20, 2020 Reported on Dec 02, 2020	---	107.53%
FDN FDN First Trust DJ Internet Index Fund	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Dec 02, 2020	---	34.14%
ABBV ABBV AbbVie	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Dec 02, 2020	---	87.70%
DGRS DGRS WisdomTree U.S. SmallCap Quality Dividend Growth Fund	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Dec 02, 2020	---	34.75%
AAPL AAPL Apple	Sale (Partial) $50,001 - $100,000	Nov 20, 2020 Reported on Dec 02, 2020	---	81.99%
LUBFX LUBFX Lord Abbett Ultra Short Bond Fund Class F	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Dec 02, 2020	---	----
DDOG DDOG Datadog	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Dec 02, 2020	---	74.15%
ABYIX ABYIX Abbey Capital Futures Strategy Fund Class I	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Dec 02, 2020	---	----
PTMC PTMC Pacer Trendpilot US Mid Cap ETF	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Dec 02, 2020	---	10.25%
ACIW ACIW ACI Worldwide	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Dec 02, 2020	---	43.82%
OHI OHI Omega Healthcare Invts	Sale $1,001 - $15,000	Nov 20, 2020 Reported on Dec 02, 2020	---	6.57%
CRWD CRWD CrowdStrike Holdings	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Dec 02, 2020	---	252.80%
EVOP EVOP EVO Payments	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Dec 02, 2020	---	----
SRVR SRVR Pacer Benchmark Data & Infrastructure Real Estate SCTR ETF	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Dec 02, 2020	---	-8.15%
ERIC ERIC Telefonaktiebolaget L M	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Dec 02, 2020	---	-29.48%
LGI LGI Lazard Glb Total Return	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Dec 02, 2020	---	1.25%
V V Visa	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Dec 02, 2020	---	76.02%
WW WW WW International	Sale $1,001 - $15,000	Nov 20, 2020 Reported on Dec 02, 2020	---	-99.09%
HAL HAL Halliburton	Sale $1,001 - $15,000	Nov 20, 2020 Reported on Dec 02, 2020	---	35.35%
VIAV VIAV Viavi Solutions	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Dec 02, 2020	---	-23.71%
ATVI ATVI Activision Blizzard	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Dec 02, 2020	---	----
GOLD GOLD Barrick Gold	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Dec 02, 2020	---	-22.32%
SWKS SWKS Skyworks Solutions	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Dec 02, 2020	---	-43.90%
LDP LDP Cohen & Steers Ltd	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Dec 02, 2020	---	-13.78%
MANT MANT Mantech Intl	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Dec 02, 2020	---	----
BRKR BRKR Bruker	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Dec 02, 2020	---	-16.83%
GLW GLW Corning	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Dec 02, 2020	---	46.12%
WIW WIW Western Asset	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Dec 02, 2020	---	-24.27%
PAGS PAGS PagSeguro Digital	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Dec 02, 2020	---	-77.90%
QCOM QCOM Qualcomm	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Dec 02, 2020	---	11.08%
FTNT FTNT Fortinet	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Dec 02, 2020	---	347.26%
SNPS SNPS Synopsys	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Dec 02, 2020	---	151.13%
PTNQ PTNQ Pacer Trendpilot 100 ETF	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Dec 02, 2020	---	44.05%
ARE ARE Alexandria Real Estate	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Dec 02, 2020	---	-53.14%
DD DD DuPont de Nemours	Sale $1,001 - $15,000	Nov 20, 2020 Reported on Dec 02, 2020	---	17.86%
PTLC PTLC Pacer Fund Trust Pacer Trendpilot US Large Cap ETF	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Dec 02, 2020	---	64.14%
DOW DOW Dow	Sale $1,001 - $15,000	Nov 20, 2020 Reported on Dec 02, 2020	---	-48.00%
MRVL MRVL Marvell Tech	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Dec 02, 2020	---	71.02%
HBI HBI Hanesbrands	Sale $1,001 - $15,000	Nov 20, 2020 Reported on Dec 02, 2020	---	-65.22%
PAAS PAAS Pan American Silver	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Dec 02, 2020	---	-5.19%
TMO TMO Thermo Fisher Scientific	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Dec 02, 2020	---	-4.81%
AJRD AJRD Aerojet Rocketdyne Hldgs	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Dec 02, 2020	---	----
NTLA NTLA Intellia Therapeutics	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Dec 02, 2020	---	-66.79%
SI SI Silvergate Capital	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Dec 02, 2020	---	----
SBIO SBIO ALPS Medical Breakthroughs ETF	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Dec 02, 2020	---	-34.76%
BAH BAH Booz Allen Hamilton	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Dec 02, 2020	---	24.93%
RODM RODM Hartford Multifactor Developed Markets (ex-US) ETF	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Dec 02, 2020	---	22.92%
GMAB GMAB Genmab	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Dec 02, 2020	---	-44.43%
GLD GLD SPDR Gold Shares	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Dec 02, 2020	---	74.82%
RTH RTH VanEck Retail ETF	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Dec 02, 2020	---	55.97%
GBIL GBIL Goldman Sachs Access Treasury 0-1 Year ETF	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Dec 02, 2020	---	-0.27%
KEYS KEYS Keysight Technologies	Purchase $1,001 - $15,000	Nov 20, 2020 Reported on Dec 02, 2020	---	43.80%
RIO RIO Rio Tinto	Purchase $1,001 - $15,000	Nov 16, 2020 Reported on Dec 02, 2020	---	-6.57%
- GSMYX - GOLDMAN SACHS SM MD CAP GROWTH I	Purchase $1,001 - $15,000	Oct 30, 2020 Reported on Nov 02, 2020	---	----
- GSMYX - GOLDMAN SACHS SM MD CAP GROWTH I	Purchase $1,001 - $15,000	Oct 30, 2020 Reported on Nov 02, 2020	---	----
IJR IJR iShares Core S&P Small-Cap ETF	Sale $1,001 - $15,000	Oct 30, 2020 Reported on Nov 02, 2020	---	57.01%
LDP LDP Cohen & Steers Ltd	Purchase $1,001 - $15,000	Sep 24, 2020 Reported on Oct 01, 2020	---	-9.48%
ATOAX ATOAX Aberdeen Ultra Short Municipal Income Fund Class A	Purchase $15,001 - $50,000	Sep 22, 2020 Reported on Oct 01, 2020	---	----
LDP LDP Cohen & Steers Ltd	Purchase $1,001 - $15,000	Sep 22, 2020 Reported on Oct 01, 2020	---	-11.96%
WIW WIW Western Asset	Purchase $1,001 - $15,000	Sep 22, 2020 Reported on Oct 01, 2020	---	-23.28%
- Citigroup Fixed to Floater	Sale $15,001 - $50,000	Aug 27, 2020 Reported on Sep 01, 2020	---	----
TCEHY TCEHY Tencent Holdings	Sale $1,001 - $15,000	Aug 21, 2020 Reported on Sep 01, 2020	---	-8.60%
ARE ARE Alexandria Real Estate	Sale (Partial) $1,001 - $15,000	Aug 21, 2020 Reported on Sep 01, 2020	---	-54.94%
GBIL GBIL Goldman Sachs Access Treasury 0-1 Year ETF	Sale (Partial) $1,001 - $15,000	Aug 21, 2020 Reported on Sep 01, 2020	---	-0.57%
LDP LDP Cohen & Steers Ltd	Purchase $1,001 - $15,000	Aug 21, 2020 Reported on Sep 01, 2020	---	-11.14%
GLD GLD SPDR Gold Shares	Sale (Partial) $1,001 - $15,000	Aug 13, 2020 Reported on Sep 01, 2020	---	67.53%
KWEB KWEB KraneShares Trust KraneShares CSI China Internet ETF	Sale $1,001 - $15,000	Aug 07, 2020 Reported on Sep 01, 2020	---	-50.49%
LUBFX LUBFX Lord Abbett Ultra Short Bond Fund Class F	Sale (Partial) $1,001 - $15,000	Aug 06, 2020 Reported on Sep 01, 2020	---	----
LDP LDP Cohen & Steers Ltd	Purchase $1,001 - $15,000	Aug 06, 2020 Reported on Sep 01, 2020	---	-11.88%
GBIL GBIL Goldman Sachs Access Treasury 0-1 Year ETF	Sale (Partial) $1,001 - $15,000	Aug 06, 2020 Reported on Sep 01, 2020	---	-0.57%
SIL SIL Global X Silver Miners ETF	Sale $1,001 - $15,000	Jul 28, 2020 Reported on Aug 04, 2020	---	-0.30%
LMT LMT Lockheed Martin	Purchase $1,001 - $15,000	Jul 09, 2020 Reported on Aug 04, 2020	---	36.05%
GLAD GLAD Gladstone Capital	Sale (Partial) $1,001 - $15,000	Jul 09, 2020 Reported on Aug 04, 2020	---	102.72%
APO APO Apollo Global Management	Sale (Partial) $1,001 - $15,000	Jul 09, 2020 Reported on Aug 04, 2020	---	189.52%
NVDA NVDA NVIDIA	Sale (Partial) $1,001 - $15,000	Jul 09, 2020 Reported on Aug 04, 2020	---	1416.22%
QCOM QCOM Qualcomm	Sale (Partial) $1,001 - $15,000	Jul 09, 2020 Reported on Aug 04, 2020	---	73.95%
SWKS SWKS Skyworks Solutions	Sale (Partial) $1,001 - $15,000	Jul 09, 2020 Reported on Aug 04, 2020	---	-40.66%
RTH RTH VanEck Retail ETF	Purchase $1,001 - $15,000	Jul 09, 2020 Reported on Aug 04, 2020	---	76.11%
IRM IRM Iron Mountain	Purchase $1,001 - $15,000	Jul 09, 2020 Reported on Aug 04, 2020	---	284.57%
HASI HASI Hannon Armstrong	Sale (Partial) $1,001 - $15,000	Jul 09, 2020 Reported on Aug 04, 2020	---	-7.94%
SRVR SRVR Pacer Benchmark Data & Infrastructure Real Estate SCTR ETF	Purchase $1,001 - $15,000	Jul 09, 2020 Reported on Aug 04, 2020	---	-10.96%
ARCC ARCC Ares Capital	Sale (Partial) $1,001 - $15,000	Jul 09, 2020 Reported on Aug 04, 2020	---	62.39%
PTLC PTLC Pacer Fund Trust Pacer Trendpilot US Large Cap ETF	Purchase $1,001 - $15,000	Jul 09, 2020 Reported on Aug 04, 2020	---	85.95%
PTMC PTMC Pacer Trendpilot US Mid Cap ETF	Purchase $1,001 - $15,000	Jul 09, 2020 Reported on Aug 04, 2020	---	27.67%
LHX LHX L3Harris Technologies	Purchase $1,001 - $15,000	Jul 09, 2020 Reported on Aug 04, 2020	---	60.03%
PFE PFE Pfizer	Purchase $1,001 - $15,000	Jul 09, 2020 Reported on Aug 04, 2020	---	-19.93%
FXI FXI iShares China Large-Cap ETF	Sale (Partial) $1,001 - $15,000	Jul 09, 2020 Reported on Aug 04, 2020	---	-19.79%
WIW WIW Western Asset	Purchase $1,001 - $15,000	Jul 09, 2020 Reported on Aug 04, 2020	---	-20.43%
AXS AXS Axis Capital Holdings	Purchase $1,001 - $15,000	Jul 09, 2020 Reported on Aug 04, 2020	---	166.42%
OHI OHI Omega Healthcare Invts	Sale $1,001 - $15,000	Jul 09, 2020 Reported on Aug 04, 2020	---	21.02%
FEMS FEMS First Trust Emerging Markets Small Cap AlphaDEX Fund	Sale $1,001 - $15,000	Jul 09, 2020 Reported on Aug 04, 2020	---	17.11%
RMD RMD ResMed	Sale (Partial) $1,001 - $15,000	Jul 09, 2020 Reported on Aug 04, 2020	---	32.67%
TSN TSN Tyson Foods	Sale $1,001 - $15,000	Jul 09, 2020 Reported on Aug 04, 2020	---	3.20%
C C Citigroup	Purchase $1,001 - $15,000	Jul 09, 2020 Reported on Aug 04, 2020	---	79.41%
AAPL AAPL Apple	Sale (Partial) $1,001 - $15,000	Jul 09, 2020 Reported on Aug 04, 2020	---	123.19%
MPW MPW Medical Properties Trust	Sale $1,001 - $15,000	Jul 09, 2020 Reported on Aug 04, 2020	---	-75.68%
MANT MANT Mantech Intl	Purchase $1,001 - $15,000	Jul 09, 2020 Reported on Aug 04, 2020	---	----
GBIL GBIL Goldman Sachs Access Treasury 0-1 Year ETF	Purchase $1,001 - $15,000	Jul 09, 2020 Reported on Aug 04, 2020	---	-0.57%
AY AY Atlantica Sustainable	Purchase $1,001 - $15,000	Jul 09, 2020 Reported on Aug 04, 2020	---	----
MBXIX MBXIX Catalyst/Millburn Hedge Strategy Fund Class I	Sale $1,001 - $15,000	Jul 09, 2020 Reported on Aug 04, 2020	---	----
ABBV ABBV AbbVie	Sale (Partial) $1,001 - $15,000	Jul 09, 2020 Reported on Aug 04, 2020	---	93.26%
TCEHY TCEHY Tencent Holdings	Sale (Partial) $1,001 - $15,000	Jul 08, 2020 Reported on Aug 04, 2020	---	-10.33%
NXTG NXTG First Trust Indxx NextG ETF	Purchase $1,001 - $15,000	Jul 07, 2020 Reported on Aug 04, 2020	---	76.29%
FCPIX FCPIX Fidelity Advisor International Capital Appreciatio	Purchase $1,001 - $15,000	Jul 07, 2020 Reported on Aug 04, 2020	---	----
MBXIX MBXIX Catalyst/Millburn Hedge Strategy Fund Class I	Sale $1,001 - $15,000	Jul 07, 2020 Reported on Aug 04, 2020	---	----
SIL SIL Global X Silver Miners ETF	Purchase $1,001 - $15,000	Jul 07, 2020 Reported on Aug 04, 2020	---	30.63%
RTH RTH VanEck Retail ETF	Purchase $1,001 - $15,000	Jul 07, 2020 Reported on Aug 04, 2020	---	77.70%
GBIL GBIL Goldman Sachs Access Treasury 0-1 Year ETF	Purchase $1,001 - $15,000	Jul 07, 2020 Reported on Aug 04, 2020	---	-0.57%
FXI FXI iShares China Large-Cap ETF	Sale $1,001 - $15,000	Jul 07, 2020 Reported on Aug 04, 2020	---	-17.77%
FIMKX FIMKX Fidelity Advisor Emerging Markets Fund I Class	Purchase $1,001 - $15,000	Jul 07, 2020 Reported on Aug 04, 2020	---	----
LUBFX LUBFX Lord Abbett Ultra Short Bond Fund Class F	Purchase $1,001 - $15,000	Jul 07, 2020 Reported on Aug 04, 2020	---	----
WIW WIW Western Asset	Purchase $1,001 - $15,000	Jul 07, 2020 Reported on Aug 04, 2020	---	-21.07%
DLS DLS WisdomTree International SmallCap Fund	Sale $1,001 - $15,000	Jul 07, 2020 Reported on Aug 04, 2020	---	34.36%
GDXJ GDXJ VanEck Junior Gold Miners ETF	Sale (Partial) $1,001 - $15,000	Jul 07, 2020 Reported on Aug 04, 2020	---	32.35%
FDN FDN First Trust DJ Internet Index Fund	Sale (Partial) $1,001 - $15,000	Jul 07, 2020 Reported on Aug 04, 2020	---	50.97%
FEMS FEMS First Trust Emerging Markets Small Cap AlphaDEX Fund	Sale (Partial) $1,001 - $15,000	Jul 07, 2020 Reported on Aug 04, 2020	---	18.52%
- Dominion Energy	Sale $1,001 - $15,000	Jul 01, 2020 Reported on Aug 04, 2020	---	----
- BCS Contingent Autocall INTC	Purchase $15,001 - $50,000	Jun 19, 2020 Reported on Jul 01, 2020	---	----
- BCS Contingent Autocall INTC	Purchase $15,001 - $50,000	Jun 19, 2020 Reported on Jul 01, 2020	---	----
- MS Contingent Autocall INTC	Sale $15,001 - $50,000	Jun 11, 2020 Reported on Jul 01, 2020	---	----
- MS Contingent Autocall INTC	Sale $15,001 - $50,000	Jun 11, 2020 Reported on Jul 01, 2020	---	----
XCAPX XCAPX ACAP Strategic Fund	Purchase $15,001 - $50,000	May 28, 2020 Reported on Jun 01, 2020	---	----
PRJAX PRJAX PGIM Jennison Global Opportunities Fund-Class A	Sale $15,001 - $50,000	May 21, 2020 Reported on Jun 01, 2020	---	----
- UBS Contingent Autocall on SLB	Sale $1,001 - $15,000	Apr 23, 2020 Reported on May 04, 2020	---	----
- UBS Contingent Autocall on SLB	Sale $1,001 - $15,000	Apr 23, 2020 Reported on May 04, 2020	---	----
DIS DIS Walt Disney	Purchase $1,001 - $15,000	Apr 14, 2020 Reported on May 04, 2020	---	16.95%
PNQI PNQI Invesco Nasdaq Internet ETF	Purchase $1,001 - $15,000	Apr 14, 2020 Reported on May 04, 2020	---	88.26%
PYPL PYPL PayPal Holdings	Purchase $1,001 - $15,000	Apr 14, 2020 Reported on May 04, 2020	---	-30.24%
CEF CEF Sprott Physical Gold	Purchase $1,001 - $15,000	Apr 14, 2020 Reported on May 04, 2020	---	92.11%
CVS CVS CVS Health	Purchase $1,001 - $15,000	Apr 14, 2020 Reported on May 04, 2020	---	9.54%
SWKS SWKS Skyworks Solutions	Purchase $1,001 - $15,000	Apr 14, 2020 Reported on May 04, 2020	---	-17.69%
- RTN	$1,001 - $15,000	Apr 03, 2020 Reported on May 04, 2022	---	----
- UTX	$1,001 - $15,000	Apr 03, 2020 Reported on May 04, 2022	---	----
ARCC ARCC Ares Capital	Purchase $1,001 - $15,000	Apr 02, 2020 Reported on May 04, 2020	---	132.23%
SBIO SBIO ALPS Medical Breakthroughs ETF	Sale (Partial) $1,001 - $15,000	Apr 02, 2020 Reported on May 04, 2020	---	1.65%
KWEB KWEB KraneShares Trust KraneShares CSI China Internet ETF	Purchase $1,001 - $15,000	Apr 02, 2020 Reported on May 04, 2020	---	-25.02%
CVS CVS CVS Health	Purchase $1,001 - $15,000	Apr 02, 2020 Reported on May 04, 2020	---	21.69%
GLAD GLAD Gladstone Capital	Purchase $1,001 - $15,000	Apr 02, 2020 Reported on May 04, 2020	---	178.48%
TCEHY TCEHY Tencent Holdings	Sale (Partial) $1,001 - $15,000	Apr 02, 2020 Reported on May 04, 2020	---	30.21%
SRVR SRVR Pacer Benchmark Data & Infrastructure Real Estate SCTR ETF	Purchase $1,001 - $15,000	Apr 02, 2020 Reported on May 04, 2020	---	8.05%
MET MET MetLife	Purchase $1,001 - $15,000	Apr 02, 2020 Reported on May 04, 2020	---	187.52%
PTNQ PTNQ Pacer Trendpilot 100 ETF	Purchase $1,001 - $15,000	Apr 02, 2020 Reported on May 04, 2020	---	109.98%
CFG CFG Citizens Financial Group	Sale $1,001 - $15,000	Apr 02, 2020 Reported on May 04, 2020	---	173.94%
GBIL GBIL Goldman Sachs Access Treasury 0-1 Year ETF	Sale (Partial) $1,001 - $15,000	Apr 02, 2020 Reported on May 04, 2020	---	-0.79%
GEM GEM Goldman Sachs ActiveBeta Emerging Markets Equity ETF	Purchase $1,001 - $15,000	Apr 02, 2020 Reported on May 04, 2020	---	262.74%
IVV IVV iShares Core S&P 500 ETF	Sale (Partial) $1,001 - $15,000	Apr 02, 2020 Reported on May 04, 2020	---	148.69%
MPC MPC Marathon Petroleum	Sale $1,001 - $15,000	Apr 02, 2020 Reported on May 04, 2020	---	729.64%
CEF CEF Sprott Physical Gold	Purchase $1,001 - $15,000	Apr 02, 2020 Reported on May 04, 2020	---	105.60%
LGI LGI Lazard Glb Total Return	Sale $1,001 - $15,000	Apr 02, 2020 Reported on May 04, 2020	---	45.56%
BOTZ BOTZ Global X Robotics & Artificial Intelligence ETF	Sale $1,001 - $15,000	Apr 02, 2020 Reported on May 04, 2020	---	87.91%
KNX KNX Knight-Swift	Sale $1,001 - $15,000	Apr 02, 2020 Reported on May 04, 2020	---	53.47%
CEF CEF Sprott Physical Gold	Purchase $1,001 - $15,000	Apr 02, 2020 Reported on May 04, 2020	---	105.60%
MSFT MSFT Microsoft	Sale (Partial) $1,001 - $15,000	Apr 02, 2020 Reported on May 04, 2020	---	221.29%
FPL FPL First Trust New Opps	Sale $1,001 - $15,000	Apr 02, 2020 Reported on May 04, 2020	---	----
TSN TSN Tyson Foods	Purchase $1,001 - $15,000	Apr 02, 2020 Reported on May 04, 2020	---	5.93%
SBUX SBUX Starbucks	Purchase $1,001 - $15,000	Apr 02, 2020 Reported on May 04, 2020	---	45.29%
IWN IWN iShares Russell 2000 Value ETF	Purchase $1,001 - $15,000	Apr 02, 2020 Reported on May 04, 2020	---	113.89%
CIBR CIBR First Trust NASDAQ Cybersecurity ETF	Purchase $1,001 - $15,000	Apr 02, 2020 Reported on May 04, 2020	---	203.84%
IAT IAT iShares U.S. Regional Banks ETF	Sale $1,001 - $15,000	Apr 02, 2020 Reported on May 04, 2020	---	91.00%
QTEC QTEC First Trust NASDAQ-100-Technology Sector Index Fund	Purchase $1,001 - $15,000	Apr 02, 2020 Reported on May 04, 2020	---	165.00%
CB CB Chubb	Sale $1,001 - $15,000	Apr 02, 2020 Reported on May 04, 2020	---	167.91%
PEP PEP PepsiCo	Purchase $1,001 - $15,000	Apr 02, 2020 Reported on May 04, 2020	---	9.30%
CFA CFA VictoryShares US 500 Volatility Wtd ETF	Purchase $1,001 - $15,000	Apr 02, 2020 Reported on May 04, 2020	---	116.97%
IRM IRM Iron Mountain	Sale (Partial) $1,001 - $15,000	Apr 02, 2020 Reported on May 04, 2020	---	367.84%
ARE ARE Alexandria Real Estate	Purchase $1,001 - $15,000	Apr 02, 2020 Reported on May 04, 2020	---	-41.45%
FDN FDN First Trust DJ Internet Index Fund	Purchase $1,001 - $15,000	Apr 02, 2020 Reported on May 04, 2020	---	125.80%
LUBFX LUBFX Lord Abbett Ultra Short Bond Fund Class F	Sale (Partial) $1,001 - $15,000	Apr 02, 2020 Reported on May 04, 2020	---	----
CAG CAG Conagra Brands	Sale (Partial) $1,001 - $15,000	Apr 02, 2020 Reported on May 04, 2020	---	-29.87%
FITB FITB Fifth Third Bancorp	Sale $1,001 - $15,000	Apr 02, 2020 Reported on May 04, 2020	---	203.92%
QLEIX QLEIX AQR Long-Short Equity Fund Class I	Sale $1,001 - $15,000	Apr 02, 2020 Reported on May 04, 2020	---	----
GLD GLD SPDR Gold Shares	Sale (Partial) $1,001 - $15,000	Apr 02, 2020 Reported on May 04, 2020	---	102.20%
LHX LHX L3Harris Technologies	Purchase $1,001 - $15,000	Apr 02, 2020 Reported on May 04, 2020	---	39.35%
MBXIX MBXIX Catalyst/Millburn Hedge Strategy Fund Class I	Sale (Partial) $1,001 - $15,000	Apr 02, 2020 Reported on May 04, 2020	---	----
OAYIX OAYIX Oakmark International Fund Class Advisor	Sale $1,001 - $15,000	Apr 02, 2020 Reported on May 04, 2020	---	----
IWD IWD iShares Russell 1000 Value ETF	Purchase $1,001 - $15,000	Apr 02, 2020 Reported on May 04, 2020	---	103.91%
RODM RODM Hartford Multifactor Developed Markets (ex-US) ETF	Purchase $1,001 - $15,000	Apr 02, 2020 Reported on May 04, 2020	---	58.47%
APO APO Apollo Global Management	Purchase $1,001 - $15,000	Apr 02, 2020 Reported on May 04, 2020	---	366.48%
DGX DGX Quest Diagnostics	Purchase $1,001 - $15,000	Apr 02, 2020 Reported on May 04, 2020	---	128.43%
NVO NVO Novo Nordisk	Purchase $1,001 - $15,000	Apr 02, 2020 Reported on May 04, 2020	---	133.25%
QLEIX QLEIX AQR Long-Short Equity Fund Class I	Sale $1,001 - $15,000	Apr 02, 2020 Reported on May 04, 2020	---	----
GLD GLD SPDR Gold Shares	Purchase $1,001 - $15,000	Apr 02, 2020 Reported on May 04, 2020	---	102.20%
MBXIX MBXIX Catalyst/Millburn Hedge Strategy Fund Class I	Sale (Partial) $1,001 - $15,000	Apr 02, 2020 Reported on May 04, 2020	---	----
RMD RMD ResMed	Sale (Partial) $1,001 - $15,000	Apr 02, 2020 Reported on May 04, 2020	---	71.16%
QCOM QCOM Qualcomm	Purchase $1,001 - $15,000	Apr 02, 2020 Reported on May 04, 2020	---	138.47%
FINX FINX Global X FinTech ETF	Purchase $1,001 - $15,000	Apr 02, 2020 Reported on May 04, 2020	---	49.63%
EEM EEM iShares MSCI Emerging Markets ETF	Purchase $1,001 - $15,000	Apr 02, 2020 Reported on May 04, 2020	---	44.39%
GBIL GBIL Goldman Sachs Access Treasury 0-1 Year ETF	Sale (Partial) $1,001 - $15,000	Apr 02, 2020 Reported on May 04, 2020	---	-0.79%
SWKS SWKS Skyworks Solutions	Purchase $1,001 - $15,000	Apr 02, 2020 Reported on May 04, 2020	---	-5.53%
DRI DRI Darden Restaurants	Sale $1,001 - $15,000	Apr 02, 2020 Reported on May 04, 2020	---	397.11%
PKG PKG Packaging Corp of America	Sale $1,001 - $15,000	Apr 02, 2020 Reported on May 04, 2020	---	140.94%
GLW GLW Corning	Purchase $1,001 - $15,000	Apr 02, 2020 Reported on May 04, 2020	---	183.64%
SWKS SWKS Skyworks Solutions	Purchase $1,001 - $15,000	Mar 27, 2020 Reported on Apr 01, 2020	---	-9.56%
DIS DIS Walt Disney	Purchase $1,001 - $15,000	Mar 27, 2020 Reported on Apr 01, 2020	---	28.63%
PYPL PYPL PayPal Holdings	Purchase $1,001 - $15,000	Mar 27, 2020 Reported on Apr 01, 2020	---	-18.07%
CVS CVS CVS Health	Purchase $1,001 - $15,000	Mar 27, 2020 Reported on Apr 01, 2020	---	15.07%
- AQR Long-Short Equity	Sale $1,001 - $15,000	Mar 24, 2020 Reported on Apr 01, 2020	---	----
ABBV ABBV AbbVie	Purchase $1,001 - $15,000	Mar 24, 2020 Reported on Apr 01, 2020	---	180.46%
CSCO CSCO Cisco Systems	Purchase $1,001 - $15,000	Mar 24, 2020 Reported on Apr 01, 2020	---	79.72%
WFC WFC Wells Fargo	Sale $1,001 - $15,000	Mar 24, 2020 Reported on Apr 01, 2020	---	189.07%
MPC MPC Marathon Petroleum	Sale $1,001 - $15,000	Mar 24, 2020 Reported on Apr 01, 2020	---	906.00%
JPM JPM JPMorgan Chase	Purchase $1,001 - $15,000	Mar 24, 2020 Reported on Apr 01, 2020	---	234.73%
VZ VZ Verizon Communications	Purchase $1,001 - $15,000	Mar 24, 2020 Reported on Apr 01, 2020	---	-12.88%
VOD VOD Vodafone Group	Sale $1,001 - $15,000	Mar 24, 2020 Reported on Apr 01, 2020	---	-17.20%
SPY SPY SPDR S&P 500	Purchase $1,001 - $15,000	Mar 23, 2020 Reported on Apr 01, 2020	---	180.48%
CEF CEF Sprott Physical Gold	Purchase $1,001 - $15,000	Mar 23, 2020 Reported on Apr 01, 2020	---	121.45%
HQL HQL Tekla Life Sciences	Purchase $1,001 - $15,000	Feb 22, 2020 Reported on Mar 03, 2020	---	----
BSTZ BSTZ BlackRock Science	Sale $1,001 - $15,000	Feb 22, 2020 Reported on Mar 03, 2020	---	----
HQL HQL Tekla Life Sciences	Purchase $1,001 - $15,000	Feb 22, 2020 Reported on Mar 03, 2020	---	----
BSTZ BSTZ BlackRock Science	Sale $1,001 - $15,000	Feb 22, 2020 Reported on Mar 03, 2020	---	----
- HSBC Contingent Autocall BMY	Purchase $15,001 - $50,000	Feb 21, 2020 Reported on Mar 03, 2020	---	----
- HSBC Contingent Autocall BMY	Purchase $15,001 - $50,000	Feb 21, 2020 Reported on Mar 03, 2020	---	----
- BCS Contingent Autocall BMY	Sale $15,001 - $50,000	Feb 13, 2020 Reported on Mar 03, 2020	---	----
- BCS Contingent Autocall BMY	Sale $15,001 - $50,000	Feb 13, 2020 Reported on Mar 03, 2020	---	----
- BCS Contingent Autocall CSCO	Purchase $15,001 - $50,000	Jan 24, 2020 Reported on Jan 30, 2020	---	----
- CS Contingent Autocall MSFT	Sale $15,001 - $50,000	Jan 02, 2020 Reported on Jan 30, 2020	---	----
- CS Contingent Autocall MSFT	Sale $15,001 - $50,000	Jan 02, 2020 Reported on Jan 30, 2020	---	----
- UBS Contingent Autocall Bank of America	Purchase $15,001 - $50,000	Dec 27, 2019 Reported on Jan 08, 2020	---	----
- UBS Contingent Autocall Bank of America	Purchase $15,001 - $50,000	Dec 27, 2019 Reported on Jan 08, 2020	---	----
UA UA Under Armour	Sale $1,001 - $15,000	Dec 17, 2019 Reported on Jan 08, 2020	---	-63.83%
UAA UAA Under Armour	Sale $1,001 - $15,000	Dec 17, 2019 Reported on Jan 08, 2020	---	-65.42%
BP BP BP	Sale $1,001 - $15,000	Dec 17, 2019 Reported on Jan 08, 2020	---	-17.72%
- Invesco Pacific Growth A	Purchase $1,001 - $15,000	Dec 16, 2019 Reported on Jan 08, 2020	---	----
- MS Contingent Autocall Intel	Purchase $15,001 - $50,000	Dec 06, 2019 Reported on Jan 08, 2020	---	----
- MS Contingent Autocall Intel	Purchase $15,001 - $50,000	Dec 06, 2019 Reported on Jan 08, 2020	---	----
- LOR Lazard World Dividend and Income Fund	$1,001 - $15,000	Dec 05, 2019 Reported on Aug 13, 2020	---	----
- BCS Contingent Autocall BMY	Purchase $15,001 - $50,000	Nov 08, 2019 Reported on Dec 03, 2019	---	----
- BCS Contingent Autocall BMY	Purchase $15,001 - $50,000	Nov 08, 2019 Reported on Dec 03, 2019	---	----
- CS Contingent Autocall GE	Sale $15,001 - $50,000	Nov 07, 2019 Reported on Dec 03, 2019	---	----
- CS Contingent Autocall GE	Sale $15,001 - $50,000	Nov 07, 2019 Reported on Dec 03, 2019	---	----
TSM TSM Taiwan Semiconductor	Purchase $1,001 - $15,000	Nov 04, 2019 Reported on Dec 03, 2019	---	338.96%
MCD MCD McDonald's	Purchase $1,001 - $15,000	Nov 04, 2019 Reported on Dec 03, 2019	---	55.88%
MO MO Altria Group	Sale $1,001 - $15,000	Nov 04, 2019 Reported on Dec 03, 2019	---	30.81%
DRI DRI Darden Restaurants	Purchase $1,001 - $15,000	Nov 04, 2019 Reported on Dec 03, 2019	---	98.53%
- CS Contingent Autocall on MSFT	Purchase $15,001 - $50,000	Sep 27, 2019 Reported on Oct 01, 2019	---	----
- CS Contingent Autocall on MSFT	Purchase $15,001 - $50,000	Sep 27, 2019 Reported on Oct 01, 2019	---	----
- JPM Contingent Autocall on NVDA	Sale $15,001 - $50,000	Sep 19, 2019 Reported on Oct 01, 2019	---	----
- JPM Contingent Autocall on NVDA	Sale $15,001 - $50,000	Sep 19, 2019 Reported on Oct 01, 2019	---	----
- JP Morgan Chase Step-up	Purchase $1,001 - $15,000	Sep 19, 2019 Reported on Oct 01, 2019	---	----
- JP Morgan Chase Step-up	Purchase $1,001 - $15,000	Sep 19, 2019 Reported on Oct 01, 2019	---	----
- CS Contingent Autocall GE	Purchase $15,001 - $50,000	Aug 02, 2019 Reported on Sep 03, 2019	---	----
- CS Contingent Autocall GE	Purchase $15,001 - $50,000	Aug 02, 2019 Reported on Sep 03, 2019	---	----
- Toronto Dominion Bank	Sale $1,001 - $15,000	Jul 31, 2019 Reported on Aug 05, 2019	---	----
- Toronto Dominion Bank	Sale $1,001 - $15,000	Jul 31, 2019 Reported on Aug 05, 2019	---	----
CEF CEF Sprott Physical Gold	Purchase $1,001 - $15,000	Jul 18, 2019 Reported on Aug 05, 2019	---	121.13%
ABB ABB ABB	Sale $1,001 - $15,000	Jul 18, 2019 Reported on Aug 05, 2019	---	----
SMG SMG Scotts Miracle Gro	Sale $1,001 - $15,000	Jul 16, 2019 Reported on Aug 05, 2019	---	-33.81%
CAG CAG Conagra Brands	Purchase $1,001 - $15,000	Jul 16, 2019 Reported on Aug 05, 2019	---	-25.41%
- Vulcan Materials	Purchase $15,001 - $50,000	Jul 10, 2019 Reported on Aug 05, 2019	---	----
- Barclays Step-up	Sale $1,001 - $15,000	Jul 01, 2019 Reported on Aug 05, 2019	---	----
BSTZ BSTZ BlackRock Science	Purchase $1,001 - $15,000	Jun 26, 2019 Reported on Jul 03, 2019	---	2.80%
BSTZ BSTZ BlackRock Science	Purchase $1,001 - $15,000	Jun 26, 2019 Reported on Jul 03, 2019	---	2.80%
- Bank of America	Sale $15,001 - $50,000	Jun 21, 2019 Reported on Jul 03, 2019	---	----
- Bank of America	Sale $15,001 - $50,000	Jun 21, 2019 Reported on Jul 03, 2019	---	----
- JPM Contingent Autocall on NVDA	Purchase $15,001 - $50,000	Jun 14, 2019 Reported on Jul 03, 2019	---	----
- JPM Contingent Autocall on NVDA	Purchase $15,001 - $50,000	Jun 14, 2019 Reported on Jul 03, 2019	---	----
VGR VGR Vector Group	Sale $1,001 - $15,000	May 02, 2019 Reported on Jun 04, 2019	---	----
- UBS Contingent Autocall on SLB 90281C708	Purchase $15,001 - $50,000	Apr 18, 2019 Reported on May 01, 2019	---	----
- UBS Contingent Autocall on SLB 90281C708	Purchase $15,001 - $50,000	Apr 18, 2019 Reported on May 01, 2019	---	----
QCOM QCOM Qualcomm	Sale (Partial) $1,001 - $15,000	Apr 17, 2019 Reported on May 01, 2019	---	105.12%
SWKS SWKS Skyworks Solutions	Purchase $1,001 - $15,000	Apr 17, 2019 Reported on May 01, 2019	---	-13.62%
- MS Contingent Autocall on Boeing	Purchase $15,001 - $50,000	Mar 29, 2019 Reported on Apr 02, 2019	---	----
- MS Contingent Autocall on Boeing	Purchase $15,001 - $50,000	Mar 29, 2019 Reported on Apr 02, 2019	---	----
- RBC Contingent Autocall on Nvidia	Sale $15,001 - $50,000	Mar 28, 2019 Reported on Apr 02, 2019	---	----
- RBC Contingent Autocall on Nvidia	Sale $15,001 - $50,000	Mar 28, 2019 Reported on Apr 02, 2019	---	----
WW WW WW International	Purchase $1,001 - $15,000	Feb 27, 2019 Reported on Aug 13, 2020	---	-98.71%
- Ishares Ibonds Dec 19 Trm	Sale $1,001 - $15,000	Feb 25, 2019 Reported on Mar 04, 2019	---	----
- Ishares Ibonds Dec 20 Trm	Sale $1,001 - $15,000	Feb 25, 2019 Reported on Mar 04, 2019	---	----
- Citizens Financial	Purchase $1,001 - $15,000	Feb 25, 2019 Reported on Mar 04, 2019	---	----
- Goldman Sachs Access Treasury 0-1	Purchase $15,001 - $50,000	Feb 25, 2019 Reported on Mar 04, 2019	---	----
- Wisdom Tree US Small Cap Dividend Growth	Sale $1,001 - $15,000	Feb 20, 2019 Reported on Mar 04, 2019	---	----
- Goldman Sachs Access Treasury 0-1	Purchase $1,001 - $15,000	Feb 20, 2019 Reported on Mar 04, 2019	---	----
- Ishares Ibonds Dec 19 Trm	Sale $1,001 - $15,000	Feb 20, 2019 Reported on Mar 04, 2019	---	----
- Ishares S&P GSCI Commodity Index Tr	Sale $1,001 - $15,000	Feb 20, 2019 Reported on Mar 04, 2019	---	----
- MS Fixed to Floating Rate Note	Sale $15,001 - $50,000	Feb 15, 2019 Reported on Mar 04, 2019	---	----
- RBC Contingent Autocall on Nvidia	Purchase $15,001 - $50,000	Jan 25, 2019 Reported on Feb 01, 2019	---	----
- RBC Contingent Autocall on Nvidia	Purchase $15,001 - $50,000	Jan 25, 2019 Reported on Feb 01, 2019	---	----
- Bank of America	Purchase $15,001 - $50,000	Dec 19, 2018 Reported on Jan 03, 2019	---	----
- Bank of America	Purchase $15,001 - $50,000	Dec 19, 2018 Reported on Jan 03, 2019	---	----
- Invesco Pacific Growth A	Purchase $1,001 - $15,000	Dec 17, 2018 Reported on Jan 03, 2019	---	----
- Goldman Sachs	Sale $15,001 - $50,000	Dec 17, 2018 Reported on Jan 03, 2019	---	----
- Nuveen JFR Term Preferred Step-up	Sale $1,001 - $15,000	Nov 21, 2018 Reported on Dec 04, 2018	---	----
- Nuveen JFR Term Preferred Step-up	Sale $1,001 - $15,000	Nov 21, 2018 Reported on Dec 04, 2018	---	----
- Ishares China Large Cap ETF	Purchase $1,001 - $15,000	Oct 29, 2018 Reported on Nov 02, 2018	---	----
- SPDR Eurostoxx 50 ETF	Sale $1,001 - $15,000	Oct 29, 2018 Reported on Nov 02, 2018	---	----
- Catalyst Millburn Hgd Strategies	Purchase $1,001 - $15,000	Oct 29, 2018 Reported on Nov 02, 2018	---	----
- Ishares MSCI Emerging Markets ETF	Purchase $1,001 - $15,000	Oct 29, 2018 Reported on Nov 02, 2018	---	----
- Ishares Ibonds Dec 18 TRM	Sale $1,001 - $15,000	Oct 29, 2018 Reported on Nov 02, 2018	---	----
- Hartford Multifactor Developed Markets ETF	Purchase $1,001 - $15,000	Oct 29, 2018 Reported on Nov 02, 2018	---	----
- AQR Long-Short Equity	Purchase $1,001 - $15,000	Oct 29, 2018 Reported on Nov 02, 2018	---	----
- FT EM SC Alphadex	Purchase $1,001 - $15,000	Oct 29, 2018 Reported on Nov 02, 2018	---	----
- Ishares Ibonds Dec 20 TRM	Purchase $1,001 - $15,000	Oct 29, 2018 Reported on Nov 02, 2018	---	----
- Toronto Dominion Bank Step-Up Note	Purchase $1,001 - $15,000	Oct 26, 2018 Reported on Nov 02, 2018	---	----
- Toronto Dominion Bank Step-Up Note	Purchase $1,001 - $15,000	Oct 26, 2018 Reported on Nov 02, 2018	---	----
- Ishares Ibonds Dec 18 Trm ETF	Sale $1,001 - $15,000	Oct 09, 2018 Reported on Nov 02, 2018	---	----
- Ishares China Large Cap ETF	Sale (Partial) $1,001 - $15,000	Oct 09, 2018 Reported on Nov 02, 2018	---	----
- Ishares Ibonds Dec 19 Trm ETF	Purchase $1,001 - $15,000	Oct 09, 2018 Reported on Nov 02, 2018	---	----
- SPDR S&P Aerospace & Defense ETF	Purchase $1,001 - $15,000	Oct 09, 2018 Reported on Nov 02, 2018	---	----
- FT Nasdaq Cybersecurity ETF	Purchase $1,001 - $15,000	Oct 09, 2018 Reported on Nov 02, 2018	---	----
- Ishares Core S&P 500 ETF	Sale (Partial) $1,001 - $15,000	Oct 09, 2018 Reported on Nov 02, 2018	---	----
- Ishares US Regional Bank ETF	Purchase $1,001 - $15,000	Oct 09, 2018 Reported on Nov 02, 2018	---	----
- SPDR Eurostoxx 50 ETF	Sale (Partial) $1,001 - $15,000	Oct 09, 2018 Reported on Nov 02, 2018	---	----
- Global X Fintech ETF	Purchase $1,001 - $15,000	Oct 09, 2018 Reported on Nov 02, 2018	---	----
- Fidelity Advisor Intl Capital Appreciation	Purchase $1,001 - $15,000	Oct 09, 2018 Reported on Nov 02, 2018	---	----
- Ishares MSCI India Small Cap	Sale $1,001 - $15,000	Oct 09, 2018 Reported on Nov 02, 2018	---	----
- Lord Abbbett Ultra Short Bd Fund	Purchase $1,001 - $15,000	Oct 09, 2018 Reported on Nov 02, 2018	---	----
- Kraneshares Bosera MSCI China A	Sale (Partial) $1,001 - $15,000	Oct 09, 2018 Reported on Nov 02, 2018	---	----
- Alps ETF Trust Alps Medical	Purchase $1,001 - $15,000	Oct 09, 2018 Reported on Nov 02, 2018	---	----
- Victoryshares US 500 Volatility	Purchase $1,001 - $15,000	Oct 09, 2018 Reported on Nov 02, 2018	---	----
- HSBC Contingent Autocall on the Blackstone Group	Sale $15,001 - $50,000	Aug 03, 2018 Reported on Sep 05, 2018	---	----
- Aberdeen Ultra Short Muni Income Inst	Sale $1,001 - $15,000	May 18, 2018 Reported on Jun 04, 2018	Aberdeen Ultra Short Muni Income Inst took over Alpine Ultra-Short Muni Income I. Name change 5/8/18	----
- Lord Abbett Ultra Short Bond Fd	Purchase $1,001 - $15,000	May 17, 2018 Reported on Jun 04, 2018	---	----
- Catalyst Millburn Hedged Strategies I	Purchase $1,001 - $15,000	May 11, 2018 Reported on Jun 04, 2018	---	----
- Arrow Managed Futures Strategies A	Sale $1,001 - $15,000	May 11, 2018 Reported on Jun 04, 2018	---	----
- Catalyst Millburn Hedged Strategies I	Purchase $1,001 - $15,000	May 11, 2018 Reported on Jun 04, 2018	---	----
- Arrow Managed Futures Strategies A	Sale $1,001 - $15,000	May 11, 2018 Reported on Jun 04, 2018	---	----
- Alpine Ultra-Short Muni Income I	Sale (Partial) $1,001 - $15,000	May 01, 2018 Reported on Jun 04, 2018	Aberdeen Ultra Short Muni Income Inst took over Alpine Ultra-Short Muni Income I. Name change 5/8/18	----
- Ishares Ibonds Dec 2019 Trm Corp	Purchase $1,001 - $15,000	May 01, 2018 Reported on Jun 04, 2018	---	----
- Ishares Ibonds Dec 2018 Trm Corp	Sale $1,001 - $15,000	May 01, 2018 Reported on Jun 04, 2018	---	----
- ETFMG Prime Mobile Payments ETF	Sale $1,001 - $15,000	May 01, 2018 Reported on Jun 04, 2018	---	----
- Ishares Ibonds Dec 2019 Trm Corp	Purchase $1,001 - $15,000	May 01, 2018 Reported on Jun 04, 2018	---	----
- SPDR S&P Aerospace & Def ETF	Sale (Partial) $1,001 - $15,000	May 01, 2018 Reported on Jun 04, 2018	---	----
- Kraneshares Bosera MSCI China A	Purchase $1,001 - $15,000	May 01, 2018 Reported on Jun 04, 2018	---	----
- International Lease Finance	Sale $1,001 - $15,000	Apr 16, 2018 Reported on May 01, 2018	---	----
- Dominion Energy	Purchase $1,001 - $15,000	Apr 13, 2018 Reported on May 01, 2018	---	----
- Global X Lithium & Battery	Sale $1,001 - $15,000	Feb 26, 2018 Reported on Mar 01, 2018	---	----
- Global X Lithium & Battery	Sale $1,001 - $15,000	Feb 26, 2018 Reported on Mar 01, 2018	---	----
- Owens & Minor	Purchase $15,001 - $50,000	Jan 17, 2018 Reported on Feb 06, 2018	---	----
- Icahn Enterprises	Sale $15,001 - $50,000	Jan 16, 2018 Reported on Feb 06, 2018	---	----
- Ishares MSCI India Sm Cap	Purchase $1,001 - $15,000	Jan 12, 2018 Reported on Feb 06, 2018	---	----
- Ishares Core S&P Small Cap ETF	Sale (Partial) $1,001 - $15,000	Jan 12, 2018 Reported on Feb 06, 2018	---	----
- Ishares Ibonds Dec 20 Trm	Sale $1,001 - $15,000	Jan 12, 2018 Reported on Feb 06, 2018	---	----
- Ishares MSCI EAFE	Sale $1,001 - $15,000	Jan 12, 2018 Reported on Feb 06, 2018	---	----
- Global X Lithium & Battery	Purchase $1,001 - $15,000	Jan 12, 2018 Reported on Feb 06, 2018	---	----
- Global X Lithium & Battery	Purchase $1,001 - $15,000	Jan 12, 2018 Reported on Feb 06, 2018	---	----
- FT EM SC Alphadex	Purchase $1,001 - $15,000	Jan 12, 2018 Reported on Feb 06, 2018	---	----
- Alpine Ultra Short Muni Income	Sale (Partial) $1,001 - $15,000	Jan 12, 2018 Reported on Feb 06, 2018	---	----
- Pacer Trendpilot 750	Sale (Partial) $1,001 - $15,000	Jan 12, 2018 Reported on Feb 06, 2018	---	----
- Wisdom Tree Intl Sm Cap Div	Purchase $1,001 - $15,000	Jan 12, 2018 Reported on Feb 06, 2018	---	----
- Ishares S&P GS Commodity Index	Purchase $1,001 - $15,000	Jan 12, 2018 Reported on Feb 06, 2018	---	----
- ETFMG Prime Mobile Payments	Purchase $1,001 - $15,000	Jan 12, 2018 Reported on Feb 06, 2018	---	----
- Pacer Trendpilot 450	Sale (Partial) $1,001 - $15,000	Jan 12, 2018 Reported on Feb 06, 2018	---	----
- Ishares S&P Smll-Cap 600 Value	Purchase $1,001 - $15,000	Jan 12, 2018 Reported on Feb 06, 2018	---	----
- Arrow Managed Futures	Sale (Partial) $1,001 - $15,000	Jan 12, 2018 Reported on Feb 06, 2018	---	----
- Pacer Trendpilot 100	Purchase $1,001 - $15,000	Jan 12, 2018 Reported on Feb 06, 2018	---	----
- Hartford Multifactor Developed Mkt	Purchase $1,001 - $15,000	Jan 12, 2018 Reported on Feb 06, 2018	---	----
- Ishares Ibonds Dec 2018 term	Purchase $1,001 - $15,000	Jan 12, 2018 Reported on Feb 06, 2018	---	----
- Ishares China Large Cap	Purchase $1,001 - $15,000	Jan 12, 2018 Reported on Feb 06, 2018	---	----
- Global X Robotics & Artificial Intelligence	Purchase $1,001 - $15,000	Jan 12, 2018 Reported on Feb 06, 2018	---	----
- Owens & Minor	Purchase $15,001 - $50,000	Dec 06, 2017 Reported on Jan 05, 2018	---	----
- Prudential Jennison Global Opportunity A	Purchase $1,001 - $15,000	Nov 27, 2017 Reported on Dec 01, 2017	---	----
- Fidelity Advisor International Small Cap A	Purchase $1,001 - $15,000	Nov 27, 2017 Reported on Dec 01, 2017	---	----
- UBS Contingent Autocall Marathon Petroleum	Sale $15,001 - $50,000	Nov 17, 2017 Reported on Dec 01, 2017	---	----
- Fidelity Advisor International Capital Appreciation I Fund	Sale (Partial) $1,001 - $15,000	Oct 30, 2017 Reported on Nov 01, 2017	---	----
- Oakmark International I Fund	Purchase $1,001 - $15,000	Oct 30, 2017 Reported on Nov 01, 2017	---	----
- AQR Long-Short Equity Fund	Purchase $1,001 - $15,000	Oct 25, 2017 Reported on Nov 01, 2017	---	----
- Powershares Aerospace and Defense ETF	Sale $1,001 - $15,000	Oct 05, 2017 Reported on Nov 01, 2017	---	----
- Powershares Aerospace and Defense ETF	Sale $1,001 - $15,000	Oct 05, 2017 Reported on Nov 01, 2017	---	----
- SPDR S&P Aerospace and Defense ETF	Purchase $1,001 - $15,000	Oct 05, 2017 Reported on Nov 01, 2017	---	----
- SPDR S&P Aerospace and Defense ETF	Purchase $1,001 - $15,000	Oct 05, 2017 Reported on Nov 01, 2017	---	----
- MS Contingent Autocall on MPC	Sale $1,001 - $15,000	Oct 02, 2017 Reported on Nov 01, 2017	---	----
- AQR Long-Short Equity Fund	Purchase $1,001 - $15,000	Oct 02, 2017 Reported on Nov 01, 2017	---	----
- Ishares Ibonds Dec 20 Trm Corp	Purchase $1,001 - $15,000	Sep 29, 2017 Reported on Oct 04, 2017	---	----
- Pacer Trendpilot 450 ETF	Purchase $1,001 - $15,000	Sep 29, 2017 Reported on Oct 04, 2017	---	----
- Ishares Ibonds Dec 18 Trm Corp	Purchase $1,001 - $15,000	Sep 29, 2017 Reported on Oct 04, 2017	---	----
- FS Investment Corp	Sale $1,001 - $15,000	Sep 29, 2017 Reported on Oct 04, 2017	---	----
- Central Fund of Canada	Sale (Partial) $1,001 - $15,000	Sep 29, 2017 Reported on Oct 04, 2017	---	----
- Pacer Trendpilot 750 ETF	Purchase $1,001 - $15,000	Sep 29, 2017 Reported on Oct 04, 2017	---	----
- SPDR Gold Tr Gold Shs	Purchase $1,001 - $15,000	Sep 29, 2017 Reported on Oct 04, 2017	---	----
- Government Properties Inc	Purchase $15,001 - $50,000	Sep 20, 2017 Reported on Oct 04, 2017	---	----
- Compass Bank	Sale $15,001 - $50,000	Sep 20, 2017 Reported on Oct 04, 2017	---	----
- HSBC Contingent Autocall on Anadarko Petroleum	Sale $1,001 - $15,000	Sep 05, 2017 Reported on Oct 04, 2017	---	----
- Ishares MSCI Emerging Mkts ETF	Sale (Partial) $1,001 - $15,000	Aug 31, 2017 Reported on Sep 06, 2017	---	----
- Ishares Russell 1000 Value ETF	Sale (Partial) $1,001 - $15,000	Aug 31, 2017 Reported on Sep 06, 2017	---	----
- Ishares Russell 2000 Value ETF	Sale (Partial) $1,001 - $15,000	Aug 31, 2017 Reported on Sep 06, 2017	---	----
HRL HRL Hormel Foods	Purchase $1,001 - $15,000	Aug 31, 2017 Reported on Sep 06, 2017	---	-0.88%
- Ishares S&P Mid-Cap 400 Growth ETF	Sale $15,001 - $50,000	Aug 31, 2017 Reported on Sep 06, 2017	---	----
RHI RHI Robert Half International	Purchase $1,001 - $15,000	Aug 31, 2017 Reported on Sep 06, 2017	---	-5.41%
- Ishares China Large-Cap ETF	Purchase $1,001 - $15,000	Aug 31, 2017 Reported on Sep 06, 2017	---	----
- Powershares Aerospace and Defense ETF	Purchase $1,001 - $15,000	Aug 31, 2017 Reported on Sep 06, 2017	---	----
- SPDR Gold Tr Gold Shares	Purchase $1,001 - $15,000	Aug 31, 2017 Reported on Sep 06, 2017	---	----
- Pacer Trendpilot 750 ETF	Purchase $1,001 - $15,000	Aug 31, 2017 Reported on Sep 06, 2017	---	----
NWL NWL Newell Brands	Purchase $1,001 - $15,000	Aug 31, 2017 Reported on Sep 06, 2017	---	-87.90%
RMD RMD ResMed	Purchase $1,001 - $15,000	Aug 31, 2017 Reported on Sep 06, 2017	---	231.22%
ARCC ARCC Ares Capital	Sale (Partial) $1,001 - $15,000	Aug 31, 2017 Reported on Sep 06, 2017	---	39.54%
- Arrow Managed Futures Strat A	Purchase $1,001 - $15,000	Aug 31, 2017 Reported on Sep 06, 2017	---	----
- Ishares Ibonds Dec 18 Trm Corp	Purchase $1,001 - $15,000	Aug 31, 2017 Reported on Sep 06, 2017	---	----
- Ishares S&P 500 Growth ETF	Sale $1,001 - $15,000	Aug 31, 2017 Reported on Sep 06, 2017	---	----
- Ishares Ibonds Dec 20 Trm Corp	Purchase $1,001 - $15,000	Aug 31, 2017 Reported on Sep 06, 2017	---	----
QCOM QCOM Qualcomm	Sale (Partial) $1,001 - $15,000	Aug 31, 2017 Reported on Sep 06, 2017	---	210.33%
PTMC PTMC Pacer Funds Trust - Pacer Trendpilot 450 ETF	Purchase $1,001 - $15,000	Aug 31, 2017 Reported on Sep 06, 2017	---	21.75%
NPK NPK National Presto Indus	Purchase $1,001 - $15,000	Aug 31, 2017 Reported on Sep 06, 2017	---	8.73%
TMO TMO Thermo Fisher Scientific	Purchase $1,001 - $15,000	Aug 31, 2017 Reported on Sep 06, 2017	---	129.42%
PBA PBA Pembina Pipeline	Purchase $1,001 - $15,000	Aug 31, 2017 Reported on Sep 06, 2017	---	15.79%
GLAD GLAD Gladstone Capital	Purchase $1,001 - $15,000	Aug 31, 2017 Reported on Sep 06, 2017	---	51.48%
DHR DHR Danaher	Purchase $1,001 - $15,000	Aug 31, 2017 Reported on Sep 06, 2017	---	174.81%
- Ishares MSCI EAFE ETF	Sale (Partial) $1,001 - $15,000	Aug 31, 2017 Reported on Sep 06, 2017	---	----
GLW GLW Corning	Purchase $1,001 - $15,000	Aug 31, 2017 Reported on Sep 06, 2017	---	84.42%
- Ishares China Large Cap ETF	Purchase $1,001 - $15,000	Aug 04, 2017 Reported on Sep 06, 2017	---	----
- Powershares ETF TR Dyna Buyback	Sale $1,001 - $15,000	Aug 04, 2017 Reported on Sep 06, 2017	---	----
- Fidelity Advisor International Capital Appreciation Class I	Sale (Partial) $1,001 - $15,000	Aug 04, 2017 Reported on Sep 06, 2017	---	----
- Fidelity Advisor Emerging Markets Class I	Sale (Partial) $1,001 - $15,000	Aug 04, 2017 Reported on Sep 06, 2017	---	----
- S&P 500 Index Fund	Sale (Partial) $1,001 - $15,000	Aug 04, 2017 Reported on Sep 06, 2017	---	----
- Vaneck Vectors Junior Gold Minors	Purchase $1,001 - $15,000	Aug 04, 2017 Reported on Sep 06, 2017	---	----
- SPDR Gold Tr Gold Shs	Purchase $1,001 - $15,000	Aug 04, 2017 Reported on Sep 06, 2017	---	----
- SPDR Euro Stoxx 50 ETF	Purchase $1,001 - $15,000	Aug 04, 2017 Reported on Sep 06, 2017	---	----
- Kraneshares CSI China Internet ETF	Purchase $1,001 - $15,000	Aug 04, 2017 Reported on Sep 06, 2017	---	----
- Alpine Ultra Short Municipal Inc Fund	Purchase $1,001 - $15,000	Aug 04, 2017 Reported on Sep 06, 2017	---	----
- Wisdom Tree Us Small Cap QA Dividend Growth Fd	Purchase $1,001 - $15,000	Aug 04, 2017 Reported on Sep 06, 2017	---	----
- Ishares SP Smallcap 600 Index	Purchase $1,001 - $15,000	Aug 04, 2017 Reported on Sep 06, 2017	---	----
- UBS Contingent Autocall on Met Life	Sale $1,001 - $15,000	Jun 30, 2017 Reported on Jul 03, 2017	---	----
QCOM QCOM Qualcomm	Purchase $1,001 - $15,000	Jun 28, 2017 Reported on Jul 03, 2017	---	188.84%
- Barclays Step-up Callable Note	Purchase $1,001 - $15,000	Jun 27, 2017 Reported on Jul 03, 2017	---	----
- KBA - KraneShares Bosera MSCI China A ETF	Purchase $1,001 - $15,000	Jun 20, 2017 Reported on Jul 03, 2017	---	----
- Barclays Contingent Autocall on Apple	Sale $1,001 - $15,000	Apr 13, 2017 Reported on May 03, 2017	---	----
- Vanguard Consumer DSC ETF	Sale $1,001 - $15,000	Mar 27, 2017 Reported on Apr 03, 2017	---	----
TSN TSN Tyson Foods	Sale $1,001 - $15,000	Mar 21, 2017 Reported on Apr 03, 2017	---	-7.87%
- JPM Contingent Autocall on Apple	Sale $1,001 - $15,000	Mar 16, 2017 Reported on Apr 03, 2017	---	----
- SE - Spectra Energy Corp	$15,001 - $50,000	Feb 28, 2017 Reported on Mar 03, 2017	Spectra Energy Corp exchanged for Enbridge Inc	----
- Enbridge Inc	$15,001 - $50,000	Feb 28, 2017 Reported on Mar 03, 2017	Spectra Energy Corp exchanged for Enbridge Inc	----
- Nuveen JFR Term Preferred Step-up Callable Notes	Purchase $1,001 - $15,000	Nov 21, 2016 Reported on Dec 01, 2016	---	----
- Nuveen JFR Term Preferred Step-up Callable Notes	Purchase $1,001 - $15,000	Nov 21, 2016 Reported on Dec 01, 2016	---	----
- JPM Contingent Autocall on Halliburton	Sale $1,001 - $15,000	Nov 18, 2016 Reported on Dec 01, 2016	---	----
SCCO SCCO Southern Copper	Sale $1,001 - $15,000	Nov 14, 2016 Reported on Dec 01, 2016	---	224.76%
- SPDR Gold TR Gold Shs ETF	Purchase $1,001 - $15,000	Nov 11, 2016 Reported on Dec 01, 2016	---	----
- Powershares Aero & Defense ETF	Purchase $1,001 - $15,000	Nov 11, 2016 Reported on Dec 01, 2016	---	----
- S&P 500 Index Fund ETF	Purchase $15,001 - $50,000	Nov 11, 2016 Reported on Dec 01, 2016	---	----
- Western Asset/Claymore Inflation ETF	Purchase $1,001 - $15,000	Nov 11, 2016 Reported on Dec 01, 2016	---	----
- Ishares Ibond Dec 18 Trm Corp ETF	Purchase $1,001 - $15,000	Nov 11, 2016 Reported on Dec 01, 2016	---	----
- Vaneck Vector Junior Gold Miners ETF	Purchase $1,001 - $15,000	Nov 11, 2016 Reported on Dec 01, 2016	---	----
- First Trust EM SC Alphadex ETF	Purchase $1,001 - $15,000	Nov 11, 2016 Reported on Dec 01, 2016	---	----
- ALPS ETF Trust-ALPS Medical	Purchase $1,001 - $15,000	Nov 11, 2016 Reported on Dec 01, 2016	---	----
- Wisdomtree US Cap Div Growth ETF	Purchase $1,001 - $15,000	Nov 11, 2016 Reported on Dec 01, 2016	---	----
- Ishares SP Smallcap 600 Index ETF	Purchase $1,001 - $15,000	Nov 11, 2016 Reported on Dec 01, 2016	---	----
- Powershares ETF TR Dyna Buyback	Purchase $1,001 - $15,000	Nov 11, 2016 Reported on Dec 01, 2016	---	----
- Vanguard S&P Mid-cap 400 ETF	Purchase $1,001 - $15,000	Nov 11, 2016 Reported on Dec 01, 2016	---	----
- First Trust DJ Internet Index ETF	Purchase $1,001 - $15,000	Nov 11, 2016 Reported on Dec 01, 2016	---	----
- Lazard World Div & Inc Fd ETF	Purchase $1,001 - $15,000	Nov 11, 2016 Reported on Dec 01, 2016	---	----
MDT MDT Medtronic	Sale $1,001 - $15,000	Sep 26, 2016 Reported on Oct 04, 2016	---	2.62%
- JPM Contingent Autocall on Amgen	Sale $1,001 - $15,000	Sep 09, 2016 Reported on Oct 04, 2016	---	----
- Williams Partners LP	Purchase $15,001 - $50,000	Aug 19, 2016 Reported on Sep 01, 2016	---	----
- Prospect Capital	Sale $1,001 - $15,000	Aug 16, 2016 Reported on Sep 01, 2016	---	----
- Compass Bank	Purchase $15,001 - $50,000	Jul 06, 2016 Reported on Aug 01, 2016	---	----
- Xerox Corp	Sale $15,001 - $50,000	Jul 06, 2016 Reported on Aug 01, 2016	---	----
- Ishares MSCI Emerging Mkts ETF	Purchase $1,001 - $15,000	Jun 24, 2016 Reported on Jul 01, 2016	---	----
- SPDR Euro Stoxx 50 ETF	Purchase $1,001 - $15,000	Jun 24, 2016 Reported on Jul 01, 2016	---	----
- First Trust DJ Internet IDX	Purchase $1,001 - $15,000	Jun 24, 2016 Reported on Jul 01, 2016	---	----
AEE AEE Ameren	Sale $1,001 - $15,000	Jun 24, 2016 Reported on Jul 01, 2016	---	85.40%
- SPDR S&P 500 ETF	Purchase $1,001 - $15,000	Jun 24, 2016 Reported on Jul 01, 2016	---	----
- SPDR S&P 500 ETF	Purchase $1,001 - $15,000	Jun 24, 2016 Reported on Jul 01, 2016	---	----
- Ishares MSCI EAFE ETF	Purchase $1,001 - $15,000	Jun 24, 2016 Reported on Jul 01, 2016	---	----
SE SE Sea	Purchase $1,001 - $15,000	Mar 31, 2016 Reported on Apr 05, 2016	---	388.46%
ADT ADT ADT	Sale $1,001 - $15,000	Feb 16, 2016 Reported on Mar 03, 2016	Report amended to reflect correct ticker symbol.	-78.63%
- HSBC Contingent Autocall on Anadarko Petroleum	Sale $1,001 - $15,000	Dec 14, 2015 Reported on Jan 07, 2016	---	----
- JPM Contingent Autocall on Amgen	Purchase $1,001 - $15,000	Dec 04, 2015 Reported on Jan 07, 2016	---	----
- HSBC Contingent Autocall on Bristol Myers Squibb	Sale $1,001 - $15,000	Dec 03, 2015 Reported on Jan 07, 2016	---	----
- Xerox Corp	Purchase $1,001 - $15,000	Nov 04, 2015 Reported on Dec 01, 2015	---	----
- Senior Housing Properties Tr	Sale $1,001 - $15,000	Nov 04, 2015 Reported on Dec 01, 2015	---	----
- HSBC Contingent Autocall on Briston Myers Squibb	Purchase $1,001 - $15,000	Aug 28, 2015 Reported on Sep 01, 2015	---	----
AEE AEE Ameren	Purchase $1,001 - $15,000	Aug 25, 2015 Reported on Sep 01, 2015	---	141.44%
- UBS Contingent Autocall Marathon Petroleum	Purchase $15,001 - $50,000	Aug 14, 2015 Reported on Sep 01, 2015	---	----
- JPM Contingent Autocall Prudential Financial	Sale $1,001 - $15,000	Aug 13, 2015 Reported on Sep 01, 2015	---	----
- JPM Contingent Autocall Mobileye N.V.	Sale $15,001 - $50,000	Aug 06, 2015 Reported on Sep 01, 2015	---	----
- HSBC Contingent Autocall on the Blackstone Group	Purchase $15,001 - $50,000	Jul 31, 2015 Reported on Aug 04, 2015	---	----
- HSBC Contingent Autocall on FCX Corp	Sale $1,001 - $15,000	Jul 30, 2015 Reported on Aug 04, 2015	---	----
NWN NWN Northwest Natural Hldg	Purchase $1,001 - $15,000	Jul 21, 2015 Reported on Aug 04, 2015	---	-3.93%
- Barclays Contingent Autocall on Apple	Purchase $1,001 - $15,000	Jul 10, 2015 Reported on Aug 04, 2015	---	----
- MS Contingent Autocall on Apple Inc	Sale $1,001 - $15,000	Jul 10, 2015 Reported on Aug 04, 2015	---	----
- Barclays Contingent Autocall on Vodaphone	Sale $15,001 - $50,000	Jul 09, 2015 Reported on Aug 04, 2015	---	----
- MS Contingent Autocall Marathon Petroleum	Purchase $1,001 - $15,000	Jun 26, 2015 Reported on Jul 01, 2015	---	----
- MS Contingent Autocall Marathon Petroleum	Sale $1,001 - $15,000	Jun 25, 2015 Reported on Jul 01, 2015	---	----
- HSBC Contingent Autocall Transocean	Sale $1,001 - $15,000	Jun 25, 2015 Reported on Jul 01, 2015	---	----
- JPM Contingent Autocall on Apple	Purchase $1,001 - $15,000	Jun 12, 2015 Reported on Jul 01, 2015	---	----
DD DD DuPont de Nemours	Purchase $1,001 - $15,000	Jun 12, 2015 Reported on Jul 01, 2015	---	-4.71%
- JJPM Contingent Autocall Halliburton	Purchase $1,001 - $15,000	May 15, 2015 Reported on Jun 01, 2015	---	----
AAPL AAPL Apple	Purchase $1,001 - $15,000	May 14, 2015 Reported on Jun 01, 2015	---	562.43%
- MS Contingent Autocall Halliburton	Sale $1,001 - $15,000	May 11, 2015 Reported on Jun 01, 2015	---	----
- Barclays Contingent Autocall on CBS	Sale $1,001 - $15,000	May 05, 2015 Reported on Jun 01, 2015	---	----
- Barclays Contingent Autocall on CBS	Sale $15,001 - $50,000	May 05, 2015 Reported on Jun 01, 2015	---	----
- JPM Contingent Autocall Mobileye N.V.	Purchase $15,001 - $50,000	May 01, 2015 Reported on Jun 01, 2015	---	----
AAPL AAPL Apple	Purchase $1,001 - $15,000	Apr 22, 2015 Reported on May 01, 2015	---	564.13%
- MS Contingent Autocall on Apple Inc	Purchase $1,001 - $15,000	Apr 02, 2015 Reported on May 01, 2015	---	----
- MS Contingent Autocall Apple Computer	Sale $1,001 - $15,000	Mar 31, 2015 Reported on Apr 01, 2015	---	----
- MS Contingent Autocall Marathon Petroleum	Purchase $1,001 - $15,000	Mar 20, 2015 Reported on Apr 01, 2015	---	----
- HSBC Contingent Autocall Valero Energy	Sale $1,001 - $15,000	Mar 18, 2015 Reported on Apr 01, 2015	---	----
DD DD DuPont de Nemours	Purchase $1,001 - $15,000	Mar 13, 2015 Reported on May 13, 2015	---	-4.71%
- UBS Contingent Autocall Terex	Sale $1,001 - $15,000	Mar 11, 2015 Reported on Apr 01, 2015	---	----
UA UA Under Armour	Purchase $1,001 - $15,000	Feb 20, 2015 Reported on Mar 03, 2015	---	-81.85%
HBI HBI Hanesbrands	Purchase $1,001 - $15,000	Feb 20, 2015 Reported on Mar 03, 2015	---	-84.44%
ABT ABT Abbott Laboratories	Purchase $1,001 - $15,000	Feb 12, 2015 Reported on Mar 03, 2015	---	197.30%
VLO VLO Valero Energy	Sale $1,001 - $15,000	Feb 12, 2015 Reported on Mar 03, 2015	---	155.67%
ITW ITW Illinois Tool Works	Sale $1,001 - $15,000	Feb 12, 2015 Reported on Mar 03, 2015	---	164.37%
ABBV ABBV AbbVie	Purchase $1,001 - $15,000	Feb 12, 2015 Reported on Mar 03, 2015	---	231.78%
AAPL AAPL Apple	Purchase $1,001 - $15,000	Feb 12, 2015 Reported on Mar 03, 2015	---	575.47%
- MS Contingent Autocall Halliburton	Purchase $1,001 - $15,000	Feb 06, 2015 Reported on Mar 03, 2015	---	----
- JPM Contingent Autocall Baker Hughes	Sale $1,001 - $15,000	Feb 05, 2015 Reported on Mar 03, 2015	---	----
- Barclays Contingent Autocall CBS	Purchase $15,001 - $50,000	Jan 30, 2015 Reported on Feb 03, 2015	---	----
- Barclays Contingent Autocall CBS	Purchase $1,001 - $15,000	Jan 30, 2015 Reported on Feb 03, 2015	---	----
- JPM Contingent Autocall Walgreen	Sale $1,001 - $15,000	Jan 29, 2015 Reported on Feb 03, 2015	---	----
- JPM Contingent Autocall Walgreens	Sale $15,001 - $50,000	Jan 29, 2015 Reported on Feb 03, 2015	---	----
TGT TGT Target	Sale $1,001 - $15,000	Jan 28, 2015 Reported on Feb 03, 2015	---	40.13%
HBI HBI Hanesbrands	Purchase $1,001 - $15,000	Jan 26, 2015 Reported on Feb 03, 2015	---	-83.29%
- JPM Contingent Autocall Apple Inc	Sale $1,001 - $15,000	Dec 31, 2014 Reported on Jan 06, 2015	---	----
- JPM Contingent Autocall STX Inc	Purchase $15,001 - $50,000	Dec 26, 2014 Reported on Jan 06, 2015	---	----
- JPM Contingent Autocall Apple Inc	Purchase $1,001 - $15,000	Dec 26, 2014 Reported on Jan 06, 2015	---	----
- JPM Contingent Autocall STX Inc	Sale $15,001 - $50,000	Dec 24, 2014 Reported on Jan 06, 2015	---	----
DD DD DuPont de Nemours	Purchase $1,001 - $15,000	Dec 15, 2014 Reported on May 13, 2015	---	-4.71%
- Seadrill Ltd	Sale $1,001 - $15,000	Nov 26, 2014 Reported on Dec 01, 2014	---	----
BTF BTF Boulder Total Return Fund, Inc.	Sale $15,001 - $50,000	Nov 26, 2014 Reported on Dec 01, 2014	---	----
PNQI PNQI PowerShares NASDAQ Internet	Purchase $1,001 - $15,000	Nov 11, 2014 Reported on Dec 01, 2014	---	282.56%
- Nike Inc B	Purchase $1,001 - $15,000	Nov 11, 2014 Reported on Dec 01, 2014	---	----
- Healthcare REIT	Sale $15,001 - $50,000	Nov 06, 2014 Reported on Dec 01, 2014	---	----
- Medical Properties Trust	Purchase $1,001 - $15,000	Nov 06, 2014 Reported on Dec 01, 2014	---	----
- Omega Healthcare Inv Inc	Purchase $1,001 - $15,000	Nov 06, 2014 Reported on Dec 01, 2014	---	----
- JPM Contingent Autocall Baker Hughes 9.75% due 10/31/2016	Purchase $1,001 - $15,000	Oct 31, 2014 Reported on Nov 03, 2014	---	----
- MS Contingent Autocall Lowes Companies 8.15% due 10/31/2016	Sale $1,001 - $15,000	Oct 30, 2014 Reported on Nov 03, 2014	---	----
- Block Financial 5.125% due 10/30/2014	Sale $15,001 - $50,000	Oct 30, 2014 Reported on Nov 03, 2014	---	----
- Icahn Enterprises 4.875% due 3/15/19	Purchase $15,001 - $50,000	Oct 29, 2014 Reported on Nov 03, 2014	---	----
- Powershares NASDAQ Internet	Purchase $1,001 - $15,000	Oct 14, 2014 Reported on Nov 03, 2014	---	----
- Nike Inc B	Purchase $1,001 - $15,000	Oct 14, 2014 Reported on Nov 03, 2014	---	----
- CFI Trigger Jump based on the price of gold due 9/29/14	Sale $1,001 - $15,000	Sep 29, 2014 Reported on Oct 21, 2014	---	----
- JPM Contingent Autocall Apple Inc 9.50% due 9/29/2017	Purchase $1,001 - $15,000	Sep 26, 2014 Reported on Oct 21, 2014	---	----
- JPM Contingent Autocall STX Inc 9.75% due 9/22/2017	Purchase $15,001 - $50,000	Sep 19, 2014 Reported on Oct 21, 2014	---	----
- Nike Inc B	Purchase $1,001 - $15,000	Sep 18, 2014 Reported on Oct 21, 2014	---	----
DD DD DuPont de Nemours	Purchase $1,001 - $15,000	Sep 15, 2014 Reported on May 13, 2015	---	-4.71%
- JPM Contingent Autocall Applied Materials 10.85% due 6/11/2015	Sale $15,001 - $50,000	Sep 11, 2014 Reported on Oct 21, 2014	---	----
- Powershares NASDAQ Internet	Purchase $1,001 - $15,000	Sep 09, 2014 Reported on Oct 21, 2014	---	----
- Barclays Contingent Autocall on Bristol Myers 8% due 6/2/2017	Sale $1,001 - $15,000	Sep 05, 2014 Reported on Oct 21, 2014	---	----
- HSBC Contingent Autocall Anadarko Petroleum 9% due 9/5/2017	Purchase $15,001 - $50,000	Aug 29, 2014 Reported on Sep 02, 2014	---	----
- HSBC Contingent Autocall Anadarko Petroleum 9% due 9/5/2017	Purchase $1,001 - $15,000	Aug 29, 2014 Reported on Sep 02, 2014	---	----
- JPM Contingent Autocall Tesoro Corp 10.75% due 5/21/2015	Sale $1,001 - $15,000	Aug 21, 2014 Reported on Sep 02, 2014	---	----
- JPM Contingent Autocall Tesoro Corp 10.75% due 5/21/2015	Sale $15,001 - $50,000	Aug 21, 2014 Reported on Sep 02, 2014	---	----
- FS Investment Corp Note 4% due 7/15/2019	Purchase $1,001 - $15,000	Aug 21, 2014 Reported on Sep 02, 2014	---	----
- Citigroup Funding Inc Redemption Link London Gold 3% due 8/11/2014	Sale $15,001 - $50,000	Aug 11, 2014 Reported on Sep 02, 2014	---	----
- JPM Contingent Autocall Prudential Financial 8.15% due 8/11/2017	Purchase $1,001 - $15,000	Aug 08, 2014 Reported on Sep 02, 2014	---	----
- MS Contingent Autocall Ford Motor 8.35% due 10/31/2016	Sale $1,001 - $15,000	Jul 31, 2014 Reported on Aug 04, 2014	---	----
- JPM Contingent Autocall Walgreen 10% due 4/28/2017	Sale $15,001 - $50,000	Jul 30, 2014 Reported on Aug 04, 2014	---	----
- JPM Contingent Autocall Walgreen 10% due 4/28/2017	Sale $1,001 - $15,000	Jul 30, 2014 Reported on Aug 04, 2014	---	----
- JPM Contingent Autocall Walgreen 9.3% due 7/28/2017	Purchase $15,001 - $50,000	Jul 25, 2014 Reported on Aug 04, 2014	---	----
- JPM Contingent Autocall Walgreen 9.3% due 7/28/2017	Purchase $1,001 - $15,000	Jul 25, 2014 Reported on Aug 04, 2014	---	----
- HSBC Contingent Autocall FCX 8.95% due 7/30/2015	Purchase $15,001 - $50,000	Jul 25, 2014 Reported on Aug 04, 2014	---	----
- MS Fixed Autocall FCX 8.05% due 1/26/2015	Sale $15,001 - $50,000	Jul 24, 2014 Reported on Aug 04, 2014	---	----
LNC LNC Lincoln National	Sale (Partial) $15,001 - $50,000	Jul 17, 2014 Reported on Aug 04, 2014	---	-32.71%
- Versen Inc	Purchase $1,001 - $15,000	Jul 17, 2014 Reported on Aug 04, 2014	---	----
- Valero Energy	Purchase $1,001 - $15,000	Jul 17, 2014 Reported on Aug 04, 2014	---	----
- Transalta Renewables Inc	Purchase $1,001 - $15,000	Jul 17, 2014 Reported on Aug 04, 2014	---	----
- UBS Contingent Autocall MetLife 8.25% due 6/30/2017	Purchase $1,001 - $15,000	Jun 27, 2014 Reported on Jul 01, 2014	---	----
- UBS Contingent Autocall MetLife 8.75% due 3/24/2017	Sale $1,001 - $15,000	Jun 26, 2014 Reported on Jul 01, 2014	---	----
- Legacy Reserves LP Units	Sale $15,001 - $50,000	Jun 25, 2014 Reported on Jul 01, 2014	---	----
NTI NTI Northern Tier Energy LP	Purchase $1,001 - $15,000	Jun 25, 2014 Reported on Jul 01, 2014	---	----
- SPDR Trust Series 1	Sale (Partial) $1,001 - $15,000	Jun 23, 2014 Reported on Jul 01, 2014	---	----
- Halliburton	Sale (Partial) $1,001 - $15,000	Jun 23, 2014 Reported on Jul 01, 2014	---	----
- Apple Inc	Sale (Partial) $1,001 - $15,000	Jun 23, 2014 Reported on Jul 01, 2014	---	----
- HSBC Contingent Autocall Transocean 10% due 6/25/2015	Purchase $1,001 - $15,000	Jun 20, 2014 Reported on Jul 01, 2014	---	----
- HSBC Contingent Autocall Transocean 10.5% due 3/19/2015	Sale $1,001 - $15,000	Jun 19, 2014 Reported on Jul 01, 2014	---	----
- HSBC Contingent Autocall Valero Energy 9.3% due 6/18/15	Purchase $1,001 - $15,000	Jun 13, 2014 Reported on Jul 01, 2014	---	----
DD DD DuPont de Nemours	Purchase $1,001 - $15,000	Jun 13, 2014 Reported on May 13, 2015	---	-4.71%
- MS Contingent Autocall Freeport McMoran Copper 10.10% due 12/11/12014	Sale $1,001 - $15,000	Jun 12, 2014 Reported on Jul 01, 2014	---	----
- Energen Corp Bond 4.625% due 9/1/21	Purchase $15,001 - $50,000	Jun 11, 2014 Reported on Jul 01, 2014	---	----
- International Lease Finance Bond 5.75% due 5/15/2016	Sale $15,001 - $50,000	Jun 11, 2014 Reported on Jul 01, 2014	---	----
- JPM Contingent Autocall Applied Materials 10.85% due 6/11/15	Purchase $15,001 - $50,000	Jun 06, 2014 Reported on Jul 01, 2014	---	----
- MS Contingent Autocall Cisco Systems 8.3% due 9/5/14	Sale $1,001 - $15,000	Jun 05, 2014 Reported on Jul 01, 2014	---	----
- Argan Inc	Sale $1,001 - $15,000	Jun 05, 2014 Reported on Jul 01, 2014	---	----
- UBS Contingent Autocall Broadcom 9.4% due 3/3/17	Sale $1,001 - $15,000	Jun 02, 2014 Reported on Jul 01, 2014	---	----
- Dominion Resources	Purchase $1,001 - $15,000	May 30, 2014 Reported on Jun 03, 2014	---	----
- Barclays Contingent Autocall Bristol Myers 8% due 6/2/17	Purchase $1,001 - $15,000	May 30, 2014 Reported on Jun 03, 2014	---	----
OKE OKE ONEOK	Sale $1,001 - $15,000	May 30, 2014 Reported on Jun 03, 2014	---	27.37%
- MS Contingent Autocall Valero Energy 12% due 2/21/17	Sale $15,001 - $50,000	May 20, 2014 Reported on Jun 03, 2014	---	----
- JPM Contingent Autocall Tesoro Corp 10.75% due 5/21/2015	Purchase $15,001 - $50,000	May 16, 2014 Reported on Jun 03, 2014	---	----
- JPM Contingent Autocall Tesoro Corp 10.75% due 5/21/2015	Purchase $1,001 - $15,000	May 16, 2014 Reported on Jun 03, 2014	---	----
- UBS Contingent Autocall Potash 8.05% 1/27/2017	Sale $1,001 - $15,000	Apr 28, 2014 Reported on May 01, 2014	---	----
- UBS Contingent Autocall Potash 8.05% 1/27/2017	Sale $15,001 - $50,000	Apr 28, 2014 Reported on May 01, 2014	---	----
- JPM Contingent Autocall Walgreens 10% 4/28/2017	Purchase $1,001 - $15,000	Apr 25, 2014 Reported on May 01, 2014	---	----
- JPM Contingent Autocall Walgreens 10% 4/28/2017	Purchase $15,001 - $50,000	Apr 25, 2014 Reported on May 01, 2014	---	----
- HSBC Contingent Autocall Broadcom 8.6% 1/8/15	Sale $15,001 - $50,000	Apr 08, 2014 Reported on May 01, 2014	---	----
- Barclays Contingent Autocall Vodafone 11.05% 4/10/17	Purchase $15,001 - $50,000	Apr 04, 2014 Reported on May 01, 2014	---	----
- Transocean Ltd	Purchase $1,001 - $15,000	Apr 03, 2014 Reported on May 01, 2014	---	----
BHI BHI Baker Hughes Incorporated	Sale $15,001 - $50,000	Apr 03, 2014 Reported on May 01, 2014	---	----
- Marvell Tech Group	Sale $1,001 - $15,000	Apr 02, 2014 Reported on May 01, 2014	---	----
ATML ATML Atmel Corporation	Purchase $1,001 - $15,000	Apr 02, 2014 Reported on May 01, 2014	---	----
- UBS Autocall Met Life	Purchase $1,001 - $15,000	Mar 21, 2014 Reported on Apr 04, 2014	Edited to reflect the coupon and maturity date.	----
- MS Autocall Dow Chemical	Sale $1,001 - $15,000	Mar 19, 2014 Reported on Apr 04, 2014	Edited to reflect the coupon and maturity date.	----
- HSBC Autocall Transocean	Purchase $1,001 - $15,000	Mar 14, 2014 Reported on Apr 04, 2014	Edited to reflect the coupon and maturity date.	----
DD DD DuPont de Nemours	Purchase $1,001 - $15,000	Mar 14, 2014 Reported on May 13, 2015	---	-4.71%
- UBS AutocallBroadcom 9.4% due 3/3/17	Purchase $1,001 - $15,000	Feb 28, 2014 Reported on Mar 06, 2014	---	----
- Barclays Autocall Broadcom 10% due 11/28/16	Sale $1,001 - $15,000	Feb 28, 2014 Reported on Mar 06, 2014	---	----
- UBS Autocall Terex Corp. 11.2% due 3/11/15	Purchase $15,001 - $50,000	Feb 28, 2014 Reported on Mar 06, 2014	---	----
RIG RIG Transocean	Purchase $1,001 - $15,000	Feb 27, 2014 Reported on Mar 06, 2014	---	-93.38%
EC EC Ecopetrol	Sale $1,001 - $15,000	Feb 27, 2014 Reported on Mar 06, 2014	---	-72.82%
- Barclays Autocall Terex 12/75% due 11/28/14	Sale $15,001 - $50,000	Feb 27, 2014 Reported on Mar 06, 2014	---	----
SJR SJR Shaw Communications	Purchase $1,001 - $15,000	Feb 21, 2014 Reported on Mar 06, 2014	---	----
- Vodafone CP PLC	Sale $1,001 - $15,000	Feb 21, 2014 Reported on Mar 06, 2014	---	----
- MS Autocall Valero Energy 12% due 2/21/17	Purchase $15,001 - $50,000	Feb 18, 2014 Reported on Mar 06, 2014	---	----
- 12% due 10/21/16 JPM Autocall Potash	Sale $15,001 - $50,000	Jan 24, 2014 Reported on Feb 05, 2014	---	----
- 8.05% due 1/27/17 UBS Autocall Potash	Purchase $15,001 - $50,000	Jan 24, 2014 Reported on Feb 05, 2014	---	----
- 8.05% due 1/27/17 UBS Autocall Potash	Purchase $1,001 - $15,000	Jan 24, 2014 Reported on Feb 05, 2014	---	----
- 12% due 10/21/16 JPM Autocall Potash	Sale $1,001 - $15,000	Jan 24, 2014 Reported on Feb 05, 2014	---	----
- 8.05% due 1/26/15 MS Autocall FCX	Purchase $15,001 - $50,000	Jan 21, 2014 Reported on Feb 05, 2014	---	----
- SPDR Trust Series 1	Purchase $1,001 - $15,000	Jan 17, 2014 Reported on Feb 05, 2014	---	----
- I - Shares MSCI EAFE	Purchase $1,001 - $15,000	Jan 17, 2014 Reported on Feb 05, 2014	---	----
- MIRAE Emerging Markets Fund	Purchase $1,001 - $15,000	Jan 17, 2014 Reported on Feb 05, 2014	---	----
- I - Shares S&P Midcap 400	Purchase $1,001 - $15,000	Jan 17, 2014 Reported on Feb 05, 2014	---	----
- I - Shares Russell 1000 Value	Purchase $1,001 - $15,000	Jan 17, 2014 Reported on Feb 05, 2014	---	----
- 9.5% due 10/17/14 JPM Autocall Freeport McMoran	Sale $15,001 - $50,000	Jan 16, 2014 Reported on Feb 05, 2014	---	----
- 8.6% due 1/8/15 HSBC Autocall Broadcom	Purchase $15,001 - $50,000	Jan 03, 2014 Reported on Feb 05, 2014	---	----
- 11.15% due 9/30/16 RBC Autocall Blackstone	Sale $15,001 - $50,000	Jan 02, 2014 Reported on Feb 05, 2014	---	----
DD DD DuPont de Nemours	Purchase $1,001 - $15,000	Dec 16, 2013 Reported on May 13, 2015	---	-4.71%
DD DD DuPont de Nemours	Purchase $1,001 - $15,000	Sep 13, 2013 Reported on May 13, 2015	---	-4.71%
DD DD DuPont de Nemours	Purchase $1,001 - $15,000	Jun 13, 2013 Reported on May 13, 2015	---	-4.71%
DD DD DuPont de Nemours	Purchase $1,001 - $15,000	Mar 15, 2013 Reported on May 13, 2015	---	-4.71%
DD DD DuPont de Nemours	Purchase $1,001 - $15,000	Dec 17, 2012 Reported on May 13, 2015	---	-4.71%
DD DD DuPont de Nemours	Purchase $1,001 - $15,000	Sep 13, 2012 Reported on May 13, 2015	---	-4.71%

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