—
Net Worth Est.
$219.65MTrade volume
$0Total trades
-----Last Traded
----Mutual Funds Mutual Fund
$117.33M
Mutual Funds Exchange Traded Fund/Note
$85.25M
Investment Fund Private Equity Fund
$12.14M
Investment Fund Hedge Fund
$2M
Bank Deposit
$1.29M
Ticker | Amount | Owner | Income | Income Type | Filing Year |
|---|---|---|---|---|---|
SPY SPY- SPDR S&P 500 ETF | $5,000,001 - $25,000,000 | Self | $50,001 - $100,000 | Excepted Investment Fund, | 2024 |
GMCPX GMCPX- Goldman Sachs Short Duration Income Fund Class P | $5,000,001 - $25,000,000 | Self | $100,001 - $1,000,000 | Excepted Investment Fund, | 2024 |
GMDPX GMDPX- Goldman Sachs Short Duration Government Fund Class | $5,000,001 - $25,000,000 | Self | $100,001 - $1,000,000 | Excepted Investment Fund, | 2024 |
GANPX GANPX- Goldman Sachs Short Duration Tax-Free Fund Class P | $5,000,001 - $25,000,000 | Self | $100,001 - $1,000,000 | Excepted Investment Fund, | 2024 |
SPY SPY- SPDR S&P 500 ETF | $5,000,001 - $25,000,000 | Self | $100,001 - $1,000,000 | Excepted Investment Fund, | 2024 |
IWD IWD- iShares Russell 1000 Value ETF | $5,000,001 - $25,000,000 | Self | $100,001 - $1,000,000 | Excepted Investment Fund, | 2024 |
GMDPX GMDPX- Goldman Sachs Short Duration Government Fund Class | $5,000,001 - $25,000,000 | Self | $100,001 - $1,000,000 | Excepted Investment Fund, | 2024 |
IWF IWF- iShares Russell 1000 Growth ETF | $5,000,001 - $25,000,000 | Self | $100,001 - $1,000,000 | Excepted Investment Fund, | 2024 |
GMCPX GMCPX- Goldman Sachs Short Duration Income Fund Class P | $5,000,001 - $25,000,000 | Self | $100,001 - $1,000,000 | Excepted Investment Fund, | 2024 |
GAMPX GAMPX- Goldman Sachs Energy Infrastructure Fund Class P | $1,000,001 - $5,000,000 | Self | $100,001 - $1,000,000 | Excepted Investment Fund, | 2024 |
GGNPX GGNPX- Goldman Sachs High Yield Floating Rate Fund Class | $1,000,001 - $5,000,000 | Self | $100,001 - $1,000,000 | Excepted Investment Fund, | 2024 |
GSWPX GSWPX- Goldman Sachs Small/Mid Cap Growth Fund Class P | $1,000,001 - $5,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2024 |
GSXPX GSXPX- Goldman Sachs Small Cap Value Insights Fund Class | $1,000,001 - $5,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2024 |
GGFPX GGFPX- Goldman Sachs International Equity Insights Fund C | $1,000,001 - $5,000,000 | Self | $100,001 - $1,000,000 | Excepted Investment Fund, | 2024 |
HEDJ HEDJ- WisdomTree Europe Hedged Equity Fund | $1,000,001 - $5,000,000 | Self | $50,001 - $100,000 | Excepted Investment Fund, | 2024 |
GAHPX GAHPX- Goldman Sachs Emerging Markets Equity Fund Class P | $1,000,001 - $5,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2024 |
ACWX ACWX- iShares MSCI ACWI ex U.S. ETF | $1,000,001 - $5,000,000 | Self | $100,001 - $1,000,000 | Excepted Investment Fund, | 2024 |
GMNPX GMNPX- Goldman Sachs MLP Energy Infrastructure Fund Class | $1,000,001 - $5,000,000 | Self | $100,001 - $1,000,000 | Excepted Investment Fund, | 2024 |
ACWX ACWX- iShares MSCI ACWI ex U.S. ETF | $1,000,001 - $5,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2024 |
GGNPX GGNPX- Goldman Sachs High Yield Floating Rate Fund Class | $1,000,001 - $5,000,000 | Self | $100,001 - $1,000,000 | Excepted Investment Fund, | 2024 |
GGLPX GGLPX- Goldman Sachs High Yield Municipal Fund Class P | $1,000,001 - $5,000,000 | Self | $50,001 - $100,000 | Excepted Investment Fund, | 2024 |
IWF IWF- iShares Russell 1000 Growth ETF | $1,000,001 - $5,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2024 |
IWD IWD- iShares Russell 1000 Value ETF | $1,000,001 - $5,000,000 | Self | $50,001 - $100,000 | Excepted Investment Fund, | 2024 |
HEDJ HEDJ- WisdomTree Europe Hedged Equity Fund | $1,000,001 - $5,000,000 | Self | $50,001 - $100,000 | Excepted Investment Fund, | 2024 |
GGJPX GGJPX- Goldman Sachs Inflation Protected Securities Fun | $1,000,001 - $5,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2024 |
GSNPX GSNPX- Goldman Sachs Strategic International Equity Fun | $1,000,001 - $5,000,000 | Self | $50,001 - $100,000 | Excepted Investment Fund, | 2024 |
GSWPX GSWPX- Goldman Sachs Small/Mid Cap Growth Fund Class P | $500,001 - $1,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2024 |
GANPX GANPX- Goldman Sachs Short Duration Tax-Free Fund Class P | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2024 |
GGJPX GGJPX- Goldman Sachs Inflation Protected Securities Fun | $500,001 - $1,000,000 | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2024 |
 - Golden Gate Capital Opportunity Fund, LP | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2024 |
HEDJ HEDJ- WisdomTree Europe Hedged Equity Fund | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $50,001 - $100,000 | Excepted Investment Fund, | 2024 |
KBE KBE- SPDR S&P Bank ETF | $500,001 - $1,000,000 | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2024 |
IWM IWM- iShares Russell 2000 ETF | $500,001 - $1,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2024 |
GMCPX GMCPX- Goldman Sachs Short Duration Income Fund Class P | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2024 |
GMDPX GMDPX- Goldman Sachs Short Duration Government Fund Class | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $50,001 - $100,000 | Excepted Investment Fund, | 2024 |
IWF IWF- iShares Russell 1000 Growth ETF | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $50,001 - $100,000 | Excepted Investment Fund, | 2024 |
IWD IWD- iShares Russell 1000 Value ETF | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2024 |
GSWPX GSWPX- Goldman Sachs Small/Mid Cap Growth Fund Class P | $500,001 - $1,000,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2024 |
GAHPX GAHPX- Goldman Sachs Emerging Markets Equity Fund Class P | $500,001 - $1,000,000 | Self | $5,001 - $15,000 | Excepted Investment Fund, | 2024 |
SPY SPY- SPDR S&P 500 ETF | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2024 |
ACWX ACWX- iShares MSCI ACWI ex U.S. ETF | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2024 |
IWM IWM- iShares Russell 2000 ETF | $500,001 - $1,000,000 | Spouse | $5,001 - $15,000 | Excepted Investment Fund, | 2024 |
GGFPX GGFPX- Goldman Sachs International Equity Insights Fund C | $500,001 - $1,000,000 | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2024 |
- BCIP Trust Associates III | $500,001 - $1,000,000 | Self | $5,001 - $15,000 | Excepted Investment Fund, | 2024 |
- Bank of America | $500,001 - $1,000,000 | Joint | None (or less than $201) | Interest, | 2024 |
- Apartment Building | $500,001 - $1,000,000 | Self | None (or less than $201) | None, | 2024 |
- Solamere Series IV Leaders Fund, LP | Over $1,000,000 and held independently by spouse or dependent child | Spouse | None (or less than $201) | Excepted Investment Fund, | 2024 |
- Solamere Series IV Flagship Fund, LP | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $1,001 - $2,500 | Excepted Investment Fund, | 2024 |
GAMPX GAMPX- Goldman Sachs Energy Infrastructure Fund Class P | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2024 |
- BCIP Associates III | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $5,001 - $15,000 | Excepted Investment Fund, | 2024 |
- Bain Capital Fund VII | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2024 |
- Solamere Founders Fund I, LP | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2024 |
- Solamere Capital Fund II, LP | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2024 |
- Solamere Capital Fund III, LP | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2024 |
- Solamere Capital AF III, LP | Over $1,000,000 and held independently by spouse or dependent child | Spouse | Over $1,000,000 and held independently by spouse or dependent child | Excepted Investment Fund, | 2024 |
- SV-SC Investments, LLC | Over $1,000,000 and held independently by spouse or dependent child | Spouse | None (or less than $201) | Excepted Investment Fund, | 2024 |
- Solamere Group Hedge Investments, LLC | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2024 |
- The D3 Family Bulldog Fund, LP | Over $1,000,000 and held independently by spouse or dependent child | Spouse | None (or less than $201) | Excepted Investment Fund, | 2024 |
- Bain Capital VII Coinvestment Fund | $250,001 - $500,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2024 |
- Goldman Sachs Bank Deposit | $250,001 - $500,000 | Self | $15,001 - $50,000 | Interest, | 2024 |
GGJPX GGJPX- Goldman Sachs Inflation Protected Securities Fun | $250,001 - $500,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2024 |
GGNPX GGNPX- Goldman Sachs High Yield Floating Rate Fund Class | $250,001 - $500,000 | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2024 |
GAHPX GAHPX- Goldman Sachs Emerging Markets Equity Fund Class P | $250,001 - $500,000 | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2024 |
- Bain Capital Fund X | $250,001 - $500,000 | Spouse | $201 - $1,000 | Excepted Investment Fund, | 2024 |
- Gold Bullion | $250,001 - $500,000 | Self | None (or less than $201) | None, | 2024 |
- Bain Capital Venture Fund 2007 | $100,001 - $250,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2024 |
GGLPX GGLPX- Goldman Sachs High Yield Municipal Fund Class P | $100,001 - $250,000 | Spouse | $5,001 - $15,000 | Excepted Investment Fund, | 2024 |
- Vantage 2 LLC | $100,001 - $250,000 | Spouse | $201 - $1,000 | None, | 2024 |
- Bain Capital Fund VIII | $100,001 - $250,000 | Spouse | $1,001 - $2,500 | Excepted Investment Fund, | 2024 |
- Promissory Note with ACR Enterprises Inc | $100,001 - $250,000 | Spouse | $1,001 - $2,500 | Interest, | 2024 |
MET MET- Metlife Inc | $50,001 - $100,000 | Self | $1,001 - $2,500 | Dividends, | 2024 |
- Goldman Sachs Bank Deposit | $50,001 - $100,000 | Self | $5,001 - $15,000 | Interest, | 2024 |
- Bain Capital Fund IX | $50,001 - $100,000 | Spouse | $2,501 - $5,000 | Excepted Investment Fund, | 2024 |
- Goldman Sachs Bank Deposit | $50,001 - $100,000 | Spouse | $5,001 - $15,000 | Interest, | 2024 |
- US Treasury Note dtd 4/30/2022, due 4/30/2024 | $15,001 - $50,000 | Self | $201 - $1,000 | Interest, | 2024 |
- Bain Capital Fund VIII-E | $15,001 - $50,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2024 |
- Bain Capital Venture Fund 2005 | $15,001 - $50,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2024 |
- Sankaty High Yield Partners III Grantor Trust | $15,001 - $50,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2024 |
- Solamere MD Holdings, LLC | $15,001 - $50,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2024 |
EGFIX EGFIX- Edgewood Growth Fund Insti | $15,001 - $50,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2024 |
VFIAX VFIAX- Vanguard 500 Index Fd Admiral Shs | $15,001 - $50,000 | Self | $1,001 - $2,500 | Excepted Investment Fund, | 2024 |
APHKX APHKX- Artisan International Value Fd Insti Shs | $15,001 - $50,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2024 |
MWTSX MWTSX- Metropolitan West Total Return Bond Fd Plan Cl S | $15,001 - $50,000 | Self | $1,001 - $2,500 | Excepted Investment Fund, | 2024 |
NCRLX NCRLX- Neuberger Berman Core Bond Institutional Class | $15,001 - $50,000 | Self | $1,001 - $2,500 | Excepted Investment Fund, | 2024 |
GQEIX GQEIX- Gqg Partners US Select Quality Equity Fund Insti | $15,001 - $50,000 | Self | $1,001 - $2,500 | Excepted Investment Fund, | 2024 |
VVIAX VVIAX- Vanguard Value Index Fd Admiral Shs | $15,001 - $50,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2024 |
- Rob Rom LLC | $15,001 - $50,000 | Spouse | None (or less than $201) | None, | 2024 |
- Sankaty High Yield Partners II Grantor Trust | $1,001 - $15,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2024 |
CSRIX CSRIX- Cohen & Steers Institutional Realty Shs Inc | $1,001 - $15,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2024 |
- US Treasury Note dtd 3/15/2023, due 3/15/26 | $1,001 - $15,000 | Self | None (or less than $201) | Interest, | 2024 |
- 111 Capital Grantor Trust | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2024 |
- Sankaty Beacon Investment Partners, LP | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2024 |
QRSIX QRSIX- Fpa Queens Road Small Cap Value Fund Institution | $1,001 - $15,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2024 |
- GGC Investments II (BVI), L.P. | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2024 |
- GGC Investment Fund II, L.P. | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2024 |
JHEQX JHEQX- Jpmorgan Hedged Equity Fund I Class | $1,001 - $15,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2024 |
APHJX APHJX- Artisan International Small-Mid Fund - Instituti | $1,001 - $15,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2024 |
- US Treasury Note dtd 5/31/2023, due 5/31/25 | $1,001 - $15,000 | Self | None (or less than $201) | Interest, | 2024 |
- Bain Capital Europe Fund III | $1,001 - $15,000 | Spouse | $2,501 - $5,000 | Excepted Investment Fund, | 2024 |
- Federated Hermes Treasury | $1,001 - $15,000 | Self | $201 - $1,000 | Interest, | 2024 |
WCMIX WCMIX- WCM Focused International Growth Fund Insti Cl | $1,001 - $15,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2024 |
DIEMX DIEMX- Driehaus Emerging Markets Growth Fund Institutio | $1,001 - $15,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2024 |
- Prospect Harbor Credit Partners | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2024 |
BHF BHF- Brighthouse Financial Inc | $1,001 - $15,000 | Self | None (or less than $201) | None, | 2024 |
- GGC Investments II LLC | None (or less than $1,001) | Spouse | None (or less than $201) | None, Excepted Investment Fund, | 2024 |
- Bain Capital Asia Fund | None (or less than $1,001) | Spouse | None (or less than $201) | Excepted Investment Fund, | 2024 |
- Bank of Nova Scotia Structured Note Upside Levered Capped due 2/23/2023, linked to GSPINFL2 | None (or less than $1,001) | Self | None (or less than $201) | Excepted Investment Fund, | 2024 |
GCEPX GCEPX- Goldman Sachs Clean Energy Income Fund Class P S | None (or less than $1,001) | Self | $5,001 - $15,000 | Excepted Investment Fund, | 2024 |
HYD HYD- VanEck ETF Trust VanEck High Yield Muni ETF | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Excepted Investment Fund, | 2024 |
BKLN BKLN- Invesco Senior Loan ETF | None (or less than $1,001) | Spouse | $5,001 - $15,000 | Excepted Investment Fund, | 2024 |
BKLN BKLN- Invesco Senior Loan ETF | None (or less than $1,001) | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2024 |
- Sankaty Special Situations I Grantor Trust | None (or less than $1,001) | Self | None (or less than $201) | Excepted Investment Fund, | 2024 |
- Goldman Sachs Bank Deposit | None (or less than $1,001) | Self | None (or less than $201) | Interest, | 2024 |
HYD HYD- Vaneck High Yield Muni ETF | None (or less than $1,001) | Self | $5,001 - $15,000 | Excepted Investment Fund, | 2024 |
- Bain Capital Venture Fund 2001 | None (or less than $1,001) | Spouse | None (or less than $201) | Excepted Investment Fund, | 2024 |
- Sankaty Credit Opportunities III | None (or less than $1,001) | Self | None (or less than $201) | Excepted Investment Fund, | 2024 |
- Brookside Capital Partners Fund | None (or less than $1,001) | Spouse | None (or less than $201) | Excepted Investment Fund, | 2024 |
- Sankaty High Yield Asset Grantor Trust | None (or less than $1,001) | Spouse | None (or less than $201) | Excepted Investment Fund, | 2024 |
- Sankaty Credit Opportunities IV | None (or less than $1,001) | Self | None (or less than $201) | Excepted Investment Fund, | 2024 |
- Sankaty Special Situations I Grantor Trust | None (or less than $1,001) | Spouse | None (or less than $201) | Excepted Investment Fund, | 2024 |
- BCIP Associates II Epoch | None (or less than $1,001) | Spouse | None (or less than $201) | Excepted Investment Fund, | 2024 |
- BCIP Associates IV | None (or less than $1,001) | Spouse | None (or less than $201) | Excepted Investment Fund, | 2024 |
- BCIP Venture Associates | None (or less than $1,001) | Spouse | None (or less than $201) | Excepted Investment Fund, | 2024 |
- Sankaty Advisors, Inc. | None (or less than $1,001) | Spouse | None (or less than $201) | None, | 2024 |
- Goldman Sachs Bank Deposit | None (or less than $1,001) | Spouse | None (or less than $201) | Interest, | 2024 |
- 111 Capital Grantor Trust | None (or less than $1,001) | Self | None (or less than $201) | Excepted Investment Fund, | 2024 |
- Bain Capital IX Coinvestment Fund | None (or less than $1,001) | Spouse | None (or less than $201) | Excepted Investment Fund, | 2024 |
- GGC Investments II-A Adjunct (BVI) L.P. | None (or less than $1,001) | Spouse | None (or less than $201) | None, Excepted Investment Fund, | 2024 |
- Sankaty Credit Opportunities Grantor Trust | None (or less than $1,001) | Spouse | None (or less than $201) | Excepted Investment Fund, | 2024 |
- BCIP Associates | None (or less than $1,001) | Spouse | None (or less than $201) | Excepted Investment Fund, | 2024 |
VWIAX VWIAX- Vanguard Wellesley Income Fund Admiral Shares | None (or less than $1,001) | Self | None (or less than $201) | Excepted Investment Fund, | 2024 |
- US Treasury Bill dtd 11/3/2022, due 11/2/2023 | None (or less than $1,001) | Self | $201 - $1,000 | Interest, Capital Gains, | 2024 |
GCEPX GCEPX- Goldman Sachs Clean Energy Income Fund Class P S | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Excepted Investment Fund, | 2024 |
- Goldman Sachs Bank Deposit | None (or less than $1,001) | Self | $2,501 - $5,000 | Interest, | 2024 |
- Brookside Capital Partners Fund | None (or less than $1,001) | Self | None (or less than $201) | Excepted Investment Fund, | 2024 |
- Prospect Harbor Credit Partners | None (or less than $1,001) | Self | None (or less than $201) | Excepted Investment Fund, | 2024 |
- Sankaty High Yield Asset Grantor Trust | None (or less than $1,001) | Self | None (or less than $201) | Excepted Investment Fund, | 2024 |
- GGC Investment Fund II-A, L.P. | None (or less than $1,001) | Spouse | None (or less than $201) | Excepted Investment Fund, | 2024 |
- GGC Neustar Investors, LP | None (or less than $1,001) | Spouse | None (or less than $201) | Excepted Investment Fund, | 2024 |
- GGC Investment Annex Fund II, L.P. | None (or less than $1,001) | Spouse | None (or less than $201) | Excepted Investment Fund, | 2024 |
- Bain Capital Fund VI | None (or less than $1,001) | Spouse | None (or less than $201) | Excepted Investment Fund, | 2024 |
- Goldman Sachs Bank Deposit | None (or less than $1,001) | Spouse | $201 - $1,000 | Interest, | 2024 |
- WHITEHALL STREET GLOBAL REAL ESTATE LIMITED PARTNERSHIP 2007 | None (or less than $1,001) | Spouse | None (or less than $201) | Excepted Investment Fund, | 2024 |
- Bain Capital Fund VII-E | None (or less than $1,001) | Spouse | None (or less than $201) | Excepted Investment Fund, | 2024 |
- Sankaty Credit Opportunities II | None (or less than $1,001) | Self | None (or less than $201) | Excepted Investment Fund, | 2024 |
VSIAX VSIAX- Vanguard Small-Cap Value Index Fd Admiral | None (or less than $1,001) | Self | $2,501 - $5,000 | Excepted Investment Fund, | 2024 |
- Life Insurance Trust FBO WIllard Mitt Romney | Self | 2024 | |||
- Ropes Wealth Advisors | Self | 2024 | |||
- W. Mitt Romney 1996 Charitable Remainder Trust | Self | 2024 | |||
- The W. Mitt Romney 1998 Revocable Trust | Self | 2024 | |||
- 8621 Georgia Associates LLC | Self | 2024 | |||
- Goldman Sachs IRA #1 | Self | 2024 | |||
- Goldman Sachs Brokerage #1 | Self | 2024 | |||
- The Ann D. Romney 1998 Revocable Trust | Spouse | 2024 | |||
- Bain IRA | Self | 2024 | |||
- Goldman Sachs Brokerage #3 | Self | 2024 | |||
- Goldman Sachs Brokerage #3 | Spouse | 2024 | |||
- Goldman Sachs Brokerage #2 | Self | 2024 | |||
- Goldman Sachs IRA #2 | Self | 2024 | |||
- Goldman Sachs Brokerage #1 | Spouse | 2024 | |||
- Goldman Sachs Brokerage Account #2 | Spouse | 2024 | |||
GMDPX GMDPX- Goldman Sachs Short Duration Government Fund Class | $5,000,001 - $25,000,000 | Self | $50,001 - $100,000 | Excepted Investment Fund, | 2023 |
GMCPX GMCPX- Goldman Sachs Short Duration Income Fund Class P | $5,000,001 - $25,000,000 | Self | $100,001 - $1,000,000 | Excepted Investment Fund, | 2023 |
GMDPX GMDPX- Goldman Sachs Short Duration Government Fund Class | $5,000,001 - $25,000,000 | Self | $100,001 - $1,000,000 | Excepted Investment Fund, | 2023 |
GMCPX GMCPX- Goldman Sachs Short Duration Income Fund Class P | $5,000,001 - $25,000,000 | Self | $100,001 - $1,000,000 | Excepted Investment Fund, | 2023 |
IWF IWF- iShares Russell 1000 Growth ETF | $5,000,001 - $25,000,000 | Self | $100,001 - $1,000,000 | Excepted Investment Fund, | 2023 |
SPY SPY- SPDR S&P 500 ETF | $5,000,001 - $25,000,000 | Self | $100,001 - $1,000,000 | Excepted Investment Fund, | 2023 |
IWD IWD- iShares Russell 1000 Value ETF | $5,000,001 - $25,000,000 | Self | $100,001 - $1,000,000 | Excepted Investment Fund, | 2023 |
GANPX GANPX- Goldman Sachs Short Duration Tax-Free Fund Class P | $5,000,001 - $25,000,000 | Self | $100,001 - $1,000,000 | Excepted Investment Fund, | 2023 |
IWF IWF- iShares Russell 1000 Growth ETF | $1,000,001 - $5,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2023 |
IWD IWD- iShares Russell 1000 Value ETF | $1,000,001 - $5,000,000 | Self | $50,001 - $100,000 | Excepted Investment Fund, | 2023 |
GSWPX GSWPX- Goldman Sachs Small/Mid Cap Growth Fund Class P | $1,000,001 - $5,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2023 |
SPY SPY- SPDR S&P 500 ETF | $1,000,001 - $5,000,000 | Self | $50,001 - $100,000 | Excepted Investment Fund, | 2023 |
GAHPX GAHPX- Goldman Sachs Emerging Markets Equity Fund Class P | $1,000,001 - $5,000,000 | Self | $1,001 - $2,500 | Excepted Investment Fund, | 2023 |
ACWX ACWX- iShares MSCI ACWI ex U.S. ETF | $1,000,001 - $5,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2023 |
GGJPX GGJPX- Goldman Sachs Inflation Protected Securities Fun | $1,000,001 - $5,000,000 | Self | $50,001 - $100,000 | Excepted Investment Fund, | 2023 |
- BCIP Trust Associates III | $1,000,001 - $5,000,000 | Self | $100,001 - $1,000,000 | Excepted Investment Fund, | 2023 |
GAHPX GAHPX- Goldman Sachs Emerging Markets Equity Fund Class P | $1,000,001 - $5,000,000 | Self | $2,501 - $5,000 | Excepted Investment Fund, | 2023 |
ACWX ACWX- iShares MSCI ACWI ex U.S. ETF | $1,000,001 - $5,000,000 | Self | $50,001 - $100,000 | Excepted Investment Fund, | 2023 |
GMNPX GMNPX- Goldman Sachs MLP Energy Infrastructure Fund Class | $1,000,001 - $5,000,000 | Self | $100,001 - $1,000,000 | Excepted Investment Fund, | 2023 |
GSNPX GSNPX- Goldman Sachs Strategic International Equity Fun | $1,000,001 - $5,000,000 | Self | $5,001 - $15,000 | Excepted Investment Fund, | 2023 |
GAMPX GAMPX- Goldman Sachs Energy Infrastructure Fund Class P | $1,000,001 - $5,000,000 | Self | $50,001 - $100,000 | Excepted Investment Fund, | 2023 |
GGNPX GGNPX- Goldman Sachs High Yield Floating Rate Fund Class | $1,000,001 - $5,000,000 | Self | $100,001 - $1,000,000 | Excepted Investment Fund, | 2023 |
GSWPX GSWPX- Goldman Sachs Small/Mid Cap Growth Fund Class P | $1,000,001 - $5,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2023 |
GSXPX GSXPX- Goldman Sachs Small Cap Value Insights Fund Class | $1,000,001 - $5,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2023 |
GGFPX GGFPX- Goldman Sachs International Equity Insights Fund C | $1,000,001 - $5,000,000 | Self | $100,001 - $1,000,000 | Excepted Investment Fund, | 2023 |
HEDJ HEDJ- WisdomTree Europe Hedged Equity Fund | $1,000,001 - $5,000,000 | Self | $50,001 - $100,000 | Excepted Investment Fund, | 2023 |
HEDJ HEDJ- WisdomTree Europe Hedged Equity Fund | $1,000,001 - $5,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2023 |
- Goldman Sachs Bank Deposit | $1,000,001 - $5,000,000 | Self | $5,001 - $15,000 | Interest, | 2023 |
GGNPX GGNPX- Goldman Sachs High Yield Floating Rate Fund Class | $1,000,001 - $5,000,000 | Self | $100,001 - $1,000,000 | Excepted Investment Fund, | 2023 |
GGLPX GGLPX- Goldman Sachs High Yield Municipal Fund Class P | $1,000,001 - $5,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2023 |
- Solamere Founders Fund I, LP | Over $1,000,000 and held independently by spouse or dependent child | Spouse | None (or less than $201) | Excepted Investment Fund, | 2023 |
- The D3 Family Bulldog Fund, LP | Over $1,000,000 and held independently by spouse or dependent child | Spouse | None (or less than $201) | Excepted Investment Fund, | 2023 |
- Bain Capital Fund VII | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2023 |
IWM IWM- iShares Russell 2000 ETF | $500,001 - $1,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2023 |
IWM IWM- iShares Russell 2000 ETF | $500,001 - $1,000,000 | Spouse | $5,001 - $15,000 | Excepted Investment Fund, | 2023 |
GGJPX GGJPX- Goldman Sachs Inflation Protected Securities Fun | $500,001 - $1,000,000 | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2023 |
GMCPX GMCPX- Goldman Sachs Short Duration Income Fund Class P | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $50,001 - $100,000 | Excepted Investment Fund, | 2023 |
GMDPX GMDPX- Goldman Sachs Short Duration Government Fund Class | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $50,001 - $100,000 | Excepted Investment Fund, | 2023 |
GANPX GANPX- Goldman Sachs Short Duration Tax-Free Fund Class P | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2023 |
GGNPX GGNPX- Goldman Sachs High Yield Floating Rate Fund Class | $500,001 - $1,000,000 | Spouse | $50,001 - $100,000 | Excepted Investment Fund, | 2023 |
IWF IWF- iShares Russell 1000 Growth ETF | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $50,001 - $100,000 | Excepted Investment Fund, | 2023 |
KBE KBE- SPDR S&P Bank ETF | $500,001 - $1,000,000 | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2023 |
IWD IWD- iShares Russell 1000 Value ETF | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $50,001 - $100,000 | Excepted Investment Fund, | 2023 |
GSWPX GSWPX- Goldman Sachs Small/Mid Cap Growth Fund Class P | Over $1,000,000 and held independently by spouse or dependent child | Spouse | None (or less than $201) | Excepted Investment Fund, | 2023 |
HEDJ HEDJ- WisdomTree Europe Hedged Equity Fund | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2023 |
GGFPX GGFPX- Goldman Sachs International Equity Insights Fund C | $500,001 - $1,000,000 | Spouse | $50,001 - $100,000 | Excepted Investment Fund, | 2023 |
GAHPX GAHPX- Goldman Sachs Emerging Markets Equity Fund Class P | $500,001 - $1,000,000 | Spouse | $50,001 - $100,000 | Excepted Investment Fund, | 2023 |
ACWX ACWX- iShares MSCI ACWI ex U.S. ETF | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2023 |
SPY SPY- SPDR S&P 500 ETF | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $50,001 - $100,000 | Excepted Investment Fund, | 2023 |
- Apartment Building | $500,001 - $1,000,000 | Self | None (or less than $201) | None, | 2023 |
GAMPX GAMPX- Goldman Sachs Energy Infrastructure Fund Class P | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $50,001 - $100,000 | Excepted Investment Fund, | 2023 |
- BCIP Associates III | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2023 |
- Golden Gate Capital Opportunity Fund, LP | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2023 |
- Solamere Capital Fund II, LP | Over $1,000,000 and held independently by spouse or dependent child | Spouse | Over $1,000,000 and held independently by spouse or dependent child | Excepted Investment Fund, | 2023 |
- Solamere Capital Fund III, LP | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2023 |
- Solamere Capital AF III, LP | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2023 |
- SV-SC Investments, LLC | Over $1,000,000 and held independently by spouse or dependent child | Spouse | None (or less than $201) | Excepted Investment Fund, | 2023 |
- Solamere Group Hedge Investments, LLC | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $50,001 - $100,000 | Excepted Investment Fund, | 2023 |
- Bain Capital VII Coinvestment Fund | $250,001 - $500,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2023 |
GCEPX GCEPX- Goldman Sachs Clean Energy Income Fund Class P S | $250,001 - $500,000 | Self | $5,001 - $15,000 | Excepted Investment Fund, | 2023 |
- Gold Bullion | $250,001 - $500,000 | Self | None (or less than $201) | None, | 2023 |
GGJPX GGJPX- Goldman Sachs Inflation Protected Securities Fun | $250,001 - $500,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2023 |
- Bank of Nova Scotia Structured Note Upside Levered Capped due 2/23/2023, linked to GSPINFL2 | $250,001 - $500,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2023 |
GGLPX GGLPX- Goldman Sachs High Yield Municipal Fund Class P | $250,001 - $500,000 | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2023 |
- Bain Capital Fund X | $250,001 - $500,000 | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2023 |
- Bank of America | $100,001 - $250,000 | Joint | None (or less than $201) | Interest, | 2023 |
- Promissory Note with ACR Enterprises Inc | $100,001 - $250,000 | Spouse | $1,001 - $2,500 | Interest, | 2023 |
- Bain Capital Venture Fund 2007 | $100,001 - $250,000 | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2023 |
- Bain Capital Fund VIII | $100,001 - $250,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2023 |
- Goldman Sachs Bank Deposit | $100,001 - $250,000 | Self | $5,001 - $15,000 | Interest, | 2023 |
GCEPX GCEPX- Goldman Sachs Clean Energy Income Fund Class P S | $100,001 - $250,000 | Spouse | $2,501 - $5,000 | Excepted Investment Fund, | 2023 |
- Vantage 2 LLC | $100,001 - $250,000 | Spouse | $201 - $1,000 | None, | 2023 |
- GGC Neustar Investors, LP | $100,001 - $250,000 | Spouse | $50,001 - $100,000 | Excepted Investment Fund, | 2023 |
- Bain Capital Fund IX | $50,001 - $100,000 | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2023 |
MWTSX MWTSX- Metropolitan West Total Return Bond Fd Plan Cl S | $50,001 - $100,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2023 |
VVIAX VVIAX- Vanguard Value Index Fd Admiral Shs | $15,001 - $50,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2023 |
- Goldman Sachs Bank Deposit | $15,001 - $50,000 | Spouse | None (or less than $201) | Interest, | 2023 |
- Goldman Sachs Bank Deposit | $15,001 - $50,000 | Spouse | $1,001 - $2,500 | Interest, | 2023 |
- WHITEHALL STREET GLOBAL REAL ESTATE LIMITED PARTNERSHIP 2007 | $15,001 - $50,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2023 |
- Bain Capital Fund VIII-E | $15,001 - $50,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2023 |
- Bain Capital Venture Fund 2005 | $15,001 - $50,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2023 |
- Sankaty High Yield Partners III Grantor Trust | $15,001 - $50,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2023 |
- Solamere MD Holdings, LLC | $15,001 - $50,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2023 |
EGFIX EGFIX- Edgewood Growth Fund Insti | $15,001 - $50,000 | Self | $2,501 - $5,000 | Excepted Investment Fund, | 2023 |
VFIAX VFIAX- Vanguard 500 Index Fd Admiral Shs | $15,001 - $50,000 | Self | $1,001 - $2,500 | Excepted Investment Fund, | 2023 |
APHKX APHKX- Artisan International Value Fd Insti Shs | $15,001 - $50,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2023 |
NCRLX NCRLX- Neuberger Berman Core Bond Institutional Class | $15,001 - $50,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2023 |
GQEIX GQEIX- Gqg Partners US Select Quality Equity Fund Insti | $15,001 - $50,000 | Self | $1,001 - $2,500 | Excepted Investment Fund, | 2023 |
- US Treasury Note dtd 4/30/2022, due 4/30/2024 | $15,001 - $50,000 | Self | None (or less than $201) | Interest, | 2023 |
- Rob Rom LLC | $15,001 - $50,000 | Spouse | None (or less than $201) | None, | 2023 |
- Sankaty High Yield Partners II Grantor Trust | $1,001 - $15,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2023 |
- US Treasury Bill dtd 11/3/2022, due 11/2/2023 | $1,001 - $15,000 | Self | None (or less than $201) | Interest, | 2023 |
CSRIX CSRIX- Cohen & Steers Institutional Realty Shs Inc | $1,001 - $15,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2023 |
VWIAX VWIAX- Vanguard Wellesley Income Fund Admiral Shares | $1,001 - $15,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2023 |
VSIAX VSIAX- Vanguard Small-Cap Value Index Fd Admiral | $1,001 - $15,000 | Self | $2,501 - $5,000 | Excepted Investment Fund, | 2023 |
- Goldman Sachs Bank Deposit | $1,001 - $15,000 | Self | $2,501 - $5,000 | Interest, | 2023 |
- GGC Investment Fund II, L.P. | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2023 |
- Brookside Capital Partners Fund | $1,001 - $15,000 | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2023 |
WCMIX WCMIX- WCM Focused International Growth Fund Insti Cl | $1,001 - $15,000 | Self | $2,501 - $5,000 | Excepted Investment Fund, | 2023 |
DIEMX DIEMX- Driehaus Emerging Markets Growth Fund Institutio | $1,001 - $15,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2023 |
- 111 Capital Grantor Trust | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2023 |
JHEQX JHEQX- Jpmorgan Hedged Equity Fund I Class | $1,001 - $15,000 | Self | $1,001 - $2,500 | Excepted Investment Fund, | 2023 |
- Federated Hermes Treasury | $1,001 - $15,000 | Self | None (or less than $201) | Interest, | 2023 |
APHJX APHJX- Artisan International Small-Mid Fund - Instituti | $1,001 - $15,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2023 |
- Prospect Harbor Credit Partners | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2023 |
- GGC Investment Annex Fund II, L.P. | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2023 |
- GGC Investments II-A Adjunct (BVI) L.P. | $1,001 - $15,000 | Spouse | None (or less than $201) | None, Excepted Investment Fund, | 2023 |
- GGC Investment Fund II-A, L.P. | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2023 |
- Sankaty Beacon Investment Partners, LP | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2023 |
- Sankaty Special Situations I Grantor Trust | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2023 |
- Bain Capital Europe Fund III | $1,001 - $15,000 | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2023 |
- GGC Investments II (BVI), L.P. | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2023 |
SPYGX SPYGX- Spyglass Growth Fund - Institutional Shares | None (or less than $1,001) | Self | $201 - $1,000 | Excepted Investment Fund, | 2023 |
- Sankaty High Yield Asset Grantor Trust | None (or less than $1,001) | Spouse | None (or less than $201) | Excepted Investment Fund, | 2023 |
- Sankaty Credit Opportunities IV | None (or less than $1,001) | Self | None (or less than $201) | Excepted Investment Fund, | 2023 |
- BCIP Associates II Epoch | None (or less than $1,001) | Spouse | None (or less than $201) | Excepted Investment Fund, | 2023 |
- BCIP Associates IV | None (or less than $1,001) | Spouse | None (or less than $201) | Excepted Investment Fund, | 2023 |
- BCIP Venture Associates | None (or less than $1,001) | Spouse | None (or less than $201) | Excepted Investment Fund, | 2023 |
- Goldman Sachs Bank Deposit | None (or less than $1,001) | Spouse | None (or less than $201) | Interest, | 2023 |
- 111 Capital Grantor Trust | None (or less than $1,001) | Self | None (or less than $201) | Excepted Investment Fund, | 2023 |
- Bain Capital IX Coinvestment Fund | None (or less than $1,001) | Spouse | None (or less than $201) | Excepted Investment Fund, | 2023 |
- Sankaty Credit Opportunities Grantor Trust | None (or less than $1,001) | Spouse | None (or less than $201) | Excepted Investment Fund, | 2023 |
- BCIP Associates | None (or less than $1,001) | Spouse | None (or less than $201) | Excepted Investment Fund, | 2023 |
- GGC Investments II LLC | None (or less than $1,001) | Spouse | None (or less than $201) | None, Excepted Investment Fund, | 2023 |
- Sankaty Special Situations I Grantor Trust | None (or less than $1,001) | Self | $1,001 - $2,500 | Excepted Investment Fund, | 2023 |
HYD HYD- Vaneck High Yield Muni ETF | None (or less than $1,001) | Self | $5,001 - $15,000 | Excepted Investment Fund, | 2023 |
- Sankaty Advisors, Inc. | None (or less than $1,001) | Spouse | None (or less than $201) | None, | 2023 |
CNRYX CNRYX- Sunbridge Capital Emerging Markets Fund Institut | None (or less than $1,001) | Self | None (or less than $201) | Excepted Investment Fund, | 2023 |
GGFPX GGFPX- Goldman Sachs International Equity Insights Fund C | None (or less than $1,001) | Self | None (or less than $201) | Excepted Investment Fund, | 2023 |
- Goldman Sachs Bank Deposit | None (or less than $1,001) | Self | $1,001 - $2,500 | None, | 2023 |
- Brookside Capital Partners Fund | None (or less than $1,001) | Self | $5,001 - $15,000 | Excepted Investment Fund, | 2023 |
- Prospect Harbor Credit Partners | None (or less than $1,001) | Self | None (or less than $201) | Excepted Investment Fund, | 2023 |
- Sankaty High Yield Asset Grantor Trust | None (or less than $1,001) | Self | None (or less than $201) | Excepted Investment Fund, | 2023 |
- Bain Capital Fund VI | None (or less than $1,001) | Spouse | None (or less than $201) | Excepted Investment Fund, | 2023 |
- Bain Capital Fund VII-E | None (or less than $1,001) | Spouse | None (or less than $201) | Excepted Investment Fund, | 2023 |
- Sankaty Credit Opportunities II | None (or less than $1,001) | Self | None (or less than $201) | Excepted Investment Fund, | 2023 |
- Bain Capital Asia Fund | None (or less than $1,001) | Spouse | None (or less than $201) | Excepted Investment Fund, | 2023 |
- Bain Capital Venture Fund 2001 | None (or less than $1,001) | Spouse | None (or less than $201) | Excepted Investment Fund, | 2023 |
- Sankaty Credit Opportunities III | None (or less than $1,001) | Self | None (or less than $201) | Excepted Investment Fund, | 2023 |
- Goldman Sachs Brokerage #2 | Self | 2023 | |||
- Goldman Sachs Brokerage #1 | Spouse | 2023 | |||
- Goldman Sachs Brokerage #3 | Spouse | 2023 | |||
- The Ann D. Romney 1998 Revocable Trust | Spouse | 2023 | |||
- Goldman Sachs IRA #2 | Self | 2023 | |||
- Ropes Wealth Advisors | Self | 2023 | |||
- W. Mitt Romney 1996 Charitable Remainder Trust | Self | 2023 | |||
- The W. Mitt Romney 1998 Revocable Trust | Self | 2023 | |||
- Goldman Sachs IRA #1 | Self | 2023 | |||
- Goldman Sachs Brokerage #1 | Self | 2023 | |||
- 8621 Georgia Associates LLC | Self | 2023 | |||
- Goldman Sachs Brokerage #3 | Self | 2023 | |||
- Bain IRA | Self | 2023 | |||
- Goldman Sachs Brokerage Account #2 | Spouse | 2023 | |||
SPY SPY- SPDR S&P 500 ETF | $5,000,001 - $25,000,000 | Self | $50,001 - $100,000 | Excepted Investment Fund, | 2022 |
SPY SPY- SPDR S&P 500 ETF | $5,000,001 - $25,000,000 | Self | $100,001 - $1,000,000 | Excepted Investment Fund, | 2022 |
GMCPX GMCPX- Goldman Sachs Short Duration Income Fund Class P | $5,000,001 - $25,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2022 |
GMCPX GMCPX- Goldman Sachs Short Duration Income Fund Class P | $5,000,001 - $25,000,000 | Self | $100,001 - $1,000,000 | Excepted Investment Fund, | 2022 |
GMDPX GMDPX- Goldman Sachs Short Duration Government Fund Class | $5,000,001 - $25,000,000 | Self | $50,001 - $100,000 | Excepted Investment Fund, | 2022 |
GMDPX GMDPX- Goldman Sachs Short Duration Government Fund Class | $5,000,001 - $25,000,000 | Self | $50,001 - $100,000 | Excepted Investment Fund, | 2022 |
IWF IWF- iShares Russell 1000 Growth ETF | $5,000,001 - $25,000,000 | Self | $100,001 - $1,000,000 | Excepted Investment Fund, | 2022 |
IWF IWF- iShares Russell 1000 Growth ETF | $5,000,001 - $25,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2022 |
IWD IWD- iShares Russell 1000 Value ETF | $5,000,001 - $25,000,000 | Self | $100,001 - $1,000,000 | Excepted Investment Fund, | 2022 |
GANPX GANPX- Goldman Sachs Short Duration Tax-Free Fund Class P | $5,000,001 - $25,000,000 | Self | $50,001 - $100,000 | Excepted Investment Fund, | 2022 |
IWD IWD- iShares Russell 1000 Value ETF | $1,000,001 - $5,000,000 | Self | $50,001 - $100,000 | Excepted Investment Fund, | 2022 |
GSWPX GSWPX- Goldman Sachs Small/Mid Cap Growth Fund Class P | $1,000,001 - $5,000,000 | Self | $100,001 - $1,000,000 | Excepted Investment Fund, | 2022 |
HEDJ HEDJ- WisdomTree Europe Hedged Equity Fund | $1,000,001 - $5,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2022 |
GAHPX GAHPX- Goldman Sachs Emerging Markets Equity Fund Class P | $1,000,001 - $5,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2022 |
ACWX ACWX- iShares MSCI ACWI ex U.S. ETF | $1,000,001 - $5,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2022 |
IWM IWM- iShares Russell 2000 ETF | $1,000,001 - $5,000,000 | Self | $5,001 - $15,000 | Excepted Investment Fund, | 2022 |
GCEPX GCEPX- Goldman Sachs Clean Energy Income Fund Class P S | $1,000,001 - $5,000,000 | Self | $50,001 - $100,000 | Excepted Investment Fund, | 2022 |
GAMPX GAMPX- Goldman Sachs Energy Infrastructure Fund Class P | $1,000,001 - $5,000,000 | Self | $100,001 - $1,000,000 | Excepted Investment Fund, | 2022 |
GGNPX GGNPX- Goldman Sachs High Yield Floating Rate Fund Class | $1,000,001 - $5,000,000 | Self | $100,001 - $1,000,000 | Excepted Investment Fund, | 2022 |
ACWX ACWX- iShares MSCI ACWI ex U.S. ETF | $1,000,001 - $5,000,000 | Self | $50,001 - $100,000 | Excepted Investment Fund, | 2022 |
- BCIP Trust Associates III | $1,000,001 - $5,000,000 | Self | $50,001 - $100,000 | Excepted Investment Fund, | 2022 |
GMNPX GMNPX- Goldman Sachs MLP Energy Infrastructure Fund Class | $1,000,001 - $5,000,000 | Self | $100,001 - $1,000,000 | Excepted Investment Fund, | 2022 |
GSWPX GSWPX- Goldman Sachs Small/Mid Cap Growth Fund Class P | $1,000,001 - $5,000,000 | Self | $100,001 - $1,000,000 | Excepted Investment Fund, | 2022 |
GSXPX GSXPX- Goldman Sachs Small Cap Value Insights Fund Class | $1,000,001 - $5,000,000 | Self | $100,001 - $1,000,000 | Excepted Investment Fund, | 2022 |
GGFPX GGFPX- Goldman Sachs International Equity Insights Fund C | $1,000,001 - $5,000,000 | Self | $100,001 - $1,000,000 | Excepted Investment Fund, | 2022 |
HEDJ HEDJ- WisdomTree Europe Hedged Equity Fund | $1,000,001 - $5,000,000 | Self | $50,001 - $100,000 | Excepted Investment Fund, | 2022 |
GAHPX GAHPX- Goldman Sachs Emerging Markets Equity Fund Class P | $1,000,001 - $5,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2022 |
GGFPX GGFPX- Goldman Sachs International Equity Insights Fund C | $1,000,001 - $5,000,000 | Self | $100,001 - $1,000,000 | Excepted Investment Fund, | 2022 |
GGNPX GGNPX- Goldman Sachs High Yield Floating Rate Fund Class | $1,000,001 - $5,000,000 | Self | $50,001 - $100,000 | Excepted Investment Fund, | 2022 |
GGLPX GGLPX- Goldman Sachs High Yield Municipal Fund Class P | $1,000,001 - $5,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2022 |
GAHPX GAHPX- Goldman Sachs Emerging Markets Equity Fund Class P | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2022 |
- BCIP Associates III | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2022 |
GAMPX GAMPX- Goldman Sachs Energy Infrastructure Fund Class P | $500,001 - $1,000,000 | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2022 |
KBE KBE- SPDR S&P Bank ETF | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2022 |
ACWX ACWX- iShares MSCI ACWI ex U.S. ETF | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2022 |
GGLPX GGLPX- Goldman Sachs High Yield Municipal Fund Class P | $500,001 - $1,000,000 | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2022 |
IWF IWF- iShares Russell 1000 Growth ETF | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $50,001 - $100,000 | Excepted Investment Fund, | 2022 |
IWD IWD- iShares Russell 1000 Value ETF | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $50,001 - $100,000 | Excepted Investment Fund, | 2022 |
GSWPX GSWPX- Goldman Sachs Small/Mid Cap Growth Fund Class P | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2022 |
IWM IWM- iShares Russell 2000 ETF | $500,001 - $1,000,000 | Spouse | $5,001 - $15,000 | Excepted Investment Fund, | 2022 |
GCEPX GCEPX- Goldman Sachs Clean Energy Income Fund Class P S | $500,001 - $1,000,000 | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2022 |
- Bank of America | $500,001 - $1,000,000 | Joint | None (or less than $201) | Interest, | 2022 |
HEDJ HEDJ- WisdomTree Europe Hedged Equity Fund | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2022 |
- Solamere Founders Fund I, LP | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2022 |
- Solamere Capital Fund II, LP | Over $1,000,000 and held independently by spouse or dependent child | Spouse | Over $1,000,000 and held independently by spouse or dependent child | Excepted Investment Fund, | 2022 |
GGFPX GGFPX- Goldman Sachs International Equity Insights Fund C | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2022 |
SPY SPY- SPDR S&P 500 ETF | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $50,001 - $100,000 | Excepted Investment Fund, | 2022 |
- Goldman Sachs Bank Deposit | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $201 - $1,000 | Interest, | 2022 |
GMCPX GMCPX- Goldman Sachs Short Duration Income Fund Class P | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $50,001 - $100,000 | Excepted Investment Fund, | 2022 |
GMDPX GMDPX- Goldman Sachs Short Duration Government Fund Class | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $50,001 - $100,000 | Excepted Investment Fund, | 2022 |
GANPX GANPX- Goldman Sachs Short Duration Tax-Free Fund Class P | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2022 |
GGNPX GGNPX- Goldman Sachs High Yield Floating Rate Fund Class | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2022 |
- Solamere Capital Fund III, LP | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2022 |
- Solamere Capital AF III, LP | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2022 |
- SV-SC Investments, LLC | $500,001 - $1,000,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2022 |
- Solamere Group Hedge Investments, LLC | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $50,001 - $100,000 | Excepted Investment Fund, | 2022 |
- Golden Gate Capital Opportunity Fund, LP | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2022 |
- The D3 Family Bulldog Fund, LP | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2022 |
- Bain Capital Fund VII | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2022 |
- Bain Capital Fund X | $500,001 - $1,000,000 | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2022 |
- Apartment Building | $500,001 - $1,000,000 | Self | None (or less than $201) | None, | 2022 |
- Goldman Sachs Bank Deposit | $250,001 - $500,000 | Self | None (or less than $201) | Interest, | 2022 |
- Gold Bullion | $250,001 - $500,000 | Self | None (or less than $201) | None, | 2022 |
- Bain Capital VII Coinvestment Fund | $250,001 - $500,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2022 |
- Goldman Sachs Bank Deposit | $100,001 - $250,000 | Self | None (or less than $201) | Interest, | 2022 |
- Vantage 2 LLC | $100,001 - $250,000 | Spouse | $201 - $1,000 | None, | 2022 |
- Bain Capital Venture Fund 2007 | $100,001 - $250,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2022 |
- GGC Neustar Investors, LP | $100,001 - $250,000 | Spouse | $50,001 - $100,000 | Excepted Investment Fund, | 2022 |
- Promissory Note with ACR Enterprises Inc | $100,001 - $250,000 | Spouse | $5,001 - $15,000 | Interest, | 2022 |
- Bain Capital Fund VIII | $100,001 - $250,000 | Spouse | $201 - $1,000 | Excepted Investment Fund, | 2022 |
- Bain Capital Fund IX | $50,001 - $100,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2022 |
MWTSX MWTSX- Metropolitan West Total Return Bond Fd Plan Cl S | $50,001 - $100,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2022 |
- Bain Capital Fund VI | $50,001 - $100,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2022 |
VFIAX VFIAX- Vanguard 500 Index Fd Admiral Shs | $15,001 - $50,000 | Self | $2,501 - $5,000 | Excepted Investment Fund, | 2022 |
- WHITEHALL STREET GLOBAL REAL ESTATE LIMITED PARTNERSHIP 2007 | $15,001 - $50,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2022 |
- Goldman Sachs Bank Deposit | $15,001 - $50,000 | Spouse | None (or less than $201) | Interest, | 2022 |
- Rob Rom LLC | $15,001 - $50,000 | Spouse | None (or less than $201) | None, | 2022 |
VWIAX VWIAX- Vanguard Wellesley Income Fund Admiral Shares | $15,001 - $50,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2022 |
VSIAX VSIAX- Vanguard Small-Cap Value Index Fd Admiral | $15,001 - $50,000 | Self | $1,001 - $2,500 | Excepted Investment Fund, | 2022 |
GQEIX GQEIX- Gqg Partners US Select Quality Equity Fund Insti | $15,001 - $50,000 | Self | $1,001 - $2,500 | Excepted Investment Fund, | 2022 |
APHJX APHJX- Artisan International Small-Mid Fund - Instituti | $15,001 - $50,000 | Self | $1,001 - $2,500 | Excepted Investment Fund, | 2022 |
JHEQX JHEQX- Jpmorgan Hedged Equity Fund I Class | $15,001 - $50,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2022 |
NCRLX NCRLX- Neuberger Berman Core Bond Institutional Class | $15,001 - $50,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2022 |
WCMIX WCMIX- WCM Focused International Growth Fund Insti Cl | $15,001 - $50,000 | Self | $2,501 - $5,000 | Excepted Investment Fund, | 2022 |
- Bain Capital Europe Fund III | $15,001 - $50,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2022 |
EGFIX EGFIX- Edgewood Growth Fund Insti | $15,001 - $50,000 | Self | $5,001 - $15,000 | Excepted Investment Fund, | 2022 |
- Bain Capital Venture Fund 2005 | $15,001 - $50,000 | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2022 |
- GGC Investment Annex Fund II, L.P. | $15,001 - $50,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2022 |
- Solamere MD Holdings, LLC | $15,001 - $50,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2022 |
- Goldman Sachs Bank Deposit | $15,001 - $50,000 | Spouse | None (or less than $201) | Interest, | 2022 |
- Artisan International Value Fund | $15,001 - $50,000 | Self | $2,501 - $5,000 | Excepted Investment Fund, | 2022 |
- Bain Capital Fund VIII-E | $15,001 - $50,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2022 |
- Sankaty High Yield Partners III Grantor Trust | $15,001 - $50,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2022 |
- GGC Investments II LLC | $1,001 - $15,000 | Spouse | None (or less than $201) | None, Excepted Investment Fund, | 2022 |
- Goldman Sachs Bank Deposit | $1,001 - $15,000 | Self | $201 - $1,000 | Interest, | 2022 |
- GGC Investment Fund II, L.P. | $1,001 - $15,000 | Spouse | $5,001 - $15,000 | Excepted Investment Fund, | 2022 |
- GGC Investment Fund II-A, L.P. | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2022 |
- GGC Investments II (BVI), L.P. | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2022 |
- Brookside Capital Partners Fund | $1,001 - $15,000 | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2022 |
- Prospect Harbor Credit Partners | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2022 |
- Sankaty Beacon Investment Partners, LP | $1,001 - $15,000 | Spouse | $2,501 - $5,000 | Excepted Investment Fund, | 2022 |
- Sankaty Special Situations I Grantor Trust | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2022 |
- 111 Capital Grantor Trust | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2022 |
- GGC Investments II-A Adjunct (BVI) L.P. | $1,001 - $15,000 | Spouse | None (or less than $201) | None, Excepted Investment Fund, | 2022 |
DIEMX DIEMX- Driehaus Emerging Markets Growth Fund Institutio | $1,001 - $15,000 | Self | $1,001 - $2,500 | Excepted Investment Fund, | 2022 |
- Federated Hermes Treasury | $1,001 - $15,000 | Self | None (or less than $201) | Interest, | 2022 |
SPYGX SPYGX- Spyglass Growth Fund - Institutional Shares | $1,001 - $15,000 | Self | $2,501 - $5,000 | Excepted Investment Fund, | 2022 |
CNRYX CNRYX- Fiera Capital Emerging Markets Fund - Institutio | $1,001 - $15,000 | Self | $5,001 - $15,000 | Excepted Investment Fund, | 2022 |
- Sankaty High Yield Partners II Grantor Trust | $1,001 - $15,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2022 |
- Sankaty Credit Opportunities IV | $1,001 - $15,000 | Self | $5,001 - $15,000 | Excepted Investment Fund, | 2022 |
- BCIP Associates II Epoch | None (or less than $1,001) | Spouse | None (or less than $201) | Excepted Investment Fund, | 2022 |
- 111 Capital Grantor Trust | None (or less than $1,001) | Self | None (or less than $201) | Excepted Investment Fund, | 2022 |
- Goldman Sachs Bank Deposit | None (or less than $1,001) | Self | None (or less than $201) | None, | 2022 |
- Sankaty Special Situations I Grantor Trust | None (or less than $1,001) | Self | None (or less than $201) | Excepted Investment Fund, | 2022 |
- Brookside Capital Partners Fund | None (or less than $1,001) | Self | $2,501 - $5,000 | Excepted Investment Fund, | 2022 |
- Prospect Harbor Credit Partners | None (or less than $1,001) | Self | None (or less than $201) | Excepted Investment Fund, | 2022 |
- Sankaty High Yield Asset Grantor Trust | None (or less than $1,001) | Self | None (or less than $201) | Excepted Investment Fund, | 2022 |
- Sankaty Credit Opportunities II | None (or less than $1,001) | Self | None (or less than $201) | Excepted Investment Fund, | 2022 |
- Sankaty Credit Opportunities III | None (or less than $1,001) | Self | $201 - $1,000 | Excepted Investment Fund, | 2022 |
- Bain Capital IX Coinvestment Fund | None (or less than $1,001) | Spouse | None (or less than $201) | Excepted Investment Fund, | 2022 |
- Sankaty Advisors, Inc. | None (or less than $1,001) | Spouse | None (or less than $201) | None, | 2022 |
- Sankaty Credit Opportunities Grantor Trust | None (or less than $1,001) | Spouse | $201 - $1,000 | Excepted Investment Fund, | 2022 |
- BCIP Associates | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Excepted Investment Fund, | 2022 |
- BCIP Venture Associates | None (or less than $1,001) | Spouse | None (or less than $201) | Excepted Investment Fund, | 2022 |
- BCIP Associates IV | None (or less than $1,001) | Spouse | None (or less than $201) | Excepted Investment Fund, | 2022 |
- Sankaty High Yield Asset Grantor Trust | None (or less than $1,001) | Spouse | None (or less than $201) | Excepted Investment Fund, | 2022 |
- Bain Capital Venture Fund 2001 | None (or less than $1,001) | Spouse | None (or less than $201) | Excepted Investment Fund, | 2022 |
- Bain Capital Asia Fund | None (or less than $1,001) | Spouse | None (or less than $201) | Excepted Investment Fund, | 2022 |
- Bain Capital Fund VII-E | None (or less than $1,001) | Spouse | None (or less than $201) | Excepted Investment Fund, | 2022 |
- 8621 Georgia Associates LLC | Self | 2022 | |||
- Goldman Sachs Brokerage #1 | Self | 2022 | |||
- Goldman Sachs Brokerage #3 | Self | 2022 | |||
- Goldman Sachs Brokerage Account #2 | Spouse | 2022 | |||
- The Ann D. Romney 1998 Revocable Trust | Spouse | 2022 | |||
- The W. Mitt Romney 1998 Revocable Trust | Self | 2022 | |||
- Goldman Sachs Brokerage #1 | Spouse | 2022 | |||
- Goldman Sachs Brokerage #2 | Self | 2022 | |||
- Ropes Wealth Advisors | Self | 2022 | |||
- Bain IRA | Self | 2022 | |||
- Goldman Sachs IRA #2 | Self | 2022 | |||
- Goldman Sachs IRA #1 | Self | 2022 | |||
- W. Mitt Romney 1996 Charitable Remainder Trust | Self | 2022 | |||
- Goldman Sachs Brokerage #3 | Spouse | 2022 | |||
GANPX GANPX- Goldman Sachs Short Duration Tax-Free Fund Class P | $5,000,001 - $25,000,000 | Self | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
IWF IWF- iShares Russell 1000 Growth ETF | $5,000,001 - $25,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
IWF IWF- iShares Russell 1000 Growth ETF | $5,000,001 - $25,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
SPY SPY- SPDR S&P 500 ETF | $5,000,001 - $25,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
GANPX GANPX- Goldman Sachs Short Duration Tax-Free Fund Class P | $5,000,001 - $25,000,000 | Self | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
GMDPX GMDPX- Goldman Sachs Short Duration Government Fund Class | $5,000,001 - $25,000,000 | Self | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
GMCPX GMCPX- Goldman Sachs Short Duration Income Fund Class P | $5,000,001 - $25,000,000 | Self | None (or less than $201) | None, | 2021 |
GMDPX GMDPX- Goldman Sachs Short Duration Government Fund Class | $5,000,001 - $25,000,000 | Self | None (or less than $201) | None, | 2021 |
GMCPX GMCPX- Goldman Sachs Short Duration Income Fund Class P | $5,000,001 - $25,000,000 | Self | None (or less than $201) | None, | 2021 |
IWF IWF- iShares Russell 1000 Growth ETF | $5,000,001 - $25,000,000 | Self | None (or less than $201) | None, | 2021 |
IWD IWD- iShares Russell 1000 Value ETF | $5,000,001 - $25,000,000 | Self | None (or less than $201) | None, | 2021 |
GMDPX GMDPX- Goldman Sachs Short Duration Government Fund Class | $5,000,001 - $25,000,000 | Self | None (or less than $201) | None, | 2021 |
GMCPX GMCPX- Goldman Sachs Short Duration Income Fund Class P | $5,000,001 - $25,000,000 | Self | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
SPY SPY- SPDR S&P 500 ETF | $5,000,001 - $25,000,000 | Self | None (or less than $201) | None, | 2021 |
GANPX GANPX- Goldman Sachs Short Duration Tax-Free Fund Class P | $5,000,001 - $25,000,000 | Self | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
IWF IWF- iShares Russell 1000 Growth ETF | $5,000,001 - $25,000,000 | Self | None (or less than $201) | None, | 2021 |
IWD IWD- iShares Russell 1000 Value ETF | $5,000,001 - $25,000,000 | Self | None (or less than $201) | None, | 2021 |
SPY SPY- SPDR S&P 500 ETF | $5,000,001 - $25,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
IWF IWF- iShares Russell 1000 Growth ETF | $5,000,001 - $25,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
SPY SPY- SPDR S&P 500 ETF | $5,000,001 - $25,000,000 | Self | None (or less than $201) | None, | 2021 |
GMDPX GMDPX- Goldman Sachs Short Duration Government Fund Class | $5,000,001 - $25,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
IWD IWD- iShares Russell 1000 Value ETF | $5,000,001 - $25,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
GMDPX GMDPX- Goldman Sachs Short Duration Government Fund Class | $5,000,001 - $25,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
GMCPX GMCPX- Goldman Sachs Short Duration Income Fund Class P | $5,000,001 - $25,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
GMCPX GMCPX- Goldman Sachs Short Duration Income Fund Class P | $5,000,001 - $25,000,000 | Self | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
IWD IWD- iShares Russell 1000 Value ETF | $5,000,001 - $25,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
GMDPX GMDPX- Goldman Sachs Short Duration Government Fund Class | $5,000,001 - $25,000,000 | Self | $50,001 - $100,000 | Excepted Investment Fund, | 2021 |
GMCPX GMCPX- Goldman Sachs Short Duration Income Fund Class P | $5,000,001 - $25,000,000 | Self | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
GANPX GANPX- Goldman Sachs Short Duration Tax-Free Fund Class P | $5,000,001 - $25,000,000 | Self | $50,001 - $100,000 | Excepted Investment Fund, | 2021 |
IWF IWF- iShares Russell 1000 Growth ETF | $5,000,001 - $25,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
GMDPX GMDPX- Goldman Sachs Short Duration Government Fund Class | $5,000,001 - $25,000,000 | Self | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
IWD IWD- iShares Russell 1000 Value ETF | $5,000,001 - $25,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
GMDPX GMDPX- Goldman Sachs Short Duration Government Fund Class | $5,000,001 - $25,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
GMCPX GMCPX- Goldman Sachs Short Duration Income Fund Class P | $5,000,001 - $25,000,000 | Self | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
GMDPX GMDPX- Goldman Sachs Short Duration Government Fund Class | $5,000,001 - $25,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
GMCPX GMCPX- Goldman Sachs Short Duration Income Fund Class P | $5,000,001 - $25,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
GMCPX GMCPX- Goldman Sachs Short Duration Income Fund Class P | $5,000,001 - $25,000,000 | Self | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
GANPX GANPX- Goldman Sachs Short Duration Tax-Free Fund Class P | $5,000,001 - $25,000,000 | Self | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
SPY SPY- SPDR S&P 500 ETF | $5,000,001 - $25,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
GMCPX GMCPX- Goldman Sachs Short Duration Income Fund Class P | $5,000,001 - $25,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
GMCPX GMCPX- Goldman Sachs Short Duration Income Fund Class P | $5,000,001 - $25,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
GMDPX GMDPX- Goldman Sachs Short Duration Government Fund Class | $5,000,001 - $25,000,000 | Self | $50,001 - $100,000 | Excepted Investment Fund, | 2021 |
GMDPX GMDPX- Goldman Sachs Short Duration Government Fund Class | $5,000,001 - $25,000,000 | Self | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
GMCPX GMCPX- Goldman Sachs Short Duration Income Fund Class P | $5,000,001 - $25,000,000 | Self | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
GANPX GANPX- Goldman Sachs Short Duration Tax-Free Fund Class P | $5,000,001 - $25,000,000 | Self | $50,001 - $100,000 | Excepted Investment Fund, | 2021 |
GMDPX GMDPX- Goldman Sachs Short Duration Government Fund Class | $5,000,001 - $25,000,000 | Self | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
IWD IWD- iShares Russell 1000 Value ETF | $5,000,001 - $25,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
SPY SPY- SPDR S&P 500 ETF | $5,000,001 - $25,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
SPY SPY- SPDR S&P 500 ETF | $1,000,001 - $5,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
- Goldman Sachs Bank Deposit | $1,000,001 - $5,000,000 | Self | None (or less than $201) | None, | 2021 |
GGNPX GGNPX- Goldman Sachs High Yield Floating Rate Fund Class | $1,000,001 - $5,000,000 | Self | None (or less than $201) | None, | 2021 |
- BCIP Trust Associates III | $1,000,001 - $5,000,000 | Self | $50,001 - $100,000 | Excepted Investment Fund, | 2021 |
GSWPX GSWPX- Goldman Sachs Small/Mid Cap Growth Fund Class P | $1,000,001 - $5,000,000 | Self | None (or less than $201) | None, | 2021 |
GSXPX GSXPX- Goldman Sachs Small Cap Value Insights Fund Class | $1,000,001 - $5,000,000 | Self | None (or less than $201) | None, | 2021 |
GGFPX GGFPX- Goldman Sachs International Equity Insights Fund C | $1,000,001 - $5,000,000 | Self | None (or less than $201) | None, | 2021 |
GSXPX GSXPX- Goldman Sachs Small Cap Value Insights Fund Class | $1,000,001 - $5,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
HEDJ HEDJ- WisdomTree Europe Hedged Equity Fund | $1,000,001 - $5,000,000 | Self | None (or less than $201) | None, | 2021 |
GGNPX GGNPX- Goldman Sachs High Yield Floating Rate Fund Class | $1,000,001 - $5,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
GAHPX GAHPX- Goldman Sachs Emerging Markets Equity Fund Class P | $1,000,001 - $5,000,000 | Self | None (or less than $201) | None, | 2021 |
IWF IWF- iShares Russell 1000 Growth ETF | $1,000,001 - $5,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
IWD IWD- iShares Russell 1000 Value ETF | $1,000,001 - $5,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
GSWPX GSWPX- Goldman Sachs Small/Mid Cap Growth Fund Class P | $1,000,001 - $5,000,000 | Self | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
SPY SPY- SPDR S&P 500 ETF | $1,000,001 - $5,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
GGFPX GGFPX- Goldman Sachs International Equity Insights Fund C | $1,000,001 - $5,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
ACWX ACWX- iShares MSCI ACWI ex U.S. ETF | $1,000,001 - $5,000,000 | Self | None (or less than $201) | None, | 2021 |
GAHPX GAHPX- Goldman Sachs Emerging Markets Equity Fund Class P | $1,000,001 - $5,000,000 | Self | $2,501 - $5,000 | Excepted Investment Fund, | 2021 |
ACWX ACWX- iShares MSCI ACWI ex U.S. ETF | $1,000,001 - $5,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
GMNPX GMNPX- Goldman Sachs MLP Energy Infrastructure Fund Class | $1,000,001 - $5,000,000 | Self | None (or less than $201) | None, | 2021 |
GAMPX GAMPX- Goldman Sachs Energy Infrastructure Fund Class P | $1,000,001 - $5,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
GSWPX GSWPX- Goldman Sachs Small/Mid Cap Growth Fund Class P | $1,000,001 - $5,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
GMNPX GMNPX- Goldman Sachs MLP Energy Infrastructure Fund Class | $1,000,001 - $5,000,000 | Self | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
- Goldman Sachs Bank Deposit | $1,000,001 - $5,000,000 | Self | None (or less than $201) | None, | 2021 |
GGNPX GGNPX- Goldman Sachs High Yield Floating Rate Fund Class | $1,000,001 - $5,000,000 | Self | None (or less than $201) | None, | 2021 |
GSWPX GSWPX- Goldman Sachs Small/Mid Cap Growth Fund Class P | $1,000,001 - $5,000,000 | Self | None (or less than $201) | None, | 2021 |
GSXPX GSXPX- Goldman Sachs Small Cap Value Insights Fund Class | $1,000,001 - $5,000,000 | Self | None (or less than $201) | None, | 2021 |
GGFPX GGFPX- Goldman Sachs International Equity Insights Fund C | $1,000,001 - $5,000,000 | Self | None (or less than $201) | None, | 2021 |
HEDJ HEDJ- WisdomTree Europe Hedged Equity Fund | $1,000,001 - $5,000,000 | Self | None (or less than $201) | None, | 2021 |
GAHPX GAHPX- Goldman Sachs Emerging Markets Equity Fund Class P | $1,000,001 - $5,000,000 | Self | None (or less than $201) | None, | 2021 |
ACWX ACWX- iShares MSCI ACWI ex U.S. ETF | $1,000,001 - $5,000,000 | Self | None (or less than $201) | None, | 2021 |
GMNPX GMNPX- Goldman Sachs MLP Energy Infrastructure Fund Class | $1,000,001 - $5,000,000 | Self | None (or less than $201) | None, | 2021 |
- BCIP Trust Associates III | $1,000,001 - $5,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
GGFPX GGFPX- Goldman Sachs International Equity Insights Fund C | $1,000,001 - $5,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
GGNPX GGNPX- Goldman Sachs High Yield Floating Rate Fund Class | $1,000,001 - $5,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
IWF IWF- iShares Russell 1000 Growth ETF | $1,000,001 - $5,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
GMNPX GMNPX- Goldman Sachs MLP Energy Infrastructure Fund Class | $1,000,001 - $5,000,000 | Self | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
ACWX ACWX- iShares MSCI ACWI ex U.S. ETF | $1,000,001 - $5,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
IWD IWD- iShares Russell 1000 Value ETF | $1,000,001 - $5,000,000 | Self | $50,001 - $100,000 | Excepted Investment Fund, | 2021 |
IWD IWD- iShares Russell 1000 Value ETF | $1,000,001 - $5,000,000 | Self | $50,001 - $100,000 | Excepted Investment Fund, | 2021 |
SPY SPY- SPDR S&P 500 ETF | $1,000,001 - $5,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
ACWX ACWX- iShares MSCI ACWI ex U.S. ETF | $1,000,001 - $5,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
IWD IWD- iShares Russell 1000 Value ETF | $1,000,001 - $5,000,000 | Self | $50,001 - $100,000 | Excepted Investment Fund, | 2021 |
IWF IWF- iShares Russell 1000 Growth ETF | $1,000,001 - $5,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
GGNPX GGNPX- Goldman Sachs High Yield Floating Rate Fund Class | $1,000,001 - $5,000,000 | Self | $50,001 - $100,000 | Excepted Investment Fund, | 2021 |
ACWX ACWX- iShares MSCI ACWI ex U.S. ETF | $1,000,001 - $5,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
GAHPX GAHPX- Goldman Sachs Emerging Markets Equity Fund Class P | $1,000,001 - $5,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
HEDJ HEDJ- WisdomTree Europe Hedged Equity Fund | $1,000,001 - $5,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
- BCIP Trust Associates III | $1,000,001 - $5,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
- BCIP Trust Associates III | $1,000,001 - $5,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
GGFPX GGFPX- Goldman Sachs International Equity Insights Fund C | $1,000,001 - $5,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
GGFPX GGFPX- Goldman Sachs International Equity Insights Fund C | $1,000,001 - $5,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
GGNPX GGNPX- Goldman Sachs High Yield Floating Rate Fund Class | $1,000,001 - $5,000,000 | Self | $50,001 - $100,000 | Excepted Investment Fund, | 2021 |
GGNPX GGNPX- Goldman Sachs High Yield Floating Rate Fund Class | $1,000,001 - $5,000,000 | Self | $50,001 - $100,000 | Excepted Investment Fund, | 2021 |
ACWX ACWX- iShares MSCI ACWI ex U.S. ETF | $1,000,001 - $5,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
GGFPX GGFPX- Goldman Sachs International Equity Insights Fund C | $1,000,001 - $5,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
- BCIP Trust Associates III | $1,000,001 - $5,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
GAHPX GAHPX- Goldman Sachs Emerging Markets Equity Fund Class P | $1,000,001 - $5,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
GGNPX GGNPX- Goldman Sachs High Yield Floating Rate Fund Class | $1,000,001 - $5,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
GMNPX GMNPX- Goldman Sachs MLP Energy Infrastructure Fund Cla | $1,000,001 - $5,000,000 | Self | None (or less than $201) | None, | 2021 |
HEDJ HEDJ- WisdomTree Europe Hedged Equity Fund | $1,000,001 - $5,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
ACWX ACWX- iShares MSCI ACWI ex U.S. ETF | $1,000,001 - $5,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
GAHPX GAHPX- Goldman Sachs Emerging Markets Equity Fund Class P | $1,000,001 - $5,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
HEDJ HEDJ- WisdomTree Europe Hedged Equity Fund | $1,000,001 - $5,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
ACWX ACWX- iShares MSCI ACWI ex U.S. ETF | $1,000,001 - $5,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
GGFPX GGFPX- Goldman Sachs International Equity Insights Fund C | $1,000,001 - $5,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
GSXPX GSXPX- Goldman Sachs Small Cap Value Insights Fund Class | $1,000,001 - $5,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
GSWPX GSWPX- Goldman Sachs Small/Mid Cap Growth Fund Class P | $1,000,001 - $5,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
GGNPX GGNPX- Goldman Sachs High Yield Floating Rate Fund Class | $1,000,001 - $5,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
IWF IWF- iShares Russell 1000 Growth ETF | $1,000,001 - $5,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
GMNPX GMNPX- Goldman Sachs MLP Energy Infrastructure Fund Class | $1,000,001 - $5,000,000 | Self | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
ACWX ACWX- iShares MSCI ACWI ex U.S. ETF | $1,000,001 - $5,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
ACWX ACWX- iShares MSCI ACWI ex U.S. ETF | $1,000,001 - $5,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
GAHPX GAHPX- Goldman Sachs Emerging Markets Equity Fund Class P | $1,000,001 - $5,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
GGFPX GGFPX- Goldman Sachs International Equity Insights Fund C | $1,000,001 - $5,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
SPY SPY- SPDR S&P 500 ETF | $1,000,001 - $5,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
GGFPX GGFPX- Goldman Sachs International Equity Insights Fund C | $1,000,001 - $5,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
GMNPX GMNPX- Goldman Sachs MLP Energy Infrastructure Fund Class | $1,000,001 - $5,000,000 | Self | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
GGNPX GGNPX- Goldman Sachs High Yield Floating Rate Fund Class | $1,000,001 - $5,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
IWD IWD- iShares Russell 1000 Value ETF | $1,000,001 - $5,000,000 | Self | $50,001 - $100,000 | Excepted Investment Fund, | 2021 |
IWF IWF- iShares Russell 1000 Growth ETF | $1,000,001 - $5,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
GGNPX GGNPX- Goldman Sachs High Yield Floating Rate Fund Class | $1,000,001 - $5,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
GGNPX GGNPX- Goldman Sachs High Yield Floating Rate Fund Class | $1,000,001 - $5,000,000 | Self | $50,001 - $100,000 | Excepted Investment Fund, | 2021 |
HEDJ HEDJ- WisdomTree Europe Hedged Equity Fund | $1,000,001 - $5,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
- BCIP Trust Associates III | $1,000,001 - $5,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
IWF IWF- iShares Russell 1000 Growth ETF | $1,000,001 - $5,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
IWD IWD- iShares Russell 1000 Value ETF | $1,000,001 - $5,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
GSWPX GSWPX- Goldman Sachs Small/Mid Cap Growth Fund Class P | $1,000,001 - $5,000,000 | Self | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
SPY SPY- SPDR S&P 500 ETF | $1,000,001 - $5,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
GGFPX GGFPX- Goldman Sachs International Equity Insights Fund C | $1,000,001 - $5,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
GGFPX GGFPX- Goldman Sachs International Equity Insights Fund C | $1,000,001 - $5,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
GAHPX GAHPX- Goldman Sachs Emerging Markets Equity Fund Class P | $1,000,001 - $5,000,000 | Self | $2,501 - $5,000 | Excepted Investment Fund, | 2021 |
ACWX ACWX- iShares MSCI ACWI ex U.S. ETF | $1,000,001 - $5,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
GSWPX GSWPX- Goldman Sachs Small/Mid Cap Growth Fund Class P | $1,000,001 - $5,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
GSXPX GSXPX- Goldman Sachs Small Cap Value Insights Fund Class | $1,000,001 - $5,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
SPY SPY- SPDR S&P 500 ETF | $1,000,001 - $5,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
GSXPX GSXPX- Goldman Sachs Small Cap Value Insights Fund Class | $1,000,001 - $5,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
GAMPX GAMPX- Goldman Sachs Energy Infrastructure Fund Class P | $1,000,001 - $5,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
GSWPX GSWPX- Goldman Sachs Small/Mid Cap Growth Fund Class P | $1,000,001 - $5,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Goldman Sachs Bank Deposit | $500,001 - $1,000,000 | Spouse | $5,001 - $15,000 | Excepted Investment Fund, | 2021 |
- BCIP Associates III | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
- Goldman Sachs Bank Deposit | $500,001 - $1,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
GAHPX GAHPX- Goldman Sachs Emerging Markets Equity Fund Class P | $500,001 - $1,000,000 | Self | $5,001 - $15,000 | Excepted Investment Fund, | 2021 |
GAMPX GAMPX- Goldman Sachs Energy Infrastructure Fund Class P | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $50,001 - $100,000 | Excepted Investment Fund, | 2021 |
HEDJ HEDJ- WisdomTree Europe Hedged Equity Fund | $500,001 - $1,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
GSXPX GSXPX- Goldman Sachs Small Cap Value Insights Fund Class | $500,001 - $1,000,000 | Self | $2,501 - $5,000 | Excepted Investment Fund, | 2021 |
GSWPX GSWPX- Goldman Sachs Small/Mid Cap Growth Fund Class P | $500,001 - $1,000,000 | Self | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
- Apartment Building | $500,001 - $1,000,000 | Self | None (or less than $201) | None, | 2021 |
- Bank of America | $500,001 - $1,000,000 | Joint | None (or less than $201) | Interest, | 2021 |
GGLPX GGLPX- Goldman Sachs High Yield Municipal Fund Class P | $500,001 - $1,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
- Goldman Sachs Bank Deposit | $500,001 - $1,000,000 | Self | $5,001 - $15,000 | Interest, | 2021 |
- Bank of America | $500,001 - $1,000,000 | Joint | $201 - $1,000 | Interest, | 2021 |
- Apartment Building | $500,001 - $1,000,000 | Self | None (or less than $201) | None, | 2021 |
GMNPX GMNPX- Goldman Sachs MLP Energy Infrastructure Fund Class | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
- BCIP Associates III | Over $1,000,000 and held independently by spouse or dependent child | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Bain Capital Fund X | $500,001 - $1,000,000 | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
- Bain Capital Fund VII | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
- The D3 Family Bulldog Fund, LP | $500,001 - $1,000,000 | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
- Golden Gate Capital Opportunity Fund, LP | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $50,001 - $100,000 | Excepted Investment Fund, | 2021 |
- Solamere Capital Fund II GP, LP | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $5,001 - $15,000 | Excepted Investment Fund, | 2021 |
- Solamere Holding Company, LLC | $500,001 - $1,000,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Solamere Group Hedge Investments, LLC | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
- SV-SC Investments, LLC | Over $1,000,000 and held independently by spouse or dependent child | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Solamere Capital AF III, LP | $500,001 - $1,000,000 | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
- Solamere Capital Fund III, LP | $500,001 - $1,000,000 | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
- Solamere Capital Fund II, LP | Over $1,000,000 and held independently by spouse or dependent child | Spouse | Over $1,000,000 and held independently by spouse or dependent child | Excepted Investment Fund, | 2021 |
- Solamere Founders Fund I, LP | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
ACWX ACWX- iShares MSCI ACWI ex U.S. ETF | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
GAHPX GAHPX- Goldman Sachs Emerging Markets Equity Fund Class P | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $5,001 - $15,000 | Excepted Investment Fund, | 2021 |
HEDJ HEDJ- WisdomTree Europe Hedged Equity Fund | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
GGFPX GGFPX- Goldman Sachs International Equity Insights Fund C | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
SPY SPY- SPDR S&P 500 ETF | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
KBE KBE- SPDR S&P Bank ETF | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
GSXPX GSXPX- Goldman Sachs Small Cap Value Insights Fund Class | $500,001 - $1,000,000 | Spouse | $5,001 - $15,000 | Excepted Investment Fund, | 2021 |
GSWPX GSWPX- Goldman Sachs Small/Mid Cap Growth Fund Class P | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
IWD IWD- iShares Russell 1000 Value ETF | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $50,001 - $100,000 | Excepted Investment Fund, | 2021 |
GGLPX GGLPX- Goldman Sachs High Yield Municipal Fund Class P | $500,001 - $1,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
HEDJ HEDJ- WisdomTree Europe Hedged Equity Fund | $500,001 - $1,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
IWM IWM- iShares Russell 2000 ETF | $500,001 - $1,000,000 | Self | $5,001 - $15,000 | Excepted Investment Fund, | 2021 |
IWF IWF- iShares Russell 1000 Growth ETF | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
GGLPX GGLPX- Goldman Sachs High Yield Municipal Fund Class P | $500,001 - $1,000,000 | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
GGNPX GGNPX- Goldman Sachs High Yield Floating Rate Fund Class | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $50,001 - $100,000 | Excepted Investment Fund, | 2021 |
GANPX GANPX- Goldman Sachs Short Duration Tax-Free Fund Class P | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
GMDPX GMDPX- Goldman Sachs Short Duration Government Fund Class | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
- Goldman Sachs Bank Deposit | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $2,501 - $5,000 | Interest, | 2021 |
GMCPX GMCPX- Goldman Sachs Short Duration Income Fund Class P | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
GMDPX GMDPX- Goldman Sachs Short Duration Government Fund Class | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $50,001 - $100,000 | Excepted Investment Fund, | 2021 |
GANPX GANPX- Goldman Sachs Short Duration Tax-Free Fund Class P | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $50,001 - $100,000 | Excepted Investment Fund, | 2021 |
GGNPX GGNPX- Goldman Sachs High Yield Floating Rate Fund Class | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $50,001 - $100,000 | Excepted Investment Fund, | 2021 |
GGLPX GGLPX- Goldman Sachs High Yield Municipal Fund Class P | $500,001 - $1,000,000 | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
IWF IWF- iShares Russell 1000 Growth ETF | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
IWD IWD- iShares Russell 1000 Value ETF | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $50,001 - $100,000 | Excepted Investment Fund, | 2021 |
GSWPX GSWPX- Goldman Sachs Small/Mid Cap Growth Fund Class P | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
KBE KBE- SPDR S&P Bank ETF | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
SPY SPY- SPDR S&P 500 ETF | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
GGFPX GGFPX- Goldman Sachs International Equity Insights Fund C | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
HEDJ HEDJ- WisdomTree Europe Hedged Equity Fund | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
GAHPX GAHPX- Goldman Sachs Emerging Markets Equity Fund Class P | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $2,501 - $5,000 | Excepted Investment Fund, | 2021 |
ACWX ACWX- iShares MSCI ACWI ex U.S. ETF | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
IWM IWM- iShares Russell 2000 ETF | $500,001 - $1,000,000 | Spouse | $5,001 - $15,000 | Excepted Investment Fund, | 2021 |
GMCPX GMCPX- Goldman Sachs Short Duration Income Fund Class P | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
- Goldman Sachs Bank Deposit | $500,001 - $1,000,000 | Spouse | $5,001 - $15,000 | Excepted Investment Fund, | 2021 |
- Solamere Founders Fund I, LP | Over $1,000,000 and held independently by spouse or dependent child | Spouse | Over $1,000,000 and held independently by spouse or dependent child | Excepted Investment Fund, | 2021 |
- Solamere Capital Fund II, LP | Over $1,000,000 and held independently by spouse or dependent child | Spouse | Over $1,000,000 and held independently by spouse or dependent child | Excepted Investment Fund, | 2021 |
- Solamere Capital Fund III, LP | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
- Solamere Capital AF III, LP | Over $1,000,000 and held independently by spouse or dependent child | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- SV-SC Investments, LLC | $500,001 - $1,000,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Solamere Group Hedge Investments, LLC | Over $1,000,000 and held independently by spouse or dependent child | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
HEDJ HEDJ- WisdomTree Europe Hedged Equity Fund | $500,001 - $1,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
GSXPX GSXPX- Goldman Sachs Small Cap Value Insights Fund Class | $500,001 - $1,000,000 | Self | $2,501 - $5,000 | Excepted Investment Fund, | 2021 |
GSWPX GSWPX- Goldman Sachs Small/Mid Cap Growth Fund Class P | $500,001 - $1,000,000 | Self | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
GGLPX GGLPX- Goldman Sachs High Yield Municipal Fund Class P | $500,001 - $1,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
- BCIP Associates III | Over $1,000,000 and held independently by spouse or dependent child | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
GAMPX GAMPX- Goldman Sachs Energy Infrastructure Fund Class P | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $50,001 - $100,000 | Excepted Investment Fund, | 2021 |
- Goldman Sachs Bank Deposit | $500,001 - $1,000,000 | Self | $5,001 - $15,000 | Interest, | 2021 |
- Bank of America | $500,001 - $1,000,000 | Joint | None (or less than $201) | Interest, | 2021 |
- Apartment Building | $500,001 - $1,000,000 | Self | None (or less than $201) | None, | 2021 |
- Solamere Capital Fund II, LP | Over $1,000,000 and held independently by spouse or dependent child | Spouse | Over $1,000,000 and held independently by spouse or dependent child | Excepted Investment Fund, | 2021 |
- Goldman Sachs Bank Deposit | $500,001 - $1,000,000 | Self | $5,001 - $15,000 | Interest, | 2021 |
GGLPX GGLPX- Goldman Sachs High Yield Municipal Fund Class P | $500,001 - $1,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
GSWPX GSWPX- Goldman Sachs Small/Mid Cap Growth Fund Class P | $500,001 - $1,000,000 | Self | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
GSXPX GSXPX- Goldman Sachs Small Cap Value Insights Fund Class | $500,001 - $1,000,000 | Self | $2,501 - $5,000 | Excepted Investment Fund, | 2021 |
HEDJ HEDJ- WisdomTree Europe Hedged Equity Fund | $500,001 - $1,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
GAHPX GAHPX- Goldman Sachs Emerging Markets Equity Fund Class P | $500,001 - $1,000,000 | Self | $5,001 - $15,000 | Excepted Investment Fund, | 2021 |
- Goldman Sachs Bank Deposit | $500,001 - $1,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Goldman Sachs Bank Deposit | $500,001 - $1,000,000 | Spouse | $5,001 - $15,000 | Excepted Investment Fund, | 2021 |
GMCPX GMCPX- Goldman Sachs Short Duration Income Fund Class P | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
GMDPX GMDPX- Goldman Sachs Short Duration Government Fund Class | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
GANPX GANPX- Goldman Sachs Short Duration Tax-Free Fund Class P | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
GGNPX GGNPX- Goldman Sachs High Yield Floating Rate Fund Class | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $50,001 - $100,000 | Excepted Investment Fund, | 2021 |
GGLPX GGLPX- Goldman Sachs High Yield Municipal Fund Class P | $500,001 - $1,000,000 | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
IWF IWF- iShares Russell 1000 Growth ETF | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
IWD IWD- iShares Russell 1000 Value ETF | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $50,001 - $100,000 | Excepted Investment Fund, | 2021 |
GSWPX GSWPX- Goldman Sachs Small/Mid Cap Growth Fund Class P | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
GSXPX GSXPX- Goldman Sachs Small Cap Value Insights Fund Class | $500,001 - $1,000,000 | Spouse | $5,001 - $15,000 | Excepted Investment Fund, | 2021 |
KBE KBE- SPDR S&P Bank ETF | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
SPY SPY- SPDR S&P 500 ETF | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
GGFPX GGFPX- Goldman Sachs International Equity Insights Fund C | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
HEDJ HEDJ- WisdomTree Europe Hedged Equity Fund | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
GAHPX GAHPX- Goldman Sachs Emerging Markets Equity Fund Class P | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $5,001 - $15,000 | Excepted Investment Fund, | 2021 |
ACWX ACWX- iShares MSCI ACWI ex U.S. ETF | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
- Solamere Founders Fund I, LP | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
- Bank of America | $500,001 - $1,000,000 | Joint | $201 - $1,000 | Interest, | 2021 |
- Apartment Building | $500,001 - $1,000,000 | Self | None (or less than $201) | None, | 2021 |
GMNPX GMNPX- Goldman Sachs MLP Energy Infrastructure Fund Class | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
- BCIP Associates III | Over $1,000,000 and held independently by spouse or dependent child | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Bain Capital Fund X | $500,001 - $1,000,000 | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
- Bain Capital Fund VII | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
- The D3 Family Bulldog Fund, LP | $500,001 - $1,000,000 | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
- Golden Gate Capital Opportunity Fund, LP | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $50,001 - $100,000 | Excepted Investment Fund, | 2021 |
- Solamere Capital Fund II GP, LP | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $5,001 - $15,000 | Excepted Investment Fund, | 2021 |
- Solamere Group Hedge Investments, LLC | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
- SV-SC Investments, LLC | Over $1,000,000 and held independently by spouse or dependent child | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Solamere Capital AF III, LP | $500,001 - $1,000,000 | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
- Solamere Capital Fund III, LP | $500,001 - $1,000,000 | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
- Solamere Capital Fund II, LP | Over $1,000,000 and held independently by spouse or dependent child | Spouse | Over $1,000,000 and held independently by spouse or dependent child | Excepted Investment Fund, | 2021 |
- Solamere Capital Fund III, LP | $500,001 - $1,000,000 | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
- Solamere Capital AF III, LP | $500,001 - $1,000,000 | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
- SV-SC Investments, LLC | Over $1,000,000 and held independently by spouse or dependent child | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Solamere Group Hedge Investments, LLC | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
- Solamere Holding Company, LLC | $500,001 - $1,000,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Solamere Capital Fund II GP, LP | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $5,001 - $15,000 | Excepted Investment Fund, | 2021 |
- Solamere Founders Fund I, LP | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
ACWX ACWX- iShares MSCI ACWI ex U.S. ETF | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
GAHPX GAHPX- Goldman Sachs Emerging Markets Equity Fund Class P | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $5,001 - $15,000 | Excepted Investment Fund, | 2021 |
HEDJ HEDJ- WisdomTree Europe Hedged Equity Fund | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
- Golden Gate Capital Opportunity Fund, LP | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $50,001 - $100,000 | Excepted Investment Fund, | 2021 |
GGFPX GGFPX- Goldman Sachs International Equity Insights Fund C | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
- The D3 Family Bulldog Fund, LP | $500,001 - $1,000,000 | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
SPY SPY- SPDR S&P 500 ETF | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
- Bain Capital Fund VII | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
KBE KBE- SPDR S&P Bank ETF | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
GSXPX GSXPX- Goldman Sachs Small Cap Value Insights Fund Class | $500,001 - $1,000,000 | Spouse | $5,001 - $15,000 | Excepted Investment Fund, | 2021 |
GSWPX GSWPX- Goldman Sachs Small/Mid Cap Growth Fund Class P | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
- Bain Capital Fund X | $500,001 - $1,000,000 | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
IWD IWD- iShares Russell 1000 Value ETF | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $50,001 - $100,000 | Excepted Investment Fund, | 2021 |
IWF IWF- iShares Russell 1000 Growth ETF | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
GGLPX GGLPX- Goldman Sachs High Yield Municipal Fund Class P | $500,001 - $1,000,000 | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
GGNPX GGNPX- Goldman Sachs High Yield Floating Rate Fund Class | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $50,001 - $100,000 | Excepted Investment Fund, | 2021 |
GANPX GANPX- Goldman Sachs Short Duration Tax-Free Fund Class P | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
- Solamere Holding Company, LLC | $500,001 - $1,000,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
GMDPX GMDPX- Goldman Sachs Short Duration Government Fund Class | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
GMCPX GMCPX- Goldman Sachs Short Duration Income Fund Class P | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
- Goldman Sachs Bank Deposit | $500,001 - $1,000,000 | Spouse | $5,001 - $15,000 | Excepted Investment Fund, | 2021 |
- BCIP Associates III | Over $1,000,000 and held independently by spouse or dependent child | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
GMNPX GMNPX- Goldman Sachs MLP Energy Infrastructure Fund Class | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
- Apartment Building | $500,001 - $1,000,000 | Self | None (or less than $201) | None, | 2021 |
- Bank of America | $500,001 - $1,000,000 | Joint | $201 - $1,000 | Interest, | 2021 |
- Goldman Sachs Bank Deposit | $500,001 - $1,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
GAHPX GAHPX- Goldman Sachs Emerging Markets Equity Fund Class P | $500,001 - $1,000,000 | Self | $5,001 - $15,000 | Excepted Investment Fund, | 2021 |
HEDJ HEDJ- WisdomTree Europe Hedged Equity Fund | $500,001 - $1,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
GSXPX GSXPX- Goldman Sachs Small Cap Value Insights Fund Class | $500,001 - $1,000,000 | Self | $2,501 - $5,000 | Excepted Investment Fund, | 2021 |
GSWPX GSWPX- Goldman Sachs Small/Mid Cap Growth Fund Class P | $500,001 - $1,000,000 | Self | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
GGLPX GGLPX- Goldman Sachs High Yield Municipal Fund Class P | $500,001 - $1,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
- Goldman Sachs Bank Deposit | $500,001 - $1,000,000 | Self | $5,001 - $15,000 | Interest, | 2021 |
- Bank of America | $500,001 - $1,000,000 | Joint | $201 - $1,000 | Interest, | 2021 |
- Apartment Building | $500,001 - $1,000,000 | Self | None (or less than $201) | None, | 2021 |
GMNPX GMNPX- Goldman Sachs MLP Energy Infrastructure Fund Class | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
- BCIP Associates III | Over $1,000,000 and held independently by spouse or dependent child | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Bain Capital Fund X | $500,001 - $1,000,000 | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
- Bain Capital Fund VII | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
- The D3 Family Bulldog Fund, LP | $500,001 - $1,000,000 | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
- Golden Gate Capital Opportunity Fund, LP | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $50,001 - $100,000 | Excepted Investment Fund, | 2021 |
- Solamere Capital Fund II GP, LP | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $5,001 - $15,000 | Excepted Investment Fund, | 2021 |
- Solamere Holding Company, LLC | $500,001 - $1,000,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Solamere Group Hedge Investments, LLC | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
- SV-SC Investments, LLC | Over $1,000,000 and held independently by spouse or dependent child | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Solamere Capital AF III, LP | $500,001 - $1,000,000 | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
- Solamere Capital Fund III, LP | $500,001 - $1,000,000 | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
GGLPX GGLPX- Goldman Sachs High Yield Municipal Fund Class P | $500,001 - $1,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
HEDJ HEDJ- WisdomTree Europe Hedged Equity Fund | $500,001 - $1,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
IWM IWM- iShares Russell 2000 ETF | $500,001 - $1,000,000 | Self | $5,001 - $15,000 | Excepted Investment Fund, | 2021 |
- Solamere Capital Fund II, LP | Over $1,000,000 and held independently by spouse or dependent child | Spouse | Over $1,000,000 and held independently by spouse or dependent child | Excepted Investment Fund, | 2021 |
- Solamere Founders Fund I, LP | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
ACWX ACWX- iShares MSCI ACWI ex U.S. ETF | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
- Goldman Sachs Bank Deposit | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $2,501 - $5,000 | Interest, | 2021 |
GMCPX GMCPX- Goldman Sachs Short Duration Income Fund Class P | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
GMDPX GMDPX- Goldman Sachs Short Duration Government Fund Class | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $50,001 - $100,000 | Excepted Investment Fund, | 2021 |
GANPX GANPX- Goldman Sachs Short Duration Tax-Free Fund Class P | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $50,001 - $100,000 | Excepted Investment Fund, | 2021 |
GGNPX GGNPX- Goldman Sachs High Yield Floating Rate Fund Class | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $50,001 - $100,000 | Excepted Investment Fund, | 2021 |
GGLPX GGLPX- Goldman Sachs High Yield Municipal Fund Class P | $500,001 - $1,000,000 | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
IWF IWF- iShares Russell 1000 Growth ETF | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
IWD IWD- iShares Russell 1000 Value ETF | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $50,001 - $100,000 | Excepted Investment Fund, | 2021 |
GSWPX GSWPX- Goldman Sachs Small/Mid Cap Growth Fund Class P | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
KBE KBE- SPDR S&P Bank ETF | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
SPY SPY- SPDR S&P 500 ETF | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
GGFPX GGFPX- Goldman Sachs International Equity Insights Fund C | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
HEDJ HEDJ- WisdomTree Europe Hedged Equity Fund | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
GAHPX GAHPX- Goldman Sachs Emerging Markets Equity Fund Class P | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $2,501 - $5,000 | Excepted Investment Fund, | 2021 |
ACWX ACWX- iShares MSCI ACWI ex U.S. ETF | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
IWM IWM- iShares Russell 2000 ETF | $500,001 - $1,000,000 | Spouse | $5,001 - $15,000 | Excepted Investment Fund, | 2021 |
GAHPX GAHPX- Goldman Sachs Emerging Markets Equity Fund Class P | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $5,001 - $15,000 | Excepted Investment Fund, | 2021 |
HEDJ HEDJ- WisdomTree Europe Hedged Equity Fund | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
GGFPX GGFPX- Goldman Sachs International Equity Insights Fund C | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
SPY SPY- SPDR S&P 500 ETF | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
KBE KBE- SPDR S&P Bank ETF | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
- Solamere Founders Fund I, LP | Over $1,000,000 and held independently by spouse or dependent child | Spouse | Over $1,000,000 and held independently by spouse or dependent child | Excepted Investment Fund, | 2021 |
- Solamere Capital Fund II, LP | Over $1,000,000 and held independently by spouse or dependent child | Spouse | Over $1,000,000 and held independently by spouse or dependent child | Excepted Investment Fund, | 2021 |
- Solamere Capital Fund III, LP | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
- Solamere Capital AF III, LP | Over $1,000,000 and held independently by spouse or dependent child | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- SV-SC Investments, LLC | $500,001 - $1,000,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Solamere Group Hedge Investments, LLC | Over $1,000,000 and held independently by spouse or dependent child | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
GSXPX GSXPX- Goldman Sachs Small Cap Value Insights Fund Class | $500,001 - $1,000,000 | Spouse | $5,001 - $15,000 | Excepted Investment Fund, | 2021 |
GSWPX GSWPX- Goldman Sachs Small/Mid Cap Growth Fund Class P | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
IWD IWD- iShares Russell 1000 Value ETF | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $50,001 - $100,000 | Excepted Investment Fund, | 2021 |
IWF IWF- iShares Russell 1000 Growth ETF | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
GGLPX GGLPX- Goldman Sachs High Yield Municipal Fund Class P | $500,001 - $1,000,000 | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
GGNPX GGNPX- Goldman Sachs High Yield Floating Rate Fund Class | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $50,001 - $100,000 | Excepted Investment Fund, | 2021 |
- Golden Gate Capital Opportunity Fund, LP | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
- The D3 Family Bulldog Fund, LP | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
GANPX GANPX- Goldman Sachs Short Duration Tax-Free Fund Class P | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
- Bain Capital Fund VII | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
GMDPX GMDPX- Goldman Sachs Short Duration Government Fund Class | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
GMCPX GMCPX- Goldman Sachs Short Duration Income Fund Class P | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
- Bain Capital Fund X | $500,001 - $1,000,000 | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
- Golden Gate Capital Opportunity Fund, LP | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
- The D3 Family Bulldog Fund, LP | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
- Bain Capital Fund VII | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
- Bain Capital Fund X | $500,001 - $1,000,000 | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
- Goldman Sachs Bank Deposit | $500,001 - $1,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
GAHPX GAHPX- Goldman Sachs Emerging Markets Equity Fund Class P | $500,001 - $1,000,000 | Self | $5,001 - $15,000 | Excepted Investment Fund, | 2021 |
- Gold Bullion | $250,001 - $500,000 | Self | None (or less than $201) | None, | 2021 |
- Bain Capital VII Coinvestment Fund | $250,001 - $500,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Gold Bullion | $250,001 - $500,000 | Self | None (or less than $201) | None, | 2021 |
- Bain Capital VII Coinvestment Fund | $250,001 - $500,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Goldman Sachs Bank Deposit | $250,001 - $500,000 | Self | $2,501 - $5,000 | Interest, | 2021 |
- Gold Bullion | $250,001 - $500,000 | Self | None (or less than $201) | None, | 2021 |
- Vantage 2 LLC | $250,001 - $500,000 | Spouse | None (or less than $201) | None, | 2021 |
- Vantage 2 LLC | $250,001 - $500,000 | Spouse | None (or less than $201) | None, | 2021 |
- Goldman Sachs Bank Deposit | $250,001 - $500,000 | Self | $2,501 - $5,000 | Interest, | 2021 |
- Vantage 2 LLC | $250,001 - $500,000 | Spouse | None (or less than $201) | None, | 2021 |
- Gold Bullion | $250,001 - $500,000 | Self | None (or less than $201) | None, | 2021 |
- Vantage 2 LLC | $250,001 - $500,000 | Spouse | None (or less than $201) | None, | 2021 |
- Gold Bullion | $250,001 - $500,000 | Self | None (or less than $201) | None, | 2021 |
- Gold Bullion | $250,001 - $500,000 | Self | None (or less than $201) | None, | 2021 |
- GGC Neustar Investors, LP | $100,001 - $250,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Goldman Sachs Bank Deposit | $100,001 - $250,000 | Spouse | $5,001 - $15,000 | Interest, | 2021 |
- GGC Neustar Investors, LP | $100,001 - $250,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Bain Capital VII Coinvestment Fund | $100,001 - $250,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Bain Capital Fund VIII | $100,001 - $250,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Bain Capital Venture Fund 2001 | $100,001 - $250,000 | Spouse | $5,001 - $15,000 | Excepted Investment Fund, | 2021 |
- Brookside Capital Partners Fund | $100,001 - $250,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Promissory Note with ACR Enterprises Inc | $100,001 - $250,000 | Spouse | $5,001 - $15,000 | Interest, | 2021 |
- Rob Rom LLC | $100,001 - $250,000 | Spouse | None (or less than $201) | None, | 2021 |
- Goldman Sachs Bank Deposit | $100,001 - $250,000 | Self | None (or less than $201) | None, | 2021 |
- GGC Neustar Investors, LP | $100,001 - $250,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Bain Capital Fund VIII | $100,001 - $250,000 | Spouse | $201 - $1,000 | Excepted Investment Fund, | 2021 |
- Bain Capital Venture Fund 2007 | $100,001 - $250,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Bain Capital Fund IX | $100,001 - $250,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Promissory Note with ACR Enterprises Inc | $100,001 - $250,000 | Spouse | $5,001 - $15,000 | Interest, | 2021 |
- Rob Rom LLC | $100,001 - $250,000 | Spouse | None (or less than $201) | None, | 2021 |
- Goldman Sachs Bank Deposit | $100,001 - $250,000 | Self | None (or less than $201) | None, | 2021 |
- GGC Neustar Investors, LP | $100,001 - $250,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Bain Capital Fund VIII | $100,001 - $250,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Bain Capital Venture Fund 2007 | $100,001 - $250,000 | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
- Bain Capital Fund IX | $100,001 - $250,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Promissory Note with ACR Enterprises Inc | $100,001 - $250,000 | Spouse | $5,001 - $15,000 | Interest, | 2021 |
- Rob Rom LLC | $100,001 - $250,000 | Spouse | None (or less than $201) | None, | 2021 |
- Goldman Sachs Bank Deposit | $100,001 - $250,000 | Spouse | $5,001 - $15,000 | Interest, | 2021 |
- GGC Neustar Investors, LP | $100,001 - $250,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Bain Capital VII Coinvestment Fund | $100,001 - $250,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Bain Capital Fund VIII | $100,001 - $250,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Bain Capital Venture Fund 2001 | $100,001 - $250,000 | Spouse | $5,001 - $15,000 | Excepted Investment Fund, | 2021 |
- Brookside Capital Partners Fund | $100,001 - $250,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Promissory Note with ACR Enterprises Inc | $100,001 - $250,000 | Spouse | $5,001 - $15,000 | Interest, | 2021 |
- Rob Rom LLC | $100,001 - $250,000 | Spouse | None (or less than $201) | None, | 2021 |
- Goldman Sachs Bank Deposit | $100,001 - $250,000 | Spouse | $5,001 - $15,000 | Interest, | 2021 |
- Bain Capital VII Coinvestment Fund | $100,001 - $250,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Bain Capital Fund VIII | $100,001 - $250,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Bain Capital Venture Fund 2001 | $100,001 - $250,000 | Spouse | $5,001 - $15,000 | Excepted Investment Fund, | 2021 |
- Brookside Capital Partners Fund | $100,001 - $250,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Promissory Note with ACR Enterprises Inc | $100,001 - $250,000 | Spouse | $5,001 - $15,000 | Interest, | 2021 |
- Goldman Sachs Bank Deposit | $100,001 - $250,000 | Spouse | $5,001 - $15,000 | Interest, | 2021 |
- GGC Neustar Investors, LP | $100,001 - $250,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Bain Capital VII Coinvestment Fund | $100,001 - $250,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Bain Capital Fund VIII | $100,001 - $250,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Bain Capital Venture Fund 2001 | $100,001 - $250,000 | Spouse | $5,001 - $15,000 | Excepted Investment Fund, | 2021 |
- Brookside Capital Partners Fund | $100,001 - $250,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Promissory Note with ACR Enterprises Inc | $100,001 - $250,000 | Spouse | $5,001 - $15,000 | Interest, | 2021 |
- Rob Rom LLC | $100,001 - $250,000 | Spouse | None (or less than $201) | None, | 2021 |
- Goldman Sachs Bank Deposit | $50,001 - $100,000 | Self | None (or less than $201) | None, | 2021 |
- Bain Capital Fund VI | $50,001 - $100,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Bain Capital Europe Fund III | $50,001 - $100,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Goldman Sachs Bank Deposit | $50,001 - $100,000 | Self | $1,001 - $2,500 | Interest, | 2021 |
- Bain Capital Venture Fund 2005 | $50,001 - $100,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Bain Capital Fund VI | $50,001 - $100,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Goldman Sachs Bank Deposit | $50,001 - $100,000 | Self | None (or less than $201) | None, | 2021 |
MWTRX MWTRX- Metropolitan West Total Return Bond Fund Class M | $50,001 - $100,000 | Self | $1,001 - $2,500 | Excepted Investment Fund, | 2021 |
MWTRX MWTRX- Metropolitan West Total Return Bond Fund Class M | $50,001 - $100,000 | Self | $1,001 - $2,500 | Excepted Investment Fund, | 2021 |
- Bain Capital Fund VI | $50,001 - $100,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
MWTRX MWTRX- Metropolitan West Total Return Bond Fund Class M | $50,001 - $100,000 | Self | $1,001 - $2,500 | Excepted Investment Fund, | 2021 |
- Bain Capital Fund VIII-E | $50,001 - $100,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Goldman Sachs Bank Deposit | $50,001 - $100,000 | Self | $1,001 - $2,500 | Interest, | 2021 |
- Goldman Sachs Bank Deposit | $50,001 - $100,000 | Self | $1,001 - $2,500 | Interest, | 2021 |
- Bain Capital Fund VI | $50,001 - $100,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Bain Capital Fund VIII-E | $50,001 - $100,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
MWTSX MWTSX- Metropolitan West Total Return Bond Fund Plan Clas | $50,001 - $100,000 | Self | $2,501 - $5,000 | Excepted Investment Fund, | 2021 |
- Bain Capital Europe Fund III | $50,001 - $100,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Goldman Sachs Bank Deposit | $50,001 - $100,000 | Self | None (or less than $201) | None, | 2021 |
- Goldman Sachs Bank Deposit | $50,001 - $100,000 | Self | $1,001 - $2,500 | Interest, | 2021 |
- Bain Capital Fund VI | $50,001 - $100,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Bain Capital Venture Fund 2005 | $50,001 - $100,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Bain Capital Venture Fund 2007 | $50,001 - $100,000 | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
- Goldman Sachs Bank Deposit | $50,001 - $100,000 | Self | $1,001 - $2,500 | Interest, | 2021 |
- Bain Capital Venture Fund 2005 | $50,001 - $100,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Bain Capital Venture Fund 2007 | $50,001 - $100,000 | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
- Bain Capital Venture Fund 2007 | $50,001 - $100,000 | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
- Bain Capital Venture Fund 2005 | $50,001 - $100,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
MWTSX MWTSX- Metropolitan West Total Return Bond Fund Plan Clas | $50,001 - $100,000 | Self | $2,501 - $5,000 | Excepted Investment Fund, | 2021 |
- Goldman Sachs Bank Deposit | $50,001 - $100,000 | Self | None (or less than $201) | None, | 2021 |
- Bain Capital Fund VI | $50,001 - $100,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Bain Capital Venture Fund 2005 | $50,001 - $100,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Bain Capital Venture Fund 2005 | $50,001 - $100,000 | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
- Bain Capital Venture Fund 2007 | $50,001 - $100,000 | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
MWTRX MWTRX- Metropolitan West Total Return Bond Fund Class M | $50,001 - $100,000 | Self | $1,001 - $2,500 | Excepted Investment Fund, | 2021 |
- Goldman Sachs Bank Deposit | $50,001 - $100,000 | Self | $1,001 - $2,500 | Interest, | 2021 |
- Bain Capital Fund VIII-E | $15,001 - $50,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
NCRIX NCRIX- Neuberger Berman Core Bond Fund Investor Class | $15,001 - $50,000 | Self | $1,001 - $2,500 | Excepted Investment Fund, | 2021 |
- GGC Investment Fund II, L.P. | $15,001 - $50,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Bain Capital Europe Fund III | $15,001 - $50,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
WCMIX WCMIX- WCM Focused International Growth Fund Institutiona | $15,001 - $50,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2021 |
- WHITEHALL STREET GLOBAL REAL ESTATE LIMITED PARTNERSHIP 2007 | $15,001 - $50,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Sankaty High Yield Asset Grantor Trust | $15,001 - $50,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2021 |
- GGC Investment Fund II, L.P. | $15,001 - $50,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
APHJX APHJX- Artisan International Small-Mid Fund Institutional | $15,001 - $50,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
ARTFX ARTFX- Artisan High Income Fund Investor Shares | $15,001 - $50,000 | Self | $1,001 - $2,500 | Excepted Investment Fund, | 2021 |
SPYGX SPYGX- Spyglass Growth Fund Institutional Shares | $15,001 - $50,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2021 |
- GGC Investment Fund II, L.P. | $15,001 - $50,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
GQEIX GQEIX- GQG Partners US Select Quality Equity Fund Institu | $15,001 - $50,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2021 |
- WHITEHALL STREET GLOBAL REAL ESTATE LIMITED PARTNERSHIP 2007 | $15,001 - $50,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
APHJX APHJX- Artisan International Small-Mid Fund Institutional | $15,001 - $50,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
APHKX APHKX- Artisan International Value Fund Institutional Cla | $15,001 - $50,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2021 |
ESFIX ESFIX- Ashmore Emerging Markets Short Duration Fund Insti | $15,001 - $50,000 | Self | $1,001 - $2,500 | Excepted Investment Fund, | 2021 |
FMIHX FMIHX- FMI Large Cap Fund Investor Class | $15,001 - $50,000 | Self | $2,501 - $5,000 | Excepted Investment Fund, | 2021 |
- Bain Capital Fund VIII-E | $15,001 - $50,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Bain Capital Fund VIII-E | $15,001 - $50,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
VFIAX VFIAX- Vanguard 500 Index Fund Admiral Shares | $15,001 - $50,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2021 |
- Bain Capital Asia Fund | $15,001 - $50,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Bain Capital Europe Fund III | $15,001 - $50,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
JHEQX JHEQX- JPMorgan Hedged Equity Fund Class I | $15,001 - $50,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2021 |
- Sankaty Credit Opportunities IV | $15,001 - $50,000 | Self | $5,001 - $15,000 | Excepted Investment Fund, | 2021 |
- Bain Capital Asia Fund | $15,001 - $50,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Bain Capital Europe Fund III | $15,001 - $50,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Sankaty High Yield Asset Grantor Trust | $15,001 - $50,000 | Spouse | $201 - $1,000 | Excepted Investment Fund, | 2021 |
- Sankaty High Yield Partners III Grantor Trust | $15,001 - $50,000 | Spouse | $201 - $1,000 | Excepted Investment Fund, | 2021 |
- Vantage 2 LLC | $15,001 - $50,000 | Spouse | None (or less than $201) | None, | 2021 |
EGFIX EGFIX- Edgewood Growth Fund Class Institutional | $15,001 - $50,000 | Self | $1,001 - $2,500 | Excepted Investment Fund, | 2021 |
- Solamere MD Holdings, LLC | $15,001 - $50,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- BCIP Venture Associates | $15,001 - $50,000 | Spouse | $201 - $1,000 | Excepted Investment Fund, | 2021 |
NCRIX NCRIX- Neuberger Berman Core Bond Fund Investor Class | $15,001 - $50,000 | Self | $1,001 - $2,500 | Excepted Investment Fund, | 2021 |
VFINX VFINX- Vanguard 500 Index Fund Investor Shares | $15,001 - $50,000 | Self | $1,001 - $2,500 | Excepted Investment Fund, | 2021 |
- Sankaty Credit Opportunities IV | $15,001 - $50,000 | Self | $5,001 - $15,000 | Excepted Investment Fund, | 2021 |
- Solamere MD Holdings, LLC | $15,001 - $50,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Sankaty High Yield Asset Grantor Trust | $15,001 - $50,000 | Spouse | $201 - $1,000 | Excepted Investment Fund, | 2021 |
APHJX APHJX- Artisan International Small-Mid Fund Institutional | $15,001 - $50,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
- GGC Investment Fund II, L.P. | $15,001 - $50,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Sankaty High Yield Asset Grantor Trust | $15,001 - $50,000 | Spouse | $201 - $1,000 | Excepted Investment Fund, | 2021 |
- Sankaty High Yield Partners III Grantor Trust | $15,001 - $50,000 | Spouse | $201 - $1,000 | Excepted Investment Fund, | 2021 |
- Brookside Capital Partners Fund | $15,001 - $50,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Sankaty High Yield Partners III Grantor Trust | $15,001 - $50,000 | Spouse | $201 - $1,000 | Excepted Investment Fund, | 2021 |
ESFIX ESFIX- Ashmore Emerging Markets Short Duration Fund Insti | $15,001 - $50,000 | Self | $1,001 - $2,500 | Excepted Investment Fund, | 2021 |
ESFIX ESFIX- Ashmore Emerging Markets Short Duration Fund Insti | $15,001 - $50,000 | Self | $1,001 - $2,500 | Excepted Investment Fund, | 2021 |
- Sankaty High Yield Partners III Grantor Trust | $15,001 - $50,000 | Spouse | $201 - $1,000 | Excepted Investment Fund, | 2021 |
- BCIP Venture Associates | $15,001 - $50,000 | Spouse | $201 - $1,000 | Excepted Investment Fund, | 2021 |
- Sankaty High Yield Asset Grantor Trust | $15,001 - $50,000 | Spouse | $201 - $1,000 | Excepted Investment Fund, | 2021 |
FMIHX FMIHX- FMI Large Cap Fund Investor Class | $15,001 - $50,000 | Self | $2,501 - $5,000 | Excepted Investment Fund, | 2021 |
APHJX APHJX- Artisan International Small-Mid Fund Institutional | $15,001 - $50,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Solamere MD Holdings, LLC | $15,001 - $50,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
APHJX APHJX- Artisan International Small-Mid Fund Institutional | $15,001 - $50,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
VFINX VFINX- Vanguard 500 Index Fund Investor Shares | $15,001 - $50,000 | Self | $1,001 - $2,500 | Excepted Investment Fund, | 2021 |
- Brookside Capital Partners Fund | $15,001 - $50,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
ARTFX ARTFX- Artisan High Income Fund Investor Shares | $15,001 - $50,000 | Self | $1,001 - $2,500 | Excepted Investment Fund, | 2021 |
NCRIX NCRIX- Neuberger Berman Core Bond Fund Investor Class | $15,001 - $50,000 | Self | $1,001 - $2,500 | Excepted Investment Fund, | 2021 |
EGFFX EGFFX- Edgewood Growth Fund Retail Class | $15,001 - $50,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2021 |
- Brookside Capital Partners Fund | $15,001 - $50,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
NCRLX NCRLX- Neuberger Berman Core Bond Fund Institutional Clas | $15,001 - $50,000 | Self | $1,001 - $2,500 | Excepted Investment Fund, | 2021 |
- WHITEHALL STREET GLOBAL REAL ESTATE LIMITED PARTNERSHIP 2007 | $15,001 - $50,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
EGFFX EGFFX- Edgewood Growth Fund Retail Class | $15,001 - $50,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2021 |
FMIHX FMIHX- FMI Large Cap Fund Investor Class | $15,001 - $50,000 | Self | $2,501 - $5,000 | Excepted Investment Fund, | 2021 |
VFINX VFINX- Vanguard 500 Index Fund Investor Shares | $15,001 - $50,000 | Self | $1,001 - $2,500 | Excepted Investment Fund, | 2021 |
ARTKX ARTKX- Artisan International Value Fund Investor Class | $15,001 - $50,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2021 |
WCMIX WCMIX- WCM Focused International Growth Fund Institutiona | $15,001 - $50,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2021 |
NAESX NAESX- Vanguard Small Capitalization Index Fund Investor | $15,001 - $50,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2021 |
ARTKX ARTKX- Artisan International Value Fund Investor Class | $15,001 - $50,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2021 |
NCRIX NCRIX- Neuberger Berman Core Bond Fund Investor Class | $15,001 - $50,000 | Self | $1,001 - $2,500 | Excepted Investment Fund, | 2021 |
ARTFX ARTFX- Artisan High Income Fund Investor Shares | $15,001 - $50,000 | Self | $1,001 - $2,500 | Excepted Investment Fund, | 2021 |
APHJX APHJX- Artisan International Small-Mid Fund Institutional | $15,001 - $50,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
ESFIX ESFIX- Ashmore Emerging Markets Short Duration Fund Insti | $15,001 - $50,000 | Self | $1,001 - $2,500 | Excepted Investment Fund, | 2021 |
ARTFX ARTFX- Artisan High Income Fund Investor Shares | $15,001 - $50,000 | Self | $1,001 - $2,500 | Excepted Investment Fund, | 2021 |
NAESX NAESX- Vanguard Small Capitalization Index Fund Investor | $15,001 - $50,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2021 |
- Brookside Capital Partners Fund | $15,001 - $50,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
WCMIX WCMIX- WCM Focused International Growth Fund Institutiona | $15,001 - $50,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2021 |
- Sankaty High Yield Asset Grantor Trust | $15,001 - $50,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2021 |
ARTKX ARTKX- Artisan International Value Fund Investor Class | $15,001 - $50,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2021 |
- Brookside Capital Partners Fund | $15,001 - $50,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
NAESX NAESX- Vanguard Small Capitalization Index Fund Investor | $15,001 - $50,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2021 |
- Sankaty Credit Opportunities IV | $15,001 - $50,000 | Self | $5,001 - $15,000 | Excepted Investment Fund, | 2021 |
WCMIX WCMIX- WCM Focused International Growth Fund Institutiona | $15,001 - $50,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2021 |
VFINX VFINX- Vanguard 500 Index Fund Investor Shares | $15,001 - $50,000 | Self | $1,001 - $2,500 | Excepted Investment Fund, | 2021 |
- BCIP Venture Associates | $15,001 - $50,000 | Spouse | $201 - $1,000 | Excepted Investment Fund, | 2021 |
- Solamere MD Holdings, LLC | $15,001 - $50,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Solamere MD Holdings, LLC | $15,001 - $50,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
FMIHX FMIHX- FMI Large Cap Fund Investor Class | $15,001 - $50,000 | Self | $2,501 - $5,000 | Excepted Investment Fund, | 2021 |
EGFFX EGFFX- Edgewood Growth Fund Retail Class | $15,001 - $50,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2021 |
- BCIP Venture Associates | $15,001 - $50,000 | Spouse | $201 - $1,000 | Excepted Investment Fund, | 2021 |
- Bain Capital Fund VIII-E | $15,001 - $50,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
WCMIX WCMIX- WCM Focused International Growth Fund Institutiona | $15,001 - $50,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2021 |
APHKX APHKX- Artisan International Value Fund Institutional Cla | $15,001 - $50,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2021 |
VFIAX VFIAX- Vanguard 500 Index Fund Admiral Shares | $15,001 - $50,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2021 |
EGFIX EGFIX- Edgewood Growth Fund Class Institutional | $15,001 - $50,000 | Self | $1,001 - $2,500 | Excepted Investment Fund, | 2021 |
- Sankaty High Yield Asset Grantor Trust | $15,001 - $50,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2021 |
WCMIX WCMIX- WCM Focused International Growth Fund Institutiona | $15,001 - $50,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2021 |
- Sankaty High Yield Partners III Grantor Trust | $15,001 - $50,000 | Spouse | $201 - $1,000 | Excepted Investment Fund, | 2021 |
NCRLX NCRLX- Neuberger Berman Core Bond Fund Institutional Clas | $15,001 - $50,000 | Self | $1,001 - $2,500 | Excepted Investment Fund, | 2021 |
- Bain Capital IX Coinvestment Fund | $15,001 - $50,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Solamere MD Holdings, LLC | $15,001 - $50,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Sankaty High Yield Asset Grantor Trust | $15,001 - $50,000 | Spouse | $201 - $1,000 | Excepted Investment Fund, | 2021 |
VSIAX VSIAX- Vanguard Small Cap Value Index Fund Admiral Shares | $15,001 - $50,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2021 |
- Sankaty High Yield Asset Grantor Trust | $15,001 - $50,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2021 |
NAESX NAESX- Vanguard Small Capitalization Index Fund Investor | $15,001 - $50,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2021 |
- Sankaty Credit Opportunities IV | $15,001 - $50,000 | Self | $5,001 - $15,000 | Excepted Investment Fund, | 2021 |
EGFFX EGFFX- Edgewood Growth Fund Retail Class | $15,001 - $50,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2021 |
- Sankaty Credit Opportunities IV | $15,001 - $50,000 | Self | $5,001 - $15,000 | Excepted Investment Fund, | 2021 |
- Sankaty High Yield Partners III Grantor Trust | $15,001 - $50,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Sankaty High Yield Asset Grantor Trust | $15,001 - $50,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- WHITEHALL STREET GLOBAL REAL ESTATE LIMITED PARTNERSHIP 2007 | $15,001 - $50,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Sankaty Credit Opportunities IV | $15,001 - $50,000 | Self | $5,001 - $15,000 | Excepted Investment Fund, | 2021 |
- Brookside Capital Partners Fund | $15,001 - $50,000 | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
- Bain Capital Europe Fund III | $15,001 - $50,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Sankaty High Yield Asset Grantor Trust | $15,001 - $50,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2021 |
- Sankaty High Yield Asset Grantor Trust | $15,001 - $50,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Bain Capital IX Coinvestment Fund | $15,001 - $50,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Bain Capital Asia Fund | $15,001 - $50,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
ARTKX ARTKX- Artisan International Value Fund Investor Class | $15,001 - $50,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2021 |
SPYGX SPYGX- Spyglass Growth Fund Institutional Shares | $15,001 - $50,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2021 |
GQEIX GQEIX- GQG Partners US Select Quality Equity Fund Institu | $15,001 - $50,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2021 |
JHEQX JHEQX- JPMorgan Hedged Equity Fund Class I | $15,001 - $50,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2021 |
- WHITEHALL STREET GLOBAL REAL ESTATE LIMITED PARTNERSHIP 2007 | $15,001 - $50,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- WHITEHALL STREET GLOBAL REAL ESTATE LIMITED PARTNERSHIP 2007 | $15,001 - $50,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
VSIAX VSIAX- Vanguard Small Cap Value Index Fund Admiral Shares | $15,001 - $50,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2021 |
- Bain Capital Asia Fund | $15,001 - $50,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- GGC Investment Fund II-A, L.P. | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Sankaty High Yield Partners II Grantor Trust | $1,001 - $15,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2021 |
- GGC Investments II (BVI), L.P. | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
DREGX DREGX- Driehaus Emerging Markets Growth Fund Investor Cla | $1,001 - $15,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2021 |
MAPIX MAPIX- Matthews Asia Dividend Fund Investor Class | $1,001 - $15,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2021 |
- Federated Treasury Obligations Fund | $1,001 - $15,000 | Self | None (or less than $201) | Interest, | 2021 |
JHEQX JHEQX- JPMorgan Hedged Equity Fund Class I | $1,001 - $15,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Bain Capital Fund VII-E | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Prospect Harbor Credit Partners | $1,001 - $15,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2021 |
- Sankaty High Yield Partners II Grantor Trust | $1,001 - $15,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2021 |
- Sankaty Credit Opportunities II | $1,001 - $15,000 | Self | $5,001 - $15,000 | Excepted Investment Fund, | 2021 |
- Sankaty Credit Opportunities III | $1,001 - $15,000 | Self | $5,001 - $15,000 | Excepted Investment Fund, | 2021 |
- 111 Capital Grantor Trust | $1,001 - $15,000 | Self | $5,001 - $15,000 | Excepted Investment Fund, | 2021 |
DREGX DREGX- Driehaus Emerging Markets Growth Fund Investor Cla | $1,001 - $15,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2021 |
- Prospect Harbor Credit Partners | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Sankaty Beacon Investment Partners, LP | $1,001 - $15,000 | Spouse | $2,501 - $5,000 | Excepted Investment Fund, | 2021 |
- Prospect Harbor Credit Partners | $1,001 - $15,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2021 |
JHEQX JHEQX- JPMorgan Hedged Equity Fund Class I | $1,001 - $15,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Federated Treasury Obligations Fund | $1,001 - $15,000 | Self | None (or less than $201) | Interest, | 2021 |
MAPIX MAPIX- Matthews Asia Dividend Fund Investor Class | $1,001 - $15,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2021 |
DREGX DREGX- Driehaus Emerging Markets Growth Fund Investor Cla | $1,001 - $15,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2021 |
- Sankaty Special Situations I Grantor Trust | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- 111 Capital Grantor Trust | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Bain Capital IX Coinvestment Fund | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Federated Hermes Treasury Obligations | $1,001 - $15,000 | Self | None (or less than $201) | Interest, | 2021 |
- WHITEHALL STREET REAL ESTATE FUND IX/X | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- WHITEHALL STREET REAL ESTATE FUND XI/XII | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Federated Treasury Obligations Fund | $1,001 - $15,000 | Self | None (or less than $201) | Interest, | 2021 |
- Sankaty High Yield Partners II Grantor Trust | $1,001 - $15,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2021 |
- Sankaty Credit Opportunities II | $1,001 - $15,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Sankaty High Yield Partners II Grantor Trust | $1,001 - $15,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Brookside Capital Partners Fund | $1,001 - $15,000 | Self | $2,501 - $5,000 | Excepted Investment Fund, | 2021 |
- GGC Investment Annex Fund II, L.P. | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- GGC Investment Fund II-A, L.P. | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- GGC Investments II (BVI), L.P. | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
CNRYX CNRYX- Sunbridge Capital Emerging Markets Fund Institutio | $1,001 - $15,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Sankaty Credit Opportunities II | $1,001 - $15,000 | Self | $5,001 - $15,000 | Excepted Investment Fund, | 2021 |
- Bain Capital Fund VII-E | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
JHEQX JHEQX- JPMorgan Hedged Equity Fund Class I | $1,001 - $15,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Prospect Harbor Credit Partners | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Sankaty Beacon Investment Partners, LP | $1,001 - $15,000 | Spouse | $2,501 - $5,000 | Excepted Investment Fund, | 2021 |
- Sankaty Special Situations I Grantor Trust | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- 111 Capital Grantor Trust | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- 111 Capital Grantor Trust | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Sankaty Special Situations I Grantor Trust | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Bain Capital IX Coinvestment Fund | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Sankaty Beacon Investment Partners, LP | $1,001 - $15,000 | Spouse | $2,501 - $5,000 | Excepted Investment Fund, | 2021 |
- Prospect Harbor Credit Partners | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Federated Hermes Treasury Obligations | $1,001 - $15,000 | Self | None (or less than $201) | Interest, | 2021 |
DREGX DREGX- Driehaus Emerging Markets Growth Fund Investor Cla | $1,001 - $15,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2021 |
MAPIX MAPIX- Matthews Asia Dividend Fund Investor Class | $1,001 - $15,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2021 |
JHEQX JHEQX- JPMorgan Hedged Equity Fund Class I | $1,001 - $15,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Prospect Harbor Credit Partners | $1,001 - $15,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2021 |
- Prospect Harbor Credit Partners | $1,001 - $15,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2021 |
- Sankaty High Yield Partners II Grantor Trust | $1,001 - $15,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2021 |
- Sankaty Credit Opportunities II | $1,001 - $15,000 | Self | $5,001 - $15,000 | Excepted Investment Fund, | 2021 |
- Sankaty Credit Opportunities III | $1,001 - $15,000 | Self | $5,001 - $15,000 | Excepted Investment Fund, | 2021 |
- 111 Capital Grantor Trust | $1,001 - $15,000 | Self | $5,001 - $15,000 | Excepted Investment Fund, | 2021 |
DIEMX DIEMX- Driehaus Emerging Markets Growth Fund Institutiona | $1,001 - $15,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2021 |
- WHITEHALL STREET REAL ESTATE FUND IX/X | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Brookside Capital Partners Fund | $1,001 - $15,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Bain Capital IX Coinvestment Fund | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Federated Treasury Obligations Fund | $1,001 - $15,000 | Self | None (or less than $201) | Interest, | 2021 |
- WHITEHALL STREET REAL ESTATE FUND XI/XII | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- 111 Capital Grantor Trust | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Sankaty Special Situations I Grantor Trust | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Sankaty Beacon Investment Partners, LP | $1,001 - $15,000 | Spouse | $2,501 - $5,000 | Excepted Investment Fund, | 2021 |
- Prospect Harbor Credit Partners | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
CNRYX CNRYX- Sunbridge Capital Emerging Markets Fund Institutio | $1,001 - $15,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
- GGC Investments II (BVI), L.P. | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- 111 Capital Grantor Trust | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Sankaty Special Situations I Grantor Trust | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Sankaty Beacon Investment Partners, LP | $1,001 - $15,000 | Spouse | $2,501 - $5,000 | Excepted Investment Fund, | 2021 |
- Prospect Harbor Credit Partners | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- GGC Investment Fund II-A, L.P. | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- GGC Investment Fund II, L.P. | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- GGC Investment Annex Fund II, L.P. | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- GGC Investments II (BVI), L.P. | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- GGC Investment Fund II-A, L.P. | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- GGC Investment Fund II, L.P. | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- GGC Investment Annex Fund II, L.P. | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
DIEMX DIEMX- Driehaus Emerging Markets Growth Fund Institutiona | $1,001 - $15,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2021 |
- Bain Capital Fund VII-E | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- WHITEHALL STREET REAL ESTATE FUND IX/X | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- WHITEHALL STREET REAL ESTATE FUND XI/XII | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- GGC Investments II (BVI), L.P. | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- GGC Investment Fund II-A, L.P. | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- GGC Investment Annex Fund II, L.P. | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- GGC Investment Annex Fund II, L.P. | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- GGC Investment Annex Fund II, L.P. | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- GGC Investment Fund II-A, L.P. | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- GGC Investments II (BVI), L.P. | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- WHITEHALL STREET REAL ESTATE FUND XI/XII | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Sankaty High Yield Partners II Grantor Trust | $1,001 - $15,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2021 |
- Bain Capital Fund VII-E | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Sankaty Credit Opportunities II | $1,001 - $15,000 | Self | $5,001 - $15,000 | Excepted Investment Fund, | 2021 |
- Sankaty Credit Opportunities III | $1,001 - $15,000 | Self | $5,001 - $15,000 | Excepted Investment Fund, | 2021 |
- Prospect Harbor Credit Partners | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Sankaty Beacon Investment Partners, LP | $1,001 - $15,000 | Spouse | $2,501 - $5,000 | Excepted Investment Fund, | 2021 |
- Sankaty Special Situations I Grantor Trust | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- 111 Capital Grantor Trust | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- 111 Capital Grantor Trust | $1,001 - $15,000 | Self | $5,001 - $15,000 | Excepted Investment Fund, | 2021 |
- WHITEHALL STREET REAL ESTATE FUND IX/X | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Bain Capital IX Coinvestment Fund | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- 111 Capital Grantor Trust | $1,001 - $15,000 | Self | $5,001 - $15,000 | Excepted Investment Fund, | 2021 |
MAPIX MAPIX- Matthews Asia Dividend Fund Investor Class | $1,001 - $15,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2021 |
- Sankaty Credit Opportunities III | $1,001 - $15,000 | Self | $5,001 - $15,000 | Excepted Investment Fund, | 2021 |
- Sankaty Credit Opportunities II | $1,001 - $15,000 | Self | $5,001 - $15,000 | Excepted Investment Fund, | 2021 |
- Sankaty Credit Opportunities Grantor Trust | None (or less than $1,001) | Spouse | $201 - $1,000 | Excepted Investment Fund, | 2021 |
- Sankaty Credit Opportunities III | None (or less than $1,001) | Self | $5,001 - $15,000 | Excepted Investment Fund, | 2021 |
- 111 Capital Grantor Trust | None (or less than $1,001) | Self | $5,001 - $15,000 | Excepted Investment Fund, | 2021 |
- Sankaty Special Situations I Grantor Trust | None (or less than $1,001) | Self | $2,501 - $5,000 | Excepted Investment Fund, | 2021 |
GMNPX GMNPX- Goldman Sachs MLP Energy Infrastructure Fund Class | None (or less than $1,001) | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
- Sankaty Advisors, Inc. | None (or less than $1,001) | Spouse | None (or less than $201) | None, | 2021 |
- BCIP Venture Associates | None (or less than $1,001) | Spouse | $201 - $1,000 | Excepted Investment Fund, | 2021 |
- BCIP Associates IV | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Excepted Investment Fund, | 2021 |
- BCIP Associates II Epoch | None (or less than $1,001) | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Bain Capital Venture Fund 2001 | None (or less than $1,001) | Spouse | $5,001 - $15,000 | Excepted Investment Fund, | 2021 |
TEF TEF- Telefonica, S.A. | None (or less than $1,001) | Self | $201 - $1,000 | Dividends, | 2021 |
- Bain Capital Asia Fund | None (or less than $1,001) | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Bain Capital Fund VII-E | None (or less than $1,001) | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Solamere Capital Fund II GP, LP | None (or less than $1,001) | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
- Solamere Holding Company, LLC | None (or less than $1,001) | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
- Goldman Sachs Bank Deposit | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Interest, | 2021 |
- WHITEHALL STREET REAL ESTATE FUND XI/XII | None (or less than $1,001) | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- WHITEHALL STREET REAL ESTATE FUND IX/X | None (or less than $1,001) | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
GMNPX GMNPX- Goldman Sachs MLP Energy Infrastructure Fund Class | None (or less than $1,001) | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
- Sankaty Special Situations I Grantor Trust | None (or less than $1,001) | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
- 111 Capital Grantor Trust | None (or less than $1,001) | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
- WHITEHALL STREET REAL ESTATE L.P. XIII/XIV | None (or less than $1,001) | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Sankaty Credit Opportunities III | None (or less than $1,001) | Self | $201 - $1,000 | Excepted Investment Fund, | 2021 |
- Prospect Harbor Credit Partners | None (or less than $1,001) | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Elliott Associates, L.P. | None (or less than $1,001) | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
- BCIP Associates II Epoch | None (or less than $1,001) | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
ESFIX ESFIX- Ashmore Emerging Markets Short Duration Fund Insti | None (or less than $1,001) | Self | $201 - $1,000 | Excepted Investment Fund, | 2021 |
- BCIP Associates IV | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Excepted Investment Fund, | 2021 |
- Sankaty Advisors, Inc. (Notes 1, 2 & 3) Boston, Massachusetts | None (or less than $1,001) | Spouse | None (or less than $201) | None, | 2021 |
- GGC Investments II-A Adjunct (BVI) L.P. | None (or less than $1,001) | Spouse | None (or less than $201) | None, | 2021 |
- FDMXX - Fidelity Massachusetts Money Market | None (or less than $1,001) | Self | $201 - $1,000 | Excepted Investment Fund, | 2021 |
APHFX APHFX- Artisan High Income Fund Institutional Shares | None (or less than $1,001) | Self | $201 - $1,000 | Excepted Investment Fund, | 2021 |
- Sankaty Special Situations I Grantor Trust | None (or less than $1,001) | Self | $2,501 - $5,000 | Excepted Investment Fund, | 2021 |
- Apartment Building | None (or less than $1,001) | Self | $100,001 - $1,000,000Other $27,794.00 | Capital Gains, Other, (Residual income) | 2021 |
VSMAX VSMAX- Vanguard Small-Cap Index Fund Admiral Shares | None (or less than $1,001) | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
- BCIP Associates | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Excepted Investment Fund, | 2021 |
- Prospect Harbor Credit Partners | None (or less than $1,001) | Self | $201 - $1,000 | Excepted Investment Fund, | 2021 |
- GGC Investments II-A Adjunct (BVI) L.P. | None (or less than $1,001) | Spouse | None (or less than $201) | None, Excepted Investment Fund, | 2021 |
GMNPX GMNPX- Goldman Sachs MLP Energy Infrastructure Fund Class | None (or less than $1,001) | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
TEF TEF- Telefonica, S.A. | None (or less than $1,001) | Self | $201 - $1,000 | Dividends, | 2021 |
- Sankaty Advisors, Inc. | None (or less than $1,001) | Spouse | None (or less than $201) | None, | 2021 |
- BCIP Venture Associates | None (or less than $1,001) | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- BCIP Associates IV | None (or less than $1,001) | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- BCIP Associates II Epoch | None (or less than $1,001) | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Bain Capital Venture Fund 2001 | None (or less than $1,001) | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Bain Capital Asia Fund | None (or less than $1,001) | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Bain Capital Fund VII-E | None (or less than $1,001) | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Solamere Capital Fund II GP, LP | None (or less than $1,001) | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
- Solamere Holding Company, LLC | None (or less than $1,001) | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
- Goldman Sachs Bank Deposit | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Interest, | 2021 |
- WHITEHALL STREET REAL ESTATE FUND XI/XII | None (or less than $1,001) | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- WHITEHALL STREET REAL ESTATE FUND IX/X | None (or less than $1,001) | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- WHITEHALL STREET REAL ESTATE L.P. XIII/XIV | None (or less than $1,001) | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
GMNPX GMNPX- Goldman Sachs MLP Energy Infrastructure Fund Class | None (or less than $1,001) | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2021 |
- Elliott Associates, L.P. | None (or less than $1,001) | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
- Apartment Building | None (or less than $1,001) | Self | $100,001 - $1,000,000Other $27,794.00 | Capital Gains, Other, (Residual income) | 2021 |
- Sankaty Special Situations I Grantor Trust | None (or less than $1,001) | Self | $2,501 - $5,000 | Excepted Investment Fund, | 2021 |
- BCIP Associates II Epoch | None (or less than $1,001) | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- BCIP Associates IV | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Excepted Investment Fund, | 2021 |
- Sankaty Advisors, Inc. (Notes 1, 2 & 3) Boston, Massachusetts | None (or less than $1,001) | Spouse | None (or less than $201) | None, | 2021 |
- GGC Investments II-A Adjunct (BVI) L.P. | None (or less than $1,001) | Spouse | None (or less than $201) | None, | 2021 |
- FDMXX - Fidelity Massachusetts Money Market | None (or less than $1,001) | Self | $201 - $1,000 | Excepted Investment Fund, | 2021 |
- Sankaty Special Situations I Grantor Trust | None (or less than $1,001) | Self | $2,501 - $5,000 | Excepted Investment Fund, | 2021 |
- Apartment Building | None (or less than $1,001) | Self | $100,001 - $1,000,000Other $27,794.00 | Capital Gains, Other, (Residual income) | 2021 |
TEF TEF- Telefonica, S.A. | None (or less than $1,001) | Self | $201 - $1,000 | Dividends, | 2021 |
- FDMXX - Fidelity Massachusetts Money Market | None (or less than $1,001) | Self | $201 - $1,000 | Excepted Investment Fund, | 2021 |
- GGC Investments II-A Adjunct (BVI) L.P. | None (or less than $1,001) | Spouse | None (or less than $201) | None, | 2021 |
- Sankaty Advisors, Inc. (Notes 1, 2 & 3) Boston, Massachusetts | None (or less than $1,001) | Spouse | None (or less than $201) | None, | 2021 |
- BCIP Associates IV | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Excepted Investment Fund, | 2021 |
- BCIP Associates II Epoch | None (or less than $1,001) | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Elliott Associates, L.P. | None (or less than $1,001) | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
- WHITEHALL STREET REAL ESTATE L.P. XIII/XIV | None (or less than $1,001) | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- Sankaty Special Situations I Grantor Trust | None (or less than $1,001) | Self | $2,501 - $5,000 | Excepted Investment Fund, | 2021 |
- Elliott Associates, L.P. | None (or less than $1,001) | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2021 |
- Apartment Building | None (or less than $1,001) | Self | $100,001 - $1,000,000Other $27,794.00 | Capital Gains, Other, (Residual income) | 2021 |
TEF TEF- Telefonica, S.A. | None (or less than $1,001) | Self | $201 - $1,000 | Dividends, | 2021 |
- BCIP Associates II Epoch | None (or less than $1,001) | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- WHITEHALL STREET REAL ESTATE L.P. XIII/XIV | None (or less than $1,001) | Spouse | None (or less than $201) | Excepted Investment Fund, | 2021 |
- BCIP Associates IV | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Excepted Investment Fund, | 2021 |
- Sankaty Advisors, Inc. (Notes 1, 2 & 3) Boston, Massachusetts | None (or less than $1,001) | Spouse | None (or less than $201) | None, | 2021 |
- GGC Investments II-A Adjunct (BVI) L.P. | None (or less than $1,001) | Spouse | None (or less than $201) | None, | 2021 |
- FDMXX - Fidelity Massachusetts Money Market | None (or less than $1,001) | Self | $201 - $1,000 | Excepted Investment Fund, | 2021 |
VSMAX VSMAX- Vanguard Small-Cap Index Fund Admiral Shares | None (or less than $1,001) | Self | None (or less than $201) | Excepted Investment Fund, | 2021 |
APHFX APHFX- Artisan High Income Fund Institutional Shares | None (or less than $1,001) | Self | $201 - $1,000 | Excepted Investment Fund, | 2021 |
ESFIX ESFIX- Ashmore Emerging Markets Short Duration Fund Insti | None (or less than $1,001) | Self | $201 - $1,000 | Excepted Investment Fund, | 2021 |
- GGC Investments II-A Adjunct (BVI) L.P. | None (or less than $1,001) | Spouse | None (or less than $201) | None, Excepted Investment Fund, | 2021 |
- Rob Rom LLC | Spouse | 2021 | |||
- Vantage 2 LLC | Spouse | 2021 | |||
- Ropes Wealth Advisors | Self | 2021 | |||
- The Ann D. Romney 1998 Revocable Trust | Spouse | 2021 | |||
- W. Mitt Romney 1996 Charitable Remainder Trust | Self | 2021 | |||
- 8621 Georgia Associates LLC | Self | 2021 | |||
- Fidelity Brokerage Services LLC | Self | 2021 | |||
- Goldman Sachs Brokerage Account #2 | Spouse | 2021 | |||
- Goldman Sachs Brokerage #3 | Spouse | 2021 | |||
- Ten Hut LLC | Self | 2021 | |||
- The Ann D. Romney 1998 Revocable Trust | Spouse | 2021 | |||
- Goldman Sachs IRA #2 | Self | 2021 | |||
- Goldman Sachs Brokerage #2 | Self | 2021 | |||
- The Ann D. Romney 1998 Revocable Trust | Spouse | 2021 | |||
- The W. Mitt Romney 1998 Revocable Trust | Self | 2021 | |||
- Goldman Sachs Brokerage #1 | Self | 2021 | |||
- Goldman Sachs Brokerage #3 | Spouse | 2021 | |||
- Goldman Sachs IRA #1 | Self | 2021 | |||
- Goldman Sachs Managed Account #5 | Self | 2021 | |||
- Goldman Sachs Brokerage Account #2 | Spouse | 2021 | |||
- Goldman Sachs Brokerage #1 | Spouse | 2021 | |||
- Goldman Sachs Brokerage #2 | Self | 2021 | |||
- The W. Mitt Romney 1998 Revocable Trust | Self | 2021 | |||
- Goldman Sachs Brokerage #1 | Self | 2021 | |||
- Fidelity Brokerage Services LLC | Self | 2021 | |||
- Goldman Sachs IRA #1 | Self | 2021 | |||
- Goldman Sachs Brokerage #3 | Self | 2021 | |||
- Goldman Sachs Brokerage #3 | Self | 2021 | |||
- Goldman Sachs Brokerage #3 | Self | 2021 | |||
- Goldman Sachs Brokerage #1 | Spouse | 2021 | |||
- Ten Hut LLC | Self | 2021 | |||
- Goldman Sachs Brokerage Account #2 | Spouse | 2021 | |||
- Bain IRA | Self | 2021 | |||
- Goldman Sachs IRA #1 | Self | 2021 | |||
- Goldman Sachs Brokerage #3 | Spouse | 2021 | |||
- Goldman Sachs Brokerage Account #2 | Spouse | 2021 | |||
- Goldman Sachs Brokerage #1 | Spouse | 2021 | |||
- The Ann D. Romney 1998 Revocable Trust | Spouse | 2021 | |||
- The Ann D. Romney 1998 Revocable Trust | Spouse | 2021 | |||
- Goldman Sachs IRA #2 | Self | 2021 | |||
- The W. Mitt Romney 1998 Revocable Trust | Self | 2021 | |||
- Goldman Sachs IRA #1 | Self | 2021 | |||
- Goldman Sachs Brokerage #3 | Self | 2021 | |||
- Goldman Sachs Brokerage #3 | Spouse | 2021 | |||
- 8621 Georgia Associates LLC | Self | 2021 | |||
- W. Mitt Romney 1996 Charitable Remainder Trust | Self | 2021 | |||
- Ropes Wealth Advisors | Self | 2021 | |||
- Goldman Sachs Brokerage #2 | Self | 2021 | |||
- The W. Mitt Romney 1998 Revocable Trust | Self | 2021 | |||
- Goldman Sachs Brokerage #1 | Self | 2021 | |||
- Goldman Sachs Brokerage #1 | Self | 2021 | |||
- The W. Mitt Romney 1998 Revocable Trust | Self | 2021 | |||
- Goldman Sachs Brokerage #3 | Spouse | 2021 | |||
- Goldman Sachs Brokerage Account #2 | Spouse | 2021 | |||
- Fidelity Brokerage Services LLC | Self | 2021 | |||
- Goldman Sachs Managed Account #5 | Self | 2021 | |||
- Goldman Sachs IRA #2 | Self | 2021 | |||
- Fidelity Brokerage Services LLC | Self | 2021 | |||
- Bain IRA | Self | 2021 | |||
- Ten Hut LLC | Self | 2021 | |||
- 8621 Georgia Associates LLC | Self | 2021 | |||
- Ropes Wealth Advisors | Self | 2021 | |||
- W. Mitt Romney 1996 Charitable Remainder Trust | Self | 2021 | |||
- W. Mitt Romney 1996 Charitable Remainder Trust | Self | 2021 | |||
- Ropes Wealth Advisors | Self | 2021 | |||
- 8621 Georgia Associates LLC | Self | 2021 | |||
- Goldman Sachs Brokerage #3 | Spouse | 2021 | |||
- Bain IRA | Self | 2021 | |||
- Bain IRA | Self | 2021 | |||
- The Ann D. Romney 1998 Revocable Trust | Spouse | 2021 | |||
- Goldman Sachs IRA #2 | Self | 2021 | |||
- Goldman Sachs Brokerage #1 | Self | 2021 | |||
- Goldman Sachs Brokerage #2 | Self | 2021 | |||
- Goldman Sachs Brokerage Account #2 | Spouse | 2021 | |||
- Goldman Sachs Brokerage #3 | Self | 2021 | |||
- 8621 Georgia Associates LLC | Self | 2021 | |||
- W. Mitt Romney 1996 Charitable Remainder Trust | Self | 2021 | |||
- W. Mitt Romney 1996 Charitable Remainder Trust | Self | 2021 | |||
- Ropes Wealth Advisors | Self | 2021 | |||
- Goldman Sachs IRA #1 | Self | 2021 | |||
- Ropes Wealth Advisors | Self | 2021 | |||
- Goldman Sachs IRA #2 | Self | 2021 | |||
- Goldman Sachs IRA #2 | Self | 2021 | |||
- Goldman Sachs IRA #1 | Self | 2021 | |||
- Goldman Sachs Brokerage #1 | Spouse | 2021 | |||
- Goldman Sachs Brokerage #1 | Spouse | 2021 | |||
- Goldman Sachs Brokerage #3 | Self | 2021 | |||
- Goldman Sachs Brokerage #1 | Spouse | 2021 | |||
- Goldman Sachs Managed Account #5 | Self | 2021 | |||
- Bain IRA | Self | 2021 | |||
- Goldman Sachs Brokerage #2 | Self | 2021 | |||
- Goldman Sachs Brokerage #1 | Self | 2021 | |||
- The W. Mitt Romney 1998 Revocable Trust | Self | 2021 | |||
- Bain IRA | Self | 2021 | |||
- Goldman Sachs Brokerage #2 | Self | 2021 | |||
- Goldman Sachs Managed Account #5 | Self | 2021 | |||
- Ten Hut LLC | Self | 2021 | |||
- 8621 Georgia Associates LLC | Self | 2021 | |||
GMCPX GMCPX- Goldman Sachs Short Duration Income Fund Class P | $5,000,001 - $25,000,000 | Self | $100,001 - $1,000,000 | Excepted Investment Fund, | 2020 |
IWF IWF- iShares Russell 1000 Growth ETF | $5,000,001 - $25,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2020 |
GMDPX GMDPX- Goldman Sachs Short Duration Government Fund Class | $5,000,001 - $25,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2020 |
SPY SPY- SPDR S&P 500 ETF | $5,000,001 - $25,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2020 |
GMCPX GMCPX- Goldman Sachs Short Duration Income Fund Class P | $5,000,001 - $25,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2020 |
GANPX GANPX- Goldman Sachs Short Duration Tax-Free Fund Class P | $5,000,001 - $25,000,000 | Self | $100,001 - $1,000,000 | Excepted Investment Fund, | 2020 |
IWD IWD- iShares Russell 1000 Value ETF | $5,000,001 - $25,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2020 |
GMDPX GMDPX- Goldman Sachs Short Duration Government Fund Class | $5,000,001 - $25,000,000 | Self | $100,001 - $1,000,000 | Excepted Investment Fund, | 2020 |
GGNPX GGNPX- Goldman Sachs High Yield Floating Rate Fund Class | $1,000,001 - $5,000,000 | Self | $50,001 - $100,000 | Excepted Investment Fund, | 2020 |
GAHPX GAHPX- Goldman Sachs Emerging Markets Equity Fund Class P | $1,000,001 - $5,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2020 |
IWF IWF- iShares Russell 1000 Growth ETF | $1,000,001 - $5,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2020 |
- BCIP Trust Associates III | $1,000,001 - $5,000,000 | Self | $100,001 - $1,000,000 | Excepted Investment Fund, | 2020 |
HEDJ HEDJ- WisdomTree Europe Hedged Equity Fund | $1,000,001 - $5,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2020 |
GGFPX GGFPX- Goldman Sachs International Equity Insights Fund C | $1,000,001 - $5,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2020 |
SPY SPY- SPDR S&P 500 ETF | $1,000,001 - $5,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2020 |
IWD IWD- iShares Russell 1000 Value ETF | $1,000,001 - $5,000,000 | Self | $50,001 - $100,000 | Excepted Investment Fund, | 2020 |
GGFPX GGFPX- Goldman Sachs International Equity Insights Fund C | $1,000,001 - $5,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2020 |
ACWX ACWX- iShares MSCI ACWI ex U.S. ETF | $1,000,001 - $5,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2020 |
ACWX ACWX- iShares MSCI ACWI ex U.S. ETF | $1,000,001 - $5,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2020 |
GSWPX GSWPX- Goldman Sachs Small/Mid Cap Growth Fund Class P | $1,000,001 - $5,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2020 |
GSXPX GSXPX- Goldman Sachs Small Cap Value Insights Fund Class | $1,000,001 - $5,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2020 |
GMNPX GMNPX- Goldman Sachs MLP Energy Infrastructure Fund Class | $1,000,001 - $5,000,000 | Self | $100,001 - $1,000,000 | Excepted Investment Fund, | 2020 |
GGNPX GGNPX- Goldman Sachs High Yield Floating Rate Fund Class | $1,000,001 - $5,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2020 |
HEDJ HEDJ- WisdomTree Europe Hedged Equity Fund | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2020 |
GAHPX GAHPX- Goldman Sachs Emerging Markets Equity Fund Class P | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $5,001 - $15,000 | Excepted Investment Fund, | 2020 |
ACWX ACWX- iShares MSCI ACWI ex U.S. ETF | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2020 |
- Solamere Founders Fund I, LP | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2020 |
- Bank of America | $500,001 - $1,000,000 | Joint | $201 - $1,000 | Interest, | 2020 |
- BCIP Associates III | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2020 |
- Solamere Capital Fund II GP, LP | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $5,001 - $15,000 | Excepted Investment Fund, | 2020 |
- Apartment Building | $500,001 - $1,000,000 | Self | None (or less than $201) | None, | 2020 |
- Solamere Capital Fund II, LP | Over $1,000,000 and held independently by spouse or dependent child | Spouse | Over $1,000,000 and held independently by spouse or dependent child | Excepted Investment Fund, | 2020 |
- Goldman Sachs Bank Deposit | $500,001 - $1,000,000 | Self | $5,001 - $15,000 | Interest, | 2020 |
GGLPX GGLPX- Goldman Sachs High Yield Municipal Fund Class P | $500,001 - $1,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2020 |
GSWPX GSWPX- Goldman Sachs Small/Mid Cap Growth Fund Class P | $500,001 - $1,000,000 | Self | $100,001 - $1,000,000 | Excepted Investment Fund, | 2020 |
GSXPX GSXPX- Goldman Sachs Small Cap Value Insights Fund Class | $500,001 - $1,000,000 | Self | $2,501 - $5,000 | Excepted Investment Fund, | 2020 |
HEDJ HEDJ- WisdomTree Europe Hedged Equity Fund | $500,001 - $1,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2020 |
GAHPX GAHPX- Goldman Sachs Emerging Markets Equity Fund Class P | $500,001 - $1,000,000 | Self | $5,001 - $15,000 | Excepted Investment Fund, | 2020 |
- Goldman Sachs Bank Deposit | $500,001 - $1,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2020 |
- Goldman Sachs Bank Deposit | $500,001 - $1,000,000 | Spouse | $5,001 - $15,000 | Excepted Investment Fund, | 2020 |
GMCPX GMCPX- Goldman Sachs Short Duration Income Fund Class P | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2020 |
GMDPX GMDPX- Goldman Sachs Short Duration Government Fund Class | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2020 |
GANPX GANPX- Goldman Sachs Short Duration Tax-Free Fund Class P | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2020 |
GGNPX GGNPX- Goldman Sachs High Yield Floating Rate Fund Class | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $50,001 - $100,000 | Excepted Investment Fund, | 2020 |
GGLPX GGLPX- Goldman Sachs High Yield Municipal Fund Class P | $500,001 - $1,000,000 | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2020 |
IWF IWF- iShares Russell 1000 Growth ETF | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2020 |
IWD IWD- iShares Russell 1000 Value ETF | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $50,001 - $100,000 | Excepted Investment Fund, | 2020 |
GSWPX GSWPX- Goldman Sachs Small/Mid Cap Growth Fund Class P | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2020 |
GSXPX GSXPX- Goldman Sachs Small Cap Value Insights Fund Class | $500,001 - $1,000,000 | Spouse | $5,001 - $15,000 | Excepted Investment Fund, | 2020 |
KBE KBE- SPDR S&P Bank ETF | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2020 |
SPY SPY- SPDR S&P 500 ETF | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2020 |
GGFPX GGFPX- Goldman Sachs International Equity Insights Fund C | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2020 |
- Bain Capital Fund VII | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2020 |
- The D3 Family Bulldog Fund, LP | $500,001 - $1,000,000 | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2020 |
- Golden Gate Capital Opportunity Fund, LP | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $50,001 - $100,000 | Excepted Investment Fund, | 2020 |
GMNPX GMNPX- Goldman Sachs MLP Energy Infrastructure Fund Class | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2020 |
- Solamere Capital Fund III, LP | $500,001 - $1,000,000 | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2020 |
- Solamere Capital AF III, LP | $500,001 - $1,000,000 | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2020 |
- SV-SC Investments, LLC | Over $1,000,000 and held independently by spouse or dependent child | Spouse | None (or less than $201) | Excepted Investment Fund, | 2020 |
- Solamere Group Hedge Investments, LLC | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2020 |
- Solamere Holding Company, LLC | $500,001 - $1,000,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2020 |
- Bain Capital Fund X | $500,001 - $1,000,000 | Spouse | Over $1,000,000 and held independently by spouse or dependent child | Excepted Investment Fund, | 2020 |
- Gold Bullion | $250,001 - $500,000 | Self | None (or less than $201) | None, | 2020 |
- Goldman Sachs Bank Deposit | $100,001 - $250,000 | Spouse | $5,001 - $15,000 | Interest, | 2020 |
- Bain Capital Venture Fund 2001 | $100,001 - $250,000 | Spouse | $1,001 - $2,500 | Excepted Investment Fund, | 2020 |
- Promissory Note with ACR Enterprises Inc | $100,001 - $250,000 | Spouse | $5,001 - $15,000 | Interest, | 2020 |
- Bain Capital Fund VIII | $100,001 - $250,000 | Spouse | $2,501 - $5,000 | Excepted Investment Fund, | 2020 |
- Horses | $100,001 - $250,000 | Spouse | None (or less than $201) | None, | 2020 |
- Bain Capital VII Coinvestment Fund | $100,001 - $250,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2020 |
- Brookside Capital Partners Fund | $100,001 - $250,000 | Spouse | $50,001 - $100,000 | Excepted Investment Fund, | 2020 |
- GGC Neustar Investors, LP | $100,001 - $250,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2020 |
- Goldman Sachs Bank Deposit | $50,001 - $100,000 | Self | None (or less than $201) | None, | 2020 |
- Goldman Sachs Bank Deposit | $50,001 - $100,000 | Self | $1,001 - $2,500 | Interest, | 2020 |
MWTRX MWTRX- Metropolitan West Total Return Bond Fund Class M | $50,001 - $100,000 | Self | $1,001 - $2,500 | Excepted Investment Fund, | 2020 |
- Bain Capital Fund VI | $50,001 - $100,000 | Spouse | $1,001 - $2,500 | Excepted Investment Fund, | 2020 |
- Bain Capital Venture Fund 2005 | $50,001 - $100,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2020 |
- Bain Capital Venture Fund 2007 | $50,001 - $100,000 | Spouse | $50,001 - $100,000 | Excepted Investment Fund, | 2020 |
NAESX NAESX- Vanguard Small Capitalization Index Fund Investor | $15,001 - $50,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2020 |
APHJX APHJX- Artisan International Small-Mid Fund Institutional | $15,001 - $50,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2020 |
- Solamere MD Holdings, LLC | $15,001 - $50,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2020 |
ESFIX ESFIX- Ashmore Emerging Markets Short Duration Fund Insti | $15,001 - $50,000 | Self | $1,001 - $2,500 | Excepted Investment Fund, | 2020 |
- Horses | $15,001 - $50,000 | Spouse | None (or less than $201) | None, | 2020 |
- Bain Capital Fund VII-E | $15,001 - $50,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2020 |
- Brookside Capital Partners Fund | $15,001 - $50,000 | Self | $5,001 - $15,000 | Excepted Investment Fund, | 2020 |
- Bain Capital Fund VIII-E | $15,001 - $50,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2020 |
- Sankaty High Yield Asset Grantor Trust | $15,001 - $50,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2020 |
WCMIX WCMIX- WCM Focused International Growth Fund Institutiona | $15,001 - $50,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2020 |
- Bain Capital Asia Fund | $15,001 - $50,000 | Spouse | $201 - $1,000 | Excepted Investment Fund, | 2020 |
- Bain Capital Europe Fund III | $15,001 - $50,000 | Spouse | $50,001 - $100,000 | Excepted Investment Fund, | 2020 |
- Sankaty Credit Opportunities IV | $15,001 - $50,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2020 |
VFINX VFINX- Vanguard 500 Index Fund Investor Shares | $15,001 - $50,000 | Self | $1,001 - $2,500 | Excepted Investment Fund, | 2020 |
ARTKX ARTKX- Artisan International Value Fund Investor Class | $15,001 - $50,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2020 |
- WHITEHALL STREET GLOBAL REAL ESTATE LIMITED PARTNERSHIP 2007 | $15,001 - $50,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2020 |
- BCIP Venture Associates | $15,001 - $50,000 | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2020 |
EGFFX EGFFX- Edgewood Growth Fund Retail Class | $15,001 - $50,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2020 |
- Sankaty High Yield Asset Grantor Trust | $15,001 - $50,000 | Spouse | $201 - $1,000 | Excepted Investment Fund, | 2020 |
- Sankaty High Yield Partners III Grantor Trust | $15,001 - $50,000 | Spouse | $201 - $1,000 | Excepted Investment Fund, | 2020 |
FMIHX FMIHX- FMI Large Cap Fund Investor Class | $15,001 - $50,000 | Self | $2,501 - $5,000 | Excepted Investment Fund, | 2020 |
- GGC Investment Fund II, L.P. | $15,001 - $50,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2020 |
NCRIX NCRIX- Neuberger Berman Core Bond Fund Investor Class | $15,001 - $50,000 | Self | $1,001 - $2,500 | Excepted Investment Fund, | 2020 |
ARTFX ARTFX- Artisan High Income Fund Investor Shares | $15,001 - $50,000 | Self | $1,001 - $2,500 | Excepted Investment Fund, | 2020 |
- GGC Investments II (BVI), L.P. | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2020 |
- WHITEHALL STREET REAL ESTATE FUND XI/XII | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2020 |
- WHITEHALL STREET REAL ESTATE FUND IX/X | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2020 |
- GGC Investment Annex Fund II, L.P. | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2020 |
- GGC Investment Fund II-A, L.P. | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2020 |
- Prospect Harbor Credit Partners | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2020 |
- Sankaty Beacon Investment Partners, LP | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2020 |
- Sankaty Special Situations I Grantor Trust | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2020 |
- 111 Capital Grantor Trust | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2020 |
- Bain Capital IX Coinvestment Fund | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2020 |
DREGX DREGX- Driehaus Emerging Markets Growth Fund Investor Cla | $1,001 - $15,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2020 |
MAPIX MAPIX- Matthews Asia Dividend Fund Investor Class | $1,001 - $15,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2020 |
- Federated Treasury Obligations Fund | $1,001 - $15,000 | Self | None (or less than $201) | Interest, | 2020 |
JHEQX JHEQX- JPMorgan Hedged Equity Fund Class I | $1,001 - $15,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2020 |
- Prospect Harbor Credit Partners | $1,001 - $15,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2020 |
- Sankaty High Yield Partners II Grantor Trust | $1,001 - $15,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2020 |
- Sankaty Credit Opportunities II | $1,001 - $15,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2020 |
- Sankaty Credit Opportunities III | $1,001 - $15,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2020 |
- 111 Capital Grantor Trust | $1,001 - $15,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2020 |
- Apartment Building | None (or less than $1,001) | Self | $100,001 - $1,000,000Other $27,794.00 | Capital Gains, Other, (Residual income) | 2020 |
- FDMXX - Fidelity Massachusetts Money Market | None (or less than $1,001) | Self | $201 - $1,000 | Excepted Investment Fund, | 2020 |
- BCIP Associates II Epoch | None (or less than $1,001) | Spouse | $201 - $1,000 | Excepted Investment Fund, | 2020 |
- GGC Investments II-A Adjunct (BVI) L.P. | None (or less than $1,001) | Spouse | None (or less than $201) | None, | 2020 |
- Sankaty Advisors, Inc. (Notes 1, 2 & 3) Boston, Massachusetts | None (or less than $1,001) | Spouse | $1,001 - $2,500 | None, | 2020 |
- BCIP Associates IV | None (or less than $1,001) | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2020 |
TEF TEF- Telefonica, S.A. | None (or less than $1,001) | Self | $201 - $1,000 | Dividends, | 2020 |
- Elliott Associates, L.P. | None (or less than $1,001) | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2020 |
- WHITEHALL STREET REAL ESTATE L.P. XIII/XIV | None (or less than $1,001) | Spouse | None (or less than $201) | Excepted Investment Fund, | 2020 |
- Rob Rom LLC | Spouse | 2020 | |||
- Goldman Sachs Brokerage #1 | Spouse | 2020 | |||
- The Ann D. Romney 1998 Revocable Trust | Spouse | 2020 | |||
- Goldman Sachs Brokerage #2 | Self | 2020 | |||
- The W. Mitt Romney 1998 Revocable Trust | Self | 2020 | |||
- Goldman Sachs Brokerage #3 | Spouse | 2020 | |||
- Bain IRA | Self | 2020 | |||
- 8621 Georgia Associates LLC | Self | 2020 | |||
- Fidelity Brokerage Services LLC | Self | 2020 | |||
- W. Mitt Romney 1996 Charitable Remainder Trust | Self | 2020 | |||
- Ropes Wealth Advisors | Self | 2020 | |||
- Goldman Sachs Brokerage #3 | Self | 2020 | |||
- Goldman Sachs Managed Account #5 | Self | 2020 | |||
- Goldman Sachs IRA #1 | Self | 2020 | |||
- Ten Hut LLC | Self | 2020 | |||
- Goldman Sachs Brokerage Account #2 | Spouse | 2020 | |||
- Goldman Sachs IRA #2 | Self | 2020 | |||
- Vantage 2 LLC | Spouse | 2020 | |||
- Goldman Sachs Brokerage #1 | Self | 2020 | |||
GANPX GANPX- Goldman Sachs Short Duration Tax-Free Fund Class P | $5,000,001 - $25,000,000 | Self | $2,501 - $5,000 | Excepted Investment Fund, | 2019 |
IWD IWD- iShares Russell 1000 Value ETF | $5,000,001 - $25,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2019 |
GMDPX GMDPX- Goldman Sachs Short Duration Government Fund Class | $5,000,001 - $25,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2019 |
GMCPX GMCPX- Goldman Sachs Short Duration Income Fund Class P | $5,000,001 - $25,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2019 |
GMCPX GMCPX- Goldman Sachs Short Duration Income Fund Class P | $5,000,001 - $25,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2019 |
GMDPX GMDPX- Goldman Sachs Short Duration Government Fund Class | $5,000,001 - $25,000,000 | Self | $5,001 - $15,000 | Excepted Investment Fund, | 2019 |
GMDPX GMDPX- Goldman Sachs Short Duration Government Fund Class | $5,000,001 - $25,000,000 | Self | $5,001 - $15,000 | Excepted Investment Fund, | 2019 |
GMDPX GMDPX- Goldman Sachs Short Duration Government Fund Class | $5,000,001 - $25,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2019 |
GMCPX GMCPX- Goldman Sachs Short Duration Income Fund Class P | $5,000,001 - $25,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2019 |
GMCPX GMCPX- Goldman Sachs Short Duration Income Fund Class P | $5,000,001 - $25,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2019 |
IWD IWD- iShares Russell 1000 Value ETF | $5,000,001 - $25,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2019 |
GANPX GANPX- Goldman Sachs Short Duration Tax-Free Fund Class P | $5,000,001 - $25,000,000 | Self | $2,501 - $5,000 | Excepted Investment Fund, | 2019 |
GSXPX GSXPX- Goldman Sachs Small Cap Value Insights Fund Class | $1,000,001 - $5,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2019 |
GSWPX GSWPX- Goldman Sachs Small/Mid Cap Growth Fund Class P | $1,000,001 - $5,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2019 |
HEDJ HEDJ- WisdomTree Europe Hedged Equity Fund | $1,000,001 - $5,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2019 |
SPY SPY- SPDR S&P 500 ETF | $1,000,001 - $5,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2019 |
IWF IWF- iShares Russell 1000 Growth ETF | $1,000,001 - $5,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2019 |
GAHPX GAHPX- Goldman Sachs Emerging Markets Equity Fund Class P | $1,000,001 - $5,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2019 |
GGNPX GGNPX- Goldman Sachs High Yield Floating Rate Fund Class | $1,000,001 - $5,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2019 |
ACWX ACWX- iShares MSCI ACWI ex U.S. ETF | $1,000,001 - $5,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2019 |
- Apartment Building | $1,000,001 - $5,000,000 | Self | None (or less than $201) | None, | 2019 |
GMNPX GMNPX- Goldman Sachs MLP Energy Infrastructure Fund Class | $1,000,001 - $5,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2019 |
GMNPX GMNPX- Goldman Sachs MLP Energy Infrastructure Fund Class | $1,000,001 - $5,000,000 | Self | $2,501 - $5,000 | Excepted Investment Fund, | 2019 |
SPY SPY- SPDR S&P 500 ETF | $1,000,001 - $5,000,000 | Self | $5,001 - $15,000 | Excepted Investment Fund, | 2019 |
GMNPX GMNPX- Goldman Sachs MLP Energy Infrastructure Fund Class | $1,000,001 - $5,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2019 |
ACWX ACWX- iShares MSCI ACWI ex U.S. ETF | $1,000,001 - $5,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2019 |
IWF IWF- iShares Russell 1000 Growth ETF | $1,000,001 - $5,000,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2019 |
IWD IWD- iShares Russell 1000 Value ETF | $1,000,001 - $5,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2019 |
GMNPX GMNPX- Goldman Sachs MLP Energy Infrastructure Fund Class | $1,000,001 - $5,000,000 | Self | $2,501 - $5,000 | Excepted Investment Fund, | 2019 |
SPY SPY- SPDR S&P 500 ETF | $1,000,001 - $5,000,000 | Self | $5,001 - $15,000 | Excepted Investment Fund, | 2019 |
IWD IWD- iShares Russell 1000 Value ETF | $1,000,001 - $5,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2019 |
IWF IWF- iShares Russell 1000 Growth ETF | $1,000,001 - $5,000,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2019 |
- BCIP Trust Associates III | $1,000,001 - $5,000,000 | Self | $100,001 - $1,000,000 | Excepted Investment Fund, | 2019 |
- Apartment Building | $1,000,001 - $5,000,000 | Self | None (or less than $201) | None, | 2019 |
- BCIP Trust Associates III | $1,000,001 - $5,000,000 | Self | $100,001 - $1,000,000 | Excepted Investment Fund, | 2019 |
GAHPX GAHPX- Goldman Sachs Emerging Markets Equity Fund Class P | $1,000,001 - $5,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2019 |
HEDJ HEDJ- WisdomTree Europe Hedged Equity Fund | $1,000,001 - $5,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2019 |
GGFPX GGFPX- Goldman Sachs International Equity Insights Fund C | $1,000,001 - $5,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2019 |
SPY SPY- SPDR S&P 500 ETF | $1,000,001 - $5,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2019 |
GSXPX GSXPX- Goldman Sachs Small Cap Value Insights Fund Class | $1,000,001 - $5,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2019 |
GGFPX GGFPX- Goldman Sachs International Equity Insights Fund C | $1,000,001 - $5,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2019 |
GSWPX GSWPX- Goldman Sachs Small/Mid Cap Growth Fund Class P | $1,000,001 - $5,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2019 |
IWF IWF- iShares Russell 1000 Growth ETF | $1,000,001 - $5,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2019 |
GGNPX GGNPX- Goldman Sachs High Yield Floating Rate Fund Class | $1,000,001 - $5,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2019 |
- Bain Capital Fund X | Over $1,000,000 and held independently by spouse or dependent child | Spouse | Over $1,000,000 and held independently by spouse or dependent child | Excepted Investment Fund, | 2019 |
- BCIP Associates III | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2019 |
- Apartment Building | $500,001 - $1,000,000 | Self | None (or less than $201) | None, | 2019 |
- Bank of America | $500,001 - $1,000,000 | Joint | $201 - $1,000 | Interest, | 2019 |
- Bank of America | $500,001 - $1,000,000 | Joint | $201 - $1,000 | Interest, | 2019 |
- Apartment Building | $500,001 - $1,000,000 | Self | None (or less than $201) | None, | 2019 |
- Goldman Sachs Bank Deposit | $500,001 - $1,000,000 | Spouse | $5,001 - $15,000 | Excepted Investment Fund, | 2019 |
GMCPX GMCPX- Goldman Sachs Short Duration Income Fund Class P | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2019 |
- BCIP Associates III | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2019 |
GMDPX GMDPX- Goldman Sachs Short Duration Government Fund Class | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $5,001 - $15,000 | Excepted Investment Fund, | 2019 |
GGNPX GGNPX- Goldman Sachs High Yield Floating Rate Fund Class | $500,001 - $1,000,000 | Self | $50,001 - $100,000 | Excepted Investment Fund, | 2019 |
GGLPX GGLPX- Goldman Sachs High Yield Municipal Fund Class P | $500,001 - $1,000,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2019 |
GSWPX GSWPX- Goldman Sachs Small/Mid Cap Growth Fund Class P | $500,001 - $1,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2019 |
GGFPX GGFPX- Goldman Sachs International Equity Insights Fund C | $500,001 - $1,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2019 |
HEDJ HEDJ- WisdomTree Europe Hedged Equity Fund | $500,001 - $1,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2019 |
GAHPX GAHPX- Goldman Sachs Emerging Markets Equity Fund Class P | $500,001 - $1,000,000 | Self | $5,001 - $15,000 | Excepted Investment Fund, | 2019 |
ACWX ACWX- iShares MSCI ACWI ex U.S. ETF | $500,001 - $1,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2019 |
GANPX GANPX- Goldman Sachs Short Duration Tax-Free Fund Class P | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $2,501 - $5,000 | Excepted Investment Fund, | 2019 |
GGNPX GGNPX- Goldman Sachs High Yield Floating Rate Fund Class | $500,001 - $1,000,000 | Spouse | $50,001 - $100,000 | Excepted Investment Fund, | 2019 |
GGLPX GGLPX- Goldman Sachs High Yield Municipal Fund Class P | $500,001 - $1,000,000 | Spouse | $201 - $1,000 | Excepted Investment Fund, | 2019 |
IWF IWF- iShares Russell 1000 Growth ETF | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2019 |
IWD IWD- iShares Russell 1000 Value ETF | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $201 - $1,000 | Excepted Investment Fund, | 2019 |
GSWPX GSWPX- Goldman Sachs Small/Mid Cap Growth Fund Class P | $500,001 - $1,000,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2019 |
GSXPX GSXPX- Goldman Sachs Small Cap Value Insights Fund Class | $500,001 - $1,000,000 | Spouse | $2,501 - $5,000 | Excepted Investment Fund, | 2019 |
KBE KBE- SPDR S&P Bank ETF | $500,001 - $1,000,000 | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2019 |
SPY SPY- SPDR S&P 500 ETF | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $5,001 - $15,000 | Excepted Investment Fund, | 2019 |
GGFPX GGFPX- Goldman Sachs International Equity Insights Fund C | $500,001 - $1,000,000 | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2019 |
HEDJ HEDJ- WisdomTree Europe Hedged Equity Fund | $500,001 - $1,000,000 | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2019 |
GAHPX GAHPX- Goldman Sachs Emerging Markets Equity Fund Class P | $500,001 - $1,000,000 | Spouse | $5,001 - $15,000 | Excepted Investment Fund, | 2019 |
ACWX ACWX- iShares MSCI ACWI ex U.S. ETF | $500,001 - $1,000,000 | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2019 |
GMNPX GMNPX- Goldman Sachs MLP Energy Infrastructure Fund Class | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2019 |
HEDJ HEDJ- WisdomTree Europe Hedged Equity Fund | $500,001 - $1,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2019 |
ACWX ACWX- iShares MSCI ACWI ex U.S. ETF | $500,001 - $1,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2019 |
GGNPX GGNPX- Goldman Sachs High Yield Floating Rate Fund Class | $500,001 - $1,000,000 | Self | $50,001 - $100,000 | Excepted Investment Fund, | 2019 |
GGLPX GGLPX- Goldman Sachs High Yield Municipal Fund Class P | $500,001 - $1,000,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2019 |
GSWPX GSWPX- Goldman Sachs Small/Mid Cap Growth Fund Class P | $500,001 - $1,000,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2019 |
GGFPX GGFPX- Goldman Sachs International Equity Insights Fund C | $500,001 - $1,000,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2019 |
GAHPX GAHPX- Goldman Sachs Emerging Markets Equity Fund Class P | $500,001 - $1,000,000 | Self | $5,001 - $15,000 | Excepted Investment Fund, | 2019 |
- Solamere Founders Fund I, LP | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2019 |
- Solamere Capital Fund II, LP | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2019 |
- SV-SC Investments, LLC | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $201 - $1,000 | Excepted Investment Fund, | 2019 |
- Solamere Group Hedge Investments, LLC | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2019 |
- Solamere Holding Company, LLC | $500,001 - $1,000,000 | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2019 |
- Solamere Capital Fund II GP, LP | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $5,001 - $15,000 | Excepted Investment Fund, | 2019 |
- Golden Gate Capital Opportunity Fund, LP | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2019 |
- Elliott Associates, L.P. | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2019 |
- The D3 Family Bulldog Fund, LP | $500,001 - $1,000,000 | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2019 |
- Goldman Sachs Bank Deposit | $500,001 - $1,000,000 | Spouse | $5,001 - $15,000 | Excepted Investment Fund, | 2019 |
GMCPX GMCPX- Goldman Sachs Short Duration Income Fund Class P | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2019 |
GMDPX GMDPX- Goldman Sachs Short Duration Government Fund Class | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $5,001 - $15,000 | Excepted Investment Fund, | 2019 |
GANPX GANPX- Goldman Sachs Short Duration Tax-Free Fund Class P | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $2,501 - $5,000 | Excepted Investment Fund, | 2019 |
GGNPX GGNPX- Goldman Sachs High Yield Floating Rate Fund Class | $500,001 - $1,000,000 | Spouse | $50,001 - $100,000 | Excepted Investment Fund, | 2019 |
GGLPX GGLPX- Goldman Sachs High Yield Municipal Fund Class P | $500,001 - $1,000,000 | Spouse | $201 - $1,000 | Excepted Investment Fund, | 2019 |
IWF IWF- iShares Russell 1000 Growth ETF | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2019 |
IWD IWD- iShares Russell 1000 Value ETF | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $201 - $1,000 | Excepted Investment Fund, | 2019 |
GSWPX GSWPX- Goldman Sachs Small/Mid Cap Growth Fund Class P | $500,001 - $1,000,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2019 |
GSXPX GSXPX- Goldman Sachs Small Cap Value Insights Fund Class | $500,001 - $1,000,000 | Spouse | $2,501 - $5,000 | Excepted Investment Fund, | 2019 |
KBE KBE- SPDR S&P Bank ETF | $500,001 - $1,000,000 | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2019 |
SPY SPY- SPDR S&P 500 ETF | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $5,001 - $15,000 | Excepted Investment Fund, | 2019 |
GGFPX GGFPX- Goldman Sachs International Equity Insights Fund C | $500,001 - $1,000,000 | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2019 |
HEDJ HEDJ- WisdomTree Europe Hedged Equity Fund | $500,001 - $1,000,000 | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2019 |
GAHPX GAHPX- Goldman Sachs Emerging Markets Equity Fund Class P | $500,001 - $1,000,000 | Spouse | $5,001 - $15,000 | Excepted Investment Fund, | 2019 |
ACWX ACWX- iShares MSCI ACWI ex U.S. ETF | $500,001 - $1,000,000 | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2019 |
GMNPX GMNPX- Goldman Sachs MLP Energy Infrastructure Fund Class | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2019 |
- Bain Capital Fund VII | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2019 |
- Bain Capital Fund X | Over $1,000,000 and held independently by spouse or dependent child | Spouse | Over $1,000,000 and held independently by spouse or dependent child | Excepted Investment Fund, | 2019 |
- Solamere Founders Fund I, LP | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2019 |
- Solamere Capital Fund II, LP | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2019 |
- SV-SC Investments, LLC | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $201 - $1,000 | Excepted Investment Fund, | 2019 |
- Solamere Group Hedge Investments, LLC | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2019 |
- Solamere Holding Company, LLC | $500,001 - $1,000,000 | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2019 |
- Solamere Capital Fund II GP, LP | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $5,001 - $15,000 | Excepted Investment Fund, | 2019 |
- Golden Gate Capital Opportunity Fund, LP | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2019 |
- Elliott Associates, L.P. | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2019 |
- The D3 Family Bulldog Fund, LP | $500,001 - $1,000,000 | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2019 |
- Bain Capital Fund VII | Over $1,000,000 and held independently by spouse or dependent child | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2019 |
- Gold Bullion | $250,001 - $500,000 | Self | None (or less than $201) | None, | 2019 |
- Golden Gate Capital Opportunity Fund, LP - Series 3 | $250,001 - $500,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2019 |
GSXPX GSXPX- Goldman Sachs Small Cap Value Insights Fund Class | $250,001 - $500,000 | Self | $2,501 - $5,000 | Excepted Investment Fund, | 2019 |
- Horses | $250,001 - $500,000 | Spouse | None (or less than $201) | None, | 2019 |
GSXPX GSXPX- Goldman Sachs Small Cap Value Insights Fund Class | $250,001 - $500,000 | Self | $2,501 - $5,000 | Excepted Investment Fund, | 2019 |
- Brookside Capital Partners Fund | $250,001 - $500,000 | Spouse | $50,001 - $100,000 | Excepted Investment Fund, | 2019 |
- Brookside Capital Partners Fund | $250,001 - $500,000 | Spouse | $50,001 - $100,000 | Excepted Investment Fund, | 2019 |
- Gold Bullion | $250,001 - $500,000 | Self | None (or less than $201) | None, | 2019 |
- Horses | $250,001 - $500,000 | Spouse | None (or less than $201) | None, | 2019 |
- Golden Gate Capital Opportunity Fund, LP - Series 3 | $250,001 - $500,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2019 |
- Bain Capital VII Coinvestment Fund | $100,001 - $250,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2019 |
- Horses | $100,001 - $250,000 | Spouse | None (or less than $201) | None, | 2019 |
- BCIP Venture Associates | $100,001 - $250,000 | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2019 |
- Promissory Note with ACR Enterprises Inc | $100,001 - $250,000 | Spouse | $5,001 - $15,000 | Interest, | 2019 |
- GGC Neustar Investors, LP | $100,001 - $250,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2019 |
- WHITEHALL STREET GLOBAL REAL ESTATE LIMITED PARTNERSHIP 2007 | $100,001 - $250,000 | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2019 |
- Goldman Sachs Bank Deposit | $100,001 - $250,000 | Self | $201 - $1,000 | Interest, | 2019 |
- BCIP Venture Associates | $100,001 - $250,000 | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2019 |
- Horses | $100,001 - $250,000 | Spouse | None (or less than $201) | None, | 2019 |
- Bain Capital VII Coinvestment Fund | $100,001 - $250,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2019 |
- Solamere Capital AF III, LP | $100,001 - $250,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2019 |
- Bain Capital Venture Fund 2001 | $100,001 - $250,000 | Spouse | $1,001 - $2,500 | Excepted Investment Fund, | 2019 |
- Bain Capital Venture Fund 2001 | $100,001 - $250,000 | Spouse | $201 - $1,000 | Excepted Investment Fund, | 2019 |
- Bain Capital Fund VIII | $100,001 - $250,000 | Spouse | $2,501 - $5,000 | Excepted Investment Fund, | 2019 |
- Bain Capital Fund VIII | $100,001 - $250,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2019 |
- Goldman Sachs Bank Deposit | $100,001 - $250,000 | Self | $5,001 - $15,000 | Interest, | 2019 |
- Solamere Capital AF III, LP | $100,001 - $250,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2019 |
- Sankaty Credit Opportunities IV | $100,001 - $250,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2019 |
- Bain Capital Venture Fund 2007 | $100,001 - $250,000 | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2019 |
- WHITEHALL STREET GLOBAL REAL ESTATE LIMITED PARTNERSHIP 2007 | $100,001 - $250,000 | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2019 |
- GGC Neustar Investors, LP | $100,001 - $250,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2019 |
- Goldman Sachs Bank Deposit | $100,001 - $250,000 | Self | $5,001 - $15,000 | Interest, | 2019 |
- Bain Capital Venture Fund 2007 | $100,001 - $250,000 | Spouse | $50,001 - $100,000 | Excepted Investment Fund, | 2019 |
- Sankaty Credit Opportunities III | $100,001 - $250,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2019 |
- Goldman Sachs Bank Deposit | $100,001 - $250,000 | Self | $201 - $1,000 | Interest, | 2019 |
- Promissory Note with ACR Enterprises Inc | $100,001 - $250,000 | Spouse | $5,001 - $15,000 | Interest, | 2019 |
- Goldman Sachs Bank Deposit | $50,001 - $100,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2019 |
MWTRX MWTRX- Metropolitan West Total Return Bond Fund Class M | $50,001 - $100,000 | Self | $1,001 - $2,500 | Excepted Investment Fund, | 2019 |
- Bain Capital Fund VI | $50,001 - $100,000 | Spouse | $1,001 - $2,500 | Excepted Investment Fund, | 2019 |
- Solamere Capital Fund III, LP | $50,001 - $100,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2019 |
- Sankaty Credit Opportunities IV | $50,001 - $100,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2019 |
- Bain Capital Venture Fund 2005 | $50,001 - $100,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2019 |
- Solamere Capital Fund III, LP | $50,001 - $100,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2019 |
- Goldman Sachs Bank Deposit | $50,001 - $100,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2019 |
- Sankaty Credit Opportunities III | $50,001 - $100,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2019 |
- Bain Capital Fund VI | $50,001 - $100,000 | Spouse | $201 - $1,000 | Excepted Investment Fund, | 2019 |
MWTRX MWTRX- Metropolitan West Total Return Bond Fund Class M | $50,001 - $100,000 | Self | $1,001 - $2,500 | Excepted Investment Fund, | 2019 |
- Bain Capital Venture Fund 2005 | $50,001 - $100,000 | Spouse | $2,501 - $5,000 | Excepted Investment Fund, | 2019 |
- Sankaty Credit Opportunities II | $15,001 - $50,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2019 |
- Bain Capital Fund VIII-E | $15,001 - $50,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2019 |
EGFFX EGFFX- Edgewood Growth Fund Retail Class | $15,001 - $50,000 | Self | $1,001 - $2,500 | Excepted Investment Fund, | 2019 |
NCRIX NCRIX- Neuberger Berman Core Bond Fund Investor Class | $15,001 - $50,000 | Self | $1,001 - $2,500 | Excepted Investment Fund, | 2019 |
- Bain Capital Europe Fund III | $15,001 - $50,000 | Spouse | $50,001 - $100,000 | Excepted Investment Fund, | 2019 |
- Sankaty Beacon Investment Partners, LP | $15,001 - $50,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2019 |
- FDMXX - Fidelity Massachusetts Money Market | $15,001 - $50,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2019 |
- 111 Capital Grantor Trust | $15,001 - $50,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2019 |
- Goldman Sachs Bank Deposit | $15,001 - $50,000 | Self | $2,501 - $5,000 | Interest, | 2019 |
- Sankaty High Yield Partners III Grantor Trust | $15,001 - $50,000 | Spouse | $201 - $1,000 | Excepted Investment Fund, | 2019 |
- Sankaty High Yield Asset Grantor Trust | $15,001 - $50,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2019 |
- Sankaty High Yield Asset Grantor Trust | $15,001 - $50,000 | Spouse | $201 - $1,000 | Excepted Investment Fund, | 2019 |
- GGC Investment Fund II, L.P. | $15,001 - $50,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2019 |
NCRIX NCRIX- Neuberger Berman Core Bond Fund Investor Class | $15,001 - $50,000 | Self | $1,001 - $2,500 | Excepted Investment Fund, | 2019 |
ARTFX ARTFX- Artisan High Income Fund Investor Shares | $15,001 - $50,000 | Self | $1,001 - $2,500 | Excepted Investment Fund, | 2019 |
TISVX TISVX- Transamerica International Small Cap Value Class I | $15,001 - $50,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2019 |
- Brookside Capital Partners Fund | $15,001 - $50,000 | Self | $15,001 - $50,000 | Excepted Investment Fund, | 2019 |
- Sankaty High Yield Asset Grantor Trust | $15,001 - $50,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2019 |
- Sankaty Credit Opportunities II | $15,001 - $50,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2019 |
- Sankaty Special Situations I Grantor Trust | $15,001 - $50,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2019 |
- 111 Capital Grantor Trust | $15,001 - $50,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2019 |
WCMIX WCMIX- WCM Focused International Growth Fund Institutiona | $15,001 - $50,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2019 |
ARTKX ARTKX- Artisan International Value Fund Investor Class | $15,001 - $50,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2019 |
VFINX VFINX- Vanguard 500 Index Fund Investor Shares | $15,001 - $50,000 | Self | $1,001 - $2,500 | Excepted Investment Fund, | 2019 |
FMIHX FMIHX- FMI Large Cap Fund | $15,001 - $50,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2019 |
EGFFX EGFFX- Edgewood Growth Fund Retail Class | $15,001 - $50,000 | Self | $1,001 - $2,500 | Excepted Investment Fund, | 2019 |
- Brookside Capital Partners Fund | $15,001 - $50,000 | Self | $5,001 - $15,000 | Excepted Investment Fund, | 2019 |
- GGC Investment Fund II, L.P. | $15,001 - $50,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2019 |
- FDMXX - Fidelity Massachusetts Money Market | $15,001 - $50,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2019 |
- Bain Capital Fund VIII-E | $15,001 - $50,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2019 |
- Goldman Sachs Bank Deposit | $15,001 - $50,000 | Self | $2,501 - $5,000 | Interest, | 2019 |
TISVX TISVX- Transamerica International Small Cap Value Class I | $15,001 - $50,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2019 |
- Bain Capital Europe Fund III | $15,001 - $50,000 | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2019 |
WCMIX WCMIX- WCM Focused International Growth Fund Institutiona | $15,001 - $50,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2019 |
ARTKX ARTKX- Artisan International Value Fund Investor Class | $15,001 - $50,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2019 |
VFINX VFINX- Vanguard 500 Index Fund Investor Shares | $15,001 - $50,000 | Self | $1,001 - $2,500 | Excepted Investment Fund, | 2019 |
ARTFX ARTFX- Artisan High Income Fund Investor Shares | $15,001 - $50,000 | Self | $1,001 - $2,500 | Excepted Investment Fund, | 2019 |
- Sankaty High Yield Partners III Grantor Trust | $15,001 - $50,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2019 |
- Sankaty High Yield Asset Grantor Trust | $15,001 - $50,000 | Spouse | $2,501 - $5,000 | Excepted Investment Fund, | 2019 |
- Sankaty Beacon Investment Partners, LP | $15,001 - $50,000 | Spouse | $1,001 - $2,500 | Excepted Investment Fund, | 2019 |
FMIHX FMIHX- FMI Large Cap Fund | $15,001 - $50,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2019 |
- WHITEHALL STREET REAL ESTATE L.P. XIII/XIV | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2019 |
- Prospect Harbor Credit Partners | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2019 |
- Prospect Harbor Credit Partners | $1,001 - $15,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2019 |
BSIIX BSIIX- BlackRock Strategic Income Opportunities Portfolio | $1,001 - $15,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2019 |
- GGC Investments II (BVI), L.P. | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2019 |
- Goldman Sachs Bank Deposit | $1,001 - $15,000 | Self | None (or less than $201) | None, | 2019 |
MAPIX MAPIX- Matthews Asia Dividend Fund Investor Class | $1,001 - $15,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2019 |
- Sankaty Special Situations I Grantor Trust | $1,001 - $15,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2019 |
- Sankaty High Yield Partners II Grantor Trust | $1,001 - $15,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2019 |
- Sankaty Credit Opportunities Grantor Trust | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2019 |
- Bain Capital VIII Coinvestment Fund | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2019 |
- WHITEHALL STREET REAL ESTATE L.P. XIII/XIV | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2019 |
- SPAXX - Fidelity Government Money Market | $1,001 - $15,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2019 |
- WHITEHALL STREET REAL ESTATE FUND XI/XII | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2019 |
- Sankaty Credit Opportunities Grantor Trust | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2019 |
- GGC Investments II-A Adjunct (BVI), L.P. | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2019 |
- WHITEHALL STREET REAL ESTATE FUND IX/X | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2019 |
- BCIP Associates III-B | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2019 |
- GGC Investment Fund II-A, L.P. | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2019 |
- 111 Capital Grantor Trust | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2019 |
- Bain Capital Asia Fund | $1,001 - $15,000 | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2019 |
- 111 Capital Grantor Trust | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2019 |
- GGC Investment Annex Fund II, L.P. | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2019 |
- GGC Investment Annex Fund II, L.P. | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2019 |
- GGC Investments II (BVI), L.P. | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2019 |
- GGC Investment Fund II-A, L.P. | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2019 |
- Bain Capital Asia Fund | $1,001 - $15,000 | Spouse | $201 - $1,000 | Excepted Investment Fund, | 2019 |
- Sankaty Special Situations I Grantor Trust | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2019 |
BSIIX BSIIX- BlackRock Strategic Income Opportunities Portfolio | $1,001 - $15,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2019 |
MCIFX MCIFX- Miller Convertible Bond Fund Class I | $1,001 - $15,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2019 |
DREGX DREGX- Driehaus Emerging Markets Growth Fund Investor Cla | $1,001 - $15,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2019 |
- Bain Capital Fund VII-E | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2019 |
- WHITEHALL STREET REAL ESTATE FUND XI/XII | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2019 |
MCIFX MCIFX- Miller Convertible Bond Fund Class I | $1,001 - $15,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2019 |
NAESX NAESX- Vanguard Small Capitalization Index Fund Investor | $1,001 - $15,000 | Self | $2,501 - $5,000 | Excepted Investment Fund, | 2019 |
- Prospect Harbor Credit Partners | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2019 |
- Prospect Harbor Credit Partners | $1,001 - $15,000 | Self | $1,001 - $2,500 | Excepted Investment Fund, | 2019 |
DREGX DREGX- Driehaus Emerging Markets Growth Fund Investor Cla | $1,001 - $15,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2019 |
- Sankaty High Yield Partners II Grantor Trust | $1,001 - $15,000 | Self | None (or less than $201) | Excepted Investment Fund, | 2019 |
- Bain Capital Fund VII-E | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2019 |
- BCIP Associates III-B | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2019 |
- GGC Investments II-A Adjunct (BVI), L.P. | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2019 |
NAESX NAESX- Vanguard Small Capitalization Index Fund Investor | $1,001 - $15,000 | Self | $2,501 - $5,000 | Excepted Investment Fund, | 2019 |
- Sankaty Special Situations I Grantor Trust | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2019 |
- Bain Capital VIII Coinvestment Fund | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2019 |
- Goldman Sachs Bank Deposit | $1,001 - $15,000 | Self | None (or less than $201) | None, | 2019 |
MAPIX MAPIX- Matthews Asia Dividend Fund Investor Class | $1,001 - $15,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2019 |
- WHITEHALL STREET REAL ESTATE FUND IX/X | $1,001 - $15,000 | Spouse | None (or less than $201) | Excepted Investment Fund, | 2019 |
- SPAXX - Fidelity Government Money Market | $1,001 - $15,000 | Self | $201 - $1,000 | Excepted Investment Fund, | 2019 |
- PUT/SPX @ 2750 EXP 09/21/2018 | None (or less than $1,001) | Self | $2,501 - $5,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2675 EXP 11/09/2018 | None (or less than $1,001) | Self | $2,501 - $5,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2600 EXP 12/07/2018 | None (or less than $1,001) | Self | $2,501 - $5,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2400 EXP 01/31/2019 | None (or less than $1,001) | Self | $201 - $1,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2450 EXP 12/28/2018 | None (or less than $1,001) | Self | $2,501 - $5,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2475 EXP 01/04/2019 | None (or less than $1,001) | Self | $201 - $1,000 | Capital Gains, | 2019 |
F F- Ford Motor Company | None (or less than $1,001) | Self | $5,001 - $15,000 | Dividends, | 2019 |
- BNP PARIBAS LINKED TO INTL EQ BSKT UPSIDE LEVERED NO CAP W BUFFER STRUCTURED NOTE DUE 06/13/2018 | None (or less than $1,001) | Spouse | $100,001 - $1,000,000 | Capital Gains, | 2019 |
- CANADIAN IMPERIAL BANK OF COMM LINKED TO S&P 500 INDEX UPSIDE LEVERED CAPPED STRUCTURED NOTE DUE 08/23/2018 | None (or less than $1,001) | Spouse | $50,001 - $100,000 | Capital Gains, | 2019 |
- CITIGROUP INC. LINKED TO S&P 500 INDEX UPSIDE LEVERED CAPPED STRUCTURED NOTE DUE 06/01/2018 | None (or less than $1,001) | Spouse | $15,001 - $50,000 | Capital Gains, | 2019 |
- CREDIT SUISSE AG LINKED TO RUSSELL 2000 INDEX UPSIDE LEVERED CAPPED STRUCTURED NOTE DUE 11/21/2019 | None (or less than $1,001) | Spouse | $100,001 - $1,000,000 | Capital Gains, | 2019 |
- DEUTSCHE BANK AG-LONDON BRANCH LINKED TO INTL EQ BSKT UPSIDE LEVERED NO CAP W BUFFER STRUCTURED NOTE DUE 06/13/2018 | None (or less than $1,001) | Spouse | $15,001 - $50,000 | Capital Gains, | 2019 |
GSMMX GSMMX- Goldman Sachs Multi-Manager Alternatives Fund Inst | None (or less than $1,001) | Spouse | $5,001 - $15,000 | Capital Gains, | 2019 |
- SOCIETE GENERALE LINKED TO INTL EQ BSKT UPSIDE LEVERED NO CAP STRUCTURED NOTE DUE 06/13/2018 | None (or less than $1,001) | Spouse | $50,001 - $100,000 | Capital Gains, | 2019 |
GSFRX GSFRX- Goldman Sachs High Yield Floating Rate Fund Instit | None (or less than $1,001) | Spouse | $50,001 - $100,000 | Excepted Investment Fund, | 2019 |
GDFIX GDFIX- Goldman Sachs Short Duration Income Fund Instituti | None (or less than $1,001) | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2019 |
GSTGX GSTGX- Goldman Sachs Short Duration Government Fund Insti | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Excepted Investment Fund, | 2019 |
NFRIX NFRIX- Nuveen Symphony Floating Rate Income Fund Class I | None (or less than $1,001) | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2019 |
- Goldman Sachs Bank Deposit | None (or less than $1,001) | Spouse | $5,001 - $15,000 | Interest, | 2019 |
ACSAY ACSAY- ACS, Actividades de Construcción y Servicios, S.A. | None (or less than $1,001) | Spouse | $201 - $1,000 | Capital Gains, | 2019 |
AAGIY AAGIY- AIA Group Limited | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
EADSY EADSY- Airbus SE | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
MT MT- ArcelorMittal | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
BIDU BIDU- Baidu, Inc. | None (or less than $1,001) | Spouse | $201 - $1,000 | Capital Gains, | 2019 |
BBVA BBVA- Banco Bilbao Vizcaya Argentaria, S.A. | None (or less than $1,001) | Spouse | $201 - $1,000 | Capital Gains, | 2019 |
BBL BBL- BHP Group | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
CNQ CNQ- Canadian Natural Resources Limited | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
CABGY CABGY- Carlsberg A/S | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
DBSDY DBSDY- DBS Group Holdings Ltd | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
DBOEY DBOEY- Deutsche Börse AG | None (or less than $1,001) | Spouse | $201 - $1,000 | None, Dividends, Capital Gains, | 2019 |
DNHBY DNHBY- DNB ASA | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
EONGY EONGY- E.ON SE | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
ENGIY ENGIY- ENGIE SA | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
BDX BDX- Becton, Dickinson and Company | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
ESLOY ESLOY- EssilorLuxottica Société anonyme | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
FRCOY FRCOY- Fast Retailing Co., Ltd. | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
KMTUY KMTUY- Komatsu Ltd. | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Capital Gains, | 2019 |
ORAN ORAN- Orange S.A. | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
PCRFY PCRFY- Panasonic Corporation | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
RDSMY RDSMY- Koninklijke DSM N.V. | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
SOMLY SOMLY- SECOM CO., LTD. | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
SVNDY SVNDY- Seven & i Holdings Co., Ltd. | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
SNN SNN- Smith & Nephew plc | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
HSBC HSBC- HSBC Holdings plc | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, | 2019 |
BRK-B BRK-B- Berkshire Hathaway Inc. | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Capital Gains, | 2019 |
CTSH CTSH- Cognizant Technology Solutions Corporation | None (or less than $1,001) | Spouse | $201 - $1,000 | Capital Gains, | 2019 |
DG DG- Dollar General Corporation | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
MSFT MSFT- Microsoft Corporation | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
WLTW WLTW- Willis Towers Watson Public Limited Company | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
ABT ABT- Abbott Laboratories | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
ADBE ADBE- Adobe Inc. | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Capital Gains, | 2019 |
AON AON- Aon plc | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Capital Gains, | 2019 |
AAPL AAPL- Apple Inc. | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Capital Gains, | 2019 |
BRK-B BRK-B- Berkshire Hathaway Inc. | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Capital Gains, | 2019 |
BKNG BKNG- Booking Holdings Inc. | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Capital Gains, | 2019 |
CERN CERN- Cerner Corporation | None (or less than $1,001) | Spouse | $201 - $1,000 | Capital Gains, | 2019 |
CTSH CTSH- Cognizant Technology Solutions Corporation | None (or less than $1,001) | Spouse | $5,001 - $15,000 | Dividends, Capital Gains, | 2019 |
CMCSA CMCSA- Comcast Corporation | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Capital Gains, | 2019 |
GNTX GNTX- Gentex Corporation | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Capital Gains, | 2019 |
KSU KSU- Kansas City Southern | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
MSFT MSFT- Microsoft Corporation | None (or less than $1,001) | Spouse | $5,001 - $15,000 | Dividends, Capital Gains, | 2019 |
MSI MSI- Motorola Solutions, Inc. | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
ORCL ORCL- Oracle Corporation | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Capital Gains, | 2019 |
ORLY ORLY- O'Reilly Automotive, Inc. | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Capital Gains, | 2019 |
PYPL PYPL- PayPal Holdings, Inc. | None (or less than $1,001) | Spouse | $201 - $1,000 | Capital Gains, | 2019 |
REGN REGN- Regeneron Pharmaceuticals, Inc. | None (or less than $1,001) | Spouse | $201 - $1,000 | Capital Gains, | 2019 |
SHW SHW- The Sherwin-Williams Company | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Capital Gains, | 2019 |
SIRI SIRI- Sirius XM Holdings Inc. | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
TMO TMO- Thermo Fisher Scientific Inc. | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
V V- Visa Inc. | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
- Warner Media, LLC CMN | None (or less than $1,001) | Spouse | $201 - $1,000 | Capital Gains, | 2019 |
ZTS ZTS- Zoetis Inc. | None (or less than $1,001) | Spouse | $201 - $1,000 | Capital Gains, | 2019 |
AET AET- Aetna Inc. | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
EADSY EADSY- Airbus SE | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
GOOG GOOG- Alphabet Inc. | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Capital Gains, | 2019 |
ABC ABC- AmerisourceBergen Corporation | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
ANTM ANTM- Anthem, Inc. | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
AZO AZO- AutoZone, Inc. | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Capital Gains, | 2019 |
BKNG BKNG- Booking Holdings Inc. | None (or less than $1,001) | Spouse | $201 - $1,000 | Capital Gains, | 2019 |
CBRE CBRE- CBRE Group, Inc. | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Capital Gains, | 2019 |
RE RE- Everest Re Group, Ltd. | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
GKN.DE GKN.DE- GKN plc | None (or less than $1,001) | Spouse | $5,001 - $15,000 | Capital Gains, | 2019 |
HLT HLT- Hilton Worldwide Holdings Inc. | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
IHG IHG- InterContinental Hotels Group PLC | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Capital Gains, | 2019 |
MA MA- Mastercard Incorporated | None (or less than $1,001) | Spouse | $5,001 - $15,000 | Dividends, Capital Gains, | 2019 |
MCO MCO- Moody's Corporation | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
ORCL ORCL- Oracle Corporation | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
PH PH- Parker-Hannifin Corporation | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
SPGI SPGI- S&P Global Inc. | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
SSNC SSNC- SS&C Technologies Holdings, Inc. | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Capital Gains, | 2019 |
BK BK- The Bank of New York Mellon Corporation | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
UTX UTX- United Technologies Corporation | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
V V- Visa Inc. | None (or less than $1,001) | Spouse | $5,001 - $15,000 | Dividends, Capital Gains, | 2019 |
AXS AXS- AXIS Capital Holdings Limited | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, | 2019 |
- Goldman Sachs Bank Deposit | None (or less than $1,001) | Spouse | $201 - $1,000 | Interest, | 2019 |
SSREY SSREY- Swiss Re AG | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, | 2019 |
- FEDERAL HOME LOAN BANK SYSTEM 1.25% 06/08/2018 SER IX-9018 SR LIEN | None (or less than $1,001) | Spouse | $201 - $1,000 | Interest, Capital Gains, | 2019 |
- FEDERAL HOME LOAN BANK SYSTEM 3.375% 09/08/2023 SER 1F-2023 SR LIEN | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Interest, Capital Gains, | 2019 |
- U.S. TREASURY NOTE 1.875000% 03/31/2022 MS ON THE RUN | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Interest, Capital Gains, | 2019 |
- U.S. TREASURY NOTE 2.125000% 11/30/2023 MN ON THE RUN | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Interest, Capital Gains, | 2019 |
- U.S. TREASURY NOTE 2.250000% 12/31/2023 JD ON THE RUN | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Interest, Capital Gains, | 2019 |
- 3M COMPANY MTN 3.25% 02/14/2024 USD SR LIEN | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Interest, | 2019 |
- ABBVIE INC. 2.0% 11/06/2018 SER B SR LIEN | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Interest, | 2019 |
- ACTAVIS FUNDING SCS 3.0% 03/12/2020 USD SR LIEN | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Interest, | 2019 |
- ALTRIA GROUP, INC. 9.7% 11/10/2018 SR LIEN | None (or less than $1,001) | Spouse | $15,001 - $50,000 | Interest, | 2019 |
- ASIA MTN 2.75% 03/17/2023 SR LIEN | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Interest, | 2019 |
- BMW US CAPITAL LLC 3.45% 04/12/2023 USD PVT REGS SR LIEN | None (or less than $1,001) | Spouse | $201 - $1,000 | Interest, | 2019 |
- BMW US CAPITAL LLC 3.45% 04/12/2023 USD PVT REGS SR LIEN | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Interest, | 2019 |
- CITIGROUP INC. 2.35% 08/02/2021 USD SR LIEN | None (or less than $1,001) | Spouse | $201 - $1,000 | Interest, | 2019 |
- FEDERAL HOME LOAN BANK SYSTEM 1.75% 12/14/2018 SER FM-9018 SR LIEN | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Interest, | 2019 |
- FEDERAL HOME LOAN BANK SYSTEM 2.75% 06/08/2018 SER AZ-9018 SR LIEN | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Interest, | 2019 |
- FHLB 1.875% 03/13/2020 SER XJ-2020 SR LIEN | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Interest, | 2019 |
- FHLB 2.0% 09/14/2018 SER DU-9018 SR LIEN | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Interest, | 2019 |
- INGERSOLL-RAND GLOBAL HOLDING 6.875% 08/15/2018 SR LIEN | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Interest, | 2019 |
- JOHN DEERE CAPITAL CORP MTN 1.25% 10/09/2019 SR LIEN | None (or less than $1,001) | Spouse | $201 - $1,000 | Interest, | 2019 |
- JPMORGAN CHASE & CO 1.85% 03/22/2019 SR LIEN | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Interest, | 2019 |
- KFW 1.0% 07/15/2019 SR LIEN | None (or less than $1,001) | Spouse | $201 - $1,000 | Interest, | 2019 |
- LEGG MASON, INC. 2.7% 07/15/2019 SR LIEN | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Interest, | 2019 |
- MORGAN STANLEY 2.65% 01/27/2020 USD SR LIEN | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Interest, | 2019 |
- NIB MTN 2.25% 09/30/2021 SR LIEN | None (or less than $1,001) | Spouse | $201 - $1,000 | Interest, | 2019 |
- OMNICOM GROUP INC. 4.45% 08/15/2020 USD SR LIEN | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Interest, | 2019 |
- ROYAL BANK OF CANADA MTN 1.5% 07/29/2019 SR LIEN | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Interest, | 2019 |
- SALESFORCE.COM INC 3.25% 04/11/2023 USD SR LIEN | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Interest, | 2019 |
- TORONTO-DOMINION BANK MTN 1.45% 09/06/2018 SR LIEN | None (or less than $1,001) | Spouse | $201 - $1,000 | Interest, | 2019 |
- U.S. TREASURY NOTE 2.125000% 12/31/2022 JD OFF THE RUN | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Interest, | 2019 |
- ZOETIS INC 3.45% 11/13/2020 USD SR LIEN | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Interest, | 2019 |
ABBV ABBV- AbbVie Inc. | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
ALL ALL- The Allstate Corporation | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
AEP AEP- American Electric Power Company, Inc. | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
AXP AXP- American Express Company | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
AMP AMP- Ameriprise Financial, Inc. | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
AMGN AMGN- Amgen Inc. | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
BAC BAC- Bank of America Corporation | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
BRK-B BRK-B- Berkshire Hathaway Inc. | None (or less than $1,001) | Spouse | $201 - $1,000 | Capital Gains, | 2019 |
AVGO AVGO- Broadcom Inc. | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
CBS CBS- CBS Corporation | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
CB CB- Chubb Limited | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
CSCO CSCO- Cisco Systems, Inc. | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
CMCSA CMCSA- Comcast Corporation | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
COP COP- ConocoPhillips | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
DHR DHR- Danaher Corporation | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
DAL DAL- Delta Air Lines, Inc. | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
DTE DTE- DTE Energy Company | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
DD DD- DuPont de Nemours, Inc. | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
ETFC ETFC- E*TRADE Financial Corporation | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
LLY LLY- Eli Lilly and Company | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
EEG.DE EEG.DE- Energen Corp. | None (or less than $1,001) | Spouse | $201 - $1,000 | Capital Gains, | 2019 |
EOG EOG- EOG Resources, Inc. | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
ELS ELS- Equity LifeStyle Properties, Inc. | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Capital Gains, | 2019 |
HRC HRC- Hill-Rom Holdings, Inc. | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
ICE ICE- Intercontinental Exchange, Inc. | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
JNJ JNJ- Johnson & Johnson | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
JPM JPM- JPMorgan Chase & Co. | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
MAT MAT- Mattel, Inc. | None (or less than $1,001) | Spouse | $5,001 - $15,000 | Capital Gains, | 2019 |
MDT MDT- Medtronic plc | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
MSFT MSFT- Microsoft Corporation | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
NOC NOC- Northrop Grumman Corporation | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
ON ON- ON Semiconductor Corporation | None (or less than $1,001) | Spouse | $201 - $1,000 | Capital Gains, | 2019 |
ORCL ORCL- Oracle Corporation | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
PH PH- Parker-Hannifin Corporation | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
PEP PEP- PepsiCo, Inc. | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
PFE PFE- Pfizer Inc. | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
PG PG- The Procter & Gamble Company | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
PLD PLD- Prologis, Inc. | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
PEG PEG- Public Service Enterprise Group Incorporated | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
RTN RTN- Raytheon Company | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
SWK SWK- Stanley Black & Decker, Inc. | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
STI STI- SunTrust Banks, Inc. | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
HD HD- The Home Depot, Inc. | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
TMO TMO- Thermo Fisher Scientific Inc. | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
UNH UNH- UnitedHealth Group Incorporated | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
VZ VZ- Verizon Communications Inc. | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
WM WM- Waste Management, Inc. | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
WRK WRK- WestRock Company | None (or less than $1,001) | Spouse | $201 - $1,000 | Capital Gains, | 2019 |
XEL XEL- Xcel Energy Inc. | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
CVX CVX- Chevron Corporation | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, | 2019 |
AZSEY AZSEY- Allianz SE | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
ENLAY ENLAY- Enel SpA | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
IBDRY IBDRY- Iberdrola, S.A. | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
ADRNY ADRNY- Koninklijke Ahold Delhaize N.V. | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
DCMYY DCMYY- NTT DOCOMO, INC. | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
RDSB.L RDSB.L- Royal Dutch Shell plc | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
SAP SAP- SAP SE | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
TSM TSM- Taiwan Semiconductor Manufacturing Company Limited | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
TKOMY TKOMY- Tokio Marine Holdings, Inc. | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
UOVEY UOVEY- United Overseas Bank Limited | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
BP BP- BP p.l.c. | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, | 2019 |
ZURVY ZURVY- Zurich Insurance Group AG | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
AAGIY AAGIY- AIA Group Limited | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
ALFVY ALFVY- Alfa Laval AB (publ) | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
AZSEY AZSEY- Allianz SE | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
CNI CNI- Canadian National Railway Company | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
CHKP CHKP- Check Point Software Technologies Ltd. | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Capital Gains, | 2019 |
CSLLY CSLLY- CSL Limited | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
DBSDY DBSDY- DBS Group Holdings Ltd | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
HDB HDB- HDFC Bank Limited | None (or less than $1,001) | Spouse | $201 - $1,000 | Capital Gains, | 2019 |
IBN IBN- ICICI Bank Limited | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
ITUB ITUB- Itaú Unibanco Holding S.A. | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
LRLCY LRLCY- L'Oréal S.A. | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
LVMUY LVMUY- LVMH Moët Hennessy - Louis Vuitton, Société Europé | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
MONOY MONOY- MonotaRO Co., Ltd. | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
NPSNY NPSNY- Naspers Limited | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
NSRGY NSRGY- Nestlé S.A. | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
RDSB.L RDSB.L- Royal Dutch Shell plc | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
SAP SAP- SAP SE | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
SYIEY SYIEY- Symrise AG | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
TSM TSM- Taiwan Semiconductor Manufacturing Company Limited | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
UL UL- Unilever PLC | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
- Goldman Sachs Bank Deposit | None (or less than $1,001) | Spouse | $201 - $1,000 | Interest, | 2019 |
- PUT/SPX @ 2530 EXP 01/19/2018 | None (or less than $1,001) | Spouse | $201 - $1,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2530 EXP 01/19/2018 | None (or less than $1,001) | Spouse | $201 - $1,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2640 EXP 01/26/2018 | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Capital Gains, | 2019 |
- PUT/SPX @ 2640 EXP 02/16/2018 | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Capital Gains, | 2019 |
- PUT/SPX @ 2640 EXP 02/16/2018 | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Capital Gains, | 2019 |
- PUT/SPX @ 2590 EXP 03/16/2018 | None (or less than $1,001) | Spouse | $5,001 - $15,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2500 EXP 03/29/2018 | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2650 EXP 03/29/2018 | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Capital Gains, | 2019 |
- PUT/SPX @ 2500 EXP 04/06/2018 | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Capital Gains, | 2019 |
- PUT/SPX @ 2640 EXP 04/20/2018 | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Capital Gains, | 2019 |
- PUT/SPX @ 2570 EXP 04/20/2018 | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Capital Gains, | 2019 |
- PUT/SPX @ 2450 EXP 04/30/2018 | None (or less than $1,001) | Spouse | $5,001 - $15,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2560 EXP 05/18/2018 | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2560 EXP 05/18/2018 | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2470 EXP 05/18/2018 | None (or less than $1,001) | Spouse | $5,001 - $15,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2540 EXP 05/31/2018 | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Capital Gains, | 2019 |
- PUT/SPX @ 2470 EXP 06/15/2018 | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2490 EXP 06/29/2018 | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Capital Gains, | 2019 |
- PUT/SPX @ 2670 EXP 06/29/2018 | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Capital Gains, | 2019 |
- PUT/SPX @ 2680 EXP 07/13/2018 | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Capital Gains, | 2019 |
- PUT/SPX @ 2580 EXP 07/20/2018 | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Capital Gains, | 2019 |
- PUT/SPX @ 2690 EXP 07/27/2018 | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Capital Gains, | 2019 |
- PUT/SPX @ 2610 EXP 08/17/2018 | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2600 EXP 08/31/2018 | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2700 EXP 09/14/2018 | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Capital Gains, | 2019 |
- PUT/SPX @ 2700 EXP 09/14/2018 | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Capital Gains, | 2019 |
- PUT/SPX @ 2750 EXP 09/21/2018 | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2710 EXP 10/19/2018 | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2675 EXP 11/09/2018 | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2600 EXP 12/07/2018 | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2400 EXP 01/31/2019 | None (or less than $1,001) | Spouse | $201 - $1,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2450 EXP 12/28/2018 | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2475 EXP 01/04/2019 | None (or less than $1,001) | Spouse | $201 - $1,000 | Capital Gains, | 2019 |
- Solamere Capital IM, LP | None (or less than $1,001) | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2019 |
- BCP IV Grantor Trust | None (or less than $1,001) | Spouse | $5,001 - $15,000 | Excepted Investment Fund, | 2019 |
- Bain Capital Fund IX | None (or less than $1,001) | Spouse | $201 - $1,000 | Excepted Investment Fund, | 2019 |
- Bain Capital Partners (PEP GP) | None (or less than $1,001) | Spouse | $5,001 - $15,000 | Excepted Investment Fund, | 2019 |
- BCIP Associates II | None (or less than $1,001) | Spouse | $5,001 - $15,000 | Excepted Investment Fund, | 2019 |
- BCIP Associates II Epoch | None (or less than $1,001) | Spouse | $201 - $1,000 | Excepted Investment Fund, | 2019 |
- BCIP Associates IV | None (or less than $1,001) | Spouse | $5,001 - $15,000 | Excepted Investment Fund, | 2019 |
MAR MAR- Marriott International, Inc. | None (or less than $1,001) | Self | $5,001 - $15,000 | Dividends, | 2019 |
VAC VAC- Marriott Vacations Worldwide Corporation | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, | 2019 |
LB LB- L Brands, Inc. | None (or less than $1,001) | Self | $201 - $1,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2710 EXP 10/19/2018 | None (or less than $1,001) | Self | $2,501 - $5,000 | Capital Gains, | 2019 |
- Goldman Sachs Bank Deposit | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Interest, | 2019 |
DASTY DASTY- Dassault Systèmes SE | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
PCRFY PCRFY- Panasonic Corporation | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
DBOEY DBOEY- Deutsche Börse AG | None (or less than $1,001) | Self | $1,001 - $2,500 | Capital Gains, | 2019 |
- BARCLAYS BANK PLC LINKED TO RUSSELL 2000 INDEX UPSIDE LEVERED CAPPED STRUCTURED NOTE DUE 11/21/2019 | None (or less than $1,001) | Self | $100,001 - $1,000,000 | Capital Gains, | 2019 |
- BNP PARIBAS LINKED TO INTL EQ BSKT UPSIDE LEVERED NO CAP W BUFFER STRUCTURED NOTE DUE 06/13/2018 | None (or less than $1,001) | Self | $50,001 - $100,000 | Capital Gains, | 2019 |
- CREDIT SUISSE AG LINKED TO RUSSELL 2000 INDEX UPSIDE LEVERED CAPPED STRUCTURED NOTE DUE 11/21/2019 | None (or less than $1,001) | Self | $100,001 - $1,000,000 | Capital Gains, | 2019 |
- DEUTSCHE BANK AG-LONDON BRANCH LINKED TO INTL EQ BSKT UPSIDE LEVERED NO CAP W BUFFER STRUCTURED NOTE DUE 06/13/2018 | None (or less than $1,001) | Self | $15,001 - $50,000 | Capital Gains, | 2019 |
IVV IVV- iShares Core S&P 500 ETF | None (or less than $1,001) | Self | $100,001 - $1,000,000 | Capital Gains, | 2019 |
AMLP AMLP- Alerian MLP ETF | None (or less than $1,001) | Self | $15,001 - $50,000 | Dividends, | 2019 |
F F- Ford Motor Company | None (or less than $1,001) | Self | $5,001 - $15,000 | Dividends, | 2019 |
PIMIX PIMIX- PIMCO Income Fund Institutional Class | None (or less than $1,001) | Self | $100,001 - $1,000,000 | Dividends, | 2019 |
ACSAY ACSAY- ACS, Actividades de Construcción y Servicios, S.A. | None (or less than $1,001) | Self | $1,001 - $2,500 | Capital Gains, | 2019 |
AER AER- AerCap Holdings N.V. | None (or less than $1,001) | Self | $201 - $1,000 | Capital Gains, | 2019 |
AAGIY AAGIY- AIA Group Limited | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
EADSY EADSY- Airbus SE | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
MT MT- ArcelorMittal | None (or less than $1,001) | Self | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
BIDU BIDU- Baidu, Inc. | None (or less than $1,001) | Self | $201 - $1,000 | Capital Gains, | 2019 |
BBVA BBVA- Banco Bilbao Vizcaya Argentaria, S.A. | None (or less than $1,001) | Self | $1,001 - $2,500 | Capital Gains, | 2019 |
BBL BBL- BHP Group | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
CNQ CNQ- Canadian Natural Resources Limited | None (or less than $1,001) | Self | $201 - $1,000 | None, Dividends, | 2019 |
CABGY CABGY- Carlsberg A/S | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
DBSDY DBSDY- DBS Group Holdings Ltd | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
DNHBY DNHBY- DNB ASA | None (or less than $1,001) | Self | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
EONGY EONGY- E.ON SE | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
ENGIY ENGIY- ENGIE SA | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
ESLOY ESLOY- EssilorLuxottica Société anonyme | None (or less than $1,001) | Self | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
FRCOY FRCOY- Fast Retailing Co., Ltd. | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
KMTUY KMTUY- Komatsu Ltd. | None (or less than $1,001) | Self | $2,501 - $5,000 | Capital Gains, | 2019 |
ORAN ORAN- Orange S.A. | None (or less than $1,001) | Self | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
RDSMY RDSMY- Koninklijke DSM N.V. | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
RDSA.AS RDSA.AS- Royal Dutch Shell plc | None (or less than $1,001) | Self | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
SOMLY SOMLY- SECOM CO., LTD. | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
SVNDY SVNDY- Seven & i Holdings Co., Ltd. | None (or less than $1,001) | Self | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
SNN SNN- Smith & Nephew plc | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
TOT TOT- TOTAL S.A. | None (or less than $1,001) | Self | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
- Goldman Sachs Bank Deposit | None (or less than $1,001) | Self | $201 - $1,000 | Interest, | 2019 |
HSBC HSBC- HSBC Holdings plc | None (or less than $1,001) | Self | $201 - $1,000 | Dividends, | 2019 |
BRK-B BRK-B- Berkshire Hathaway Inc. | None (or less than $1,001) | Self | $5,001 - $15,000 | Capital Gains, | 2019 |
CTSH CTSH- Cognizant Technology Solutions Corporation | None (or less than $1,001) | Self | $1,001 - $2,500 | Capital Gains, | 2019 |
DG DG- Dollar General Corporation | None (or less than $1,001) | Self | $5,001 - $15,000 | Dividends, Capital Gains, | 2019 |
LB LB- L Brands, Inc. | None (or less than $1,001) | Self | $201 - $1,000 | Capital Gains, | 2019 |
MSFT MSFT- Microsoft Corporation | None (or less than $1,001) | Self | $5,001 - $15,000 | Dividends, Capital Gains, | 2019 |
WLTW WLTW- Willis Towers Watson Public Limited Company | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
WBA WBA- Walgreens Boots Alliance, Inc. | None (or less than $1,001) | Self | $201 - $1,000 | Dividends, | 2019 |
CMCSA CMCSA- Comcast Corporation | None (or less than $1,001) | Self | $201 - $1,000 | Dividends, | 2019 |
ORCL ORCL- Oracle Corporation | None (or less than $1,001) | Self | $201 - $1,000 | Dividends, | 2019 |
AET AET- Aetna Inc. | None (or less than $1,001) | Self | $5,001 - $15,000 | Dividends, Capital Gains, | 2019 |
EADSY EADSY- Airbus SE | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
GOOG GOOG- Alphabet Inc. | None (or less than $1,001) | Self | $5,001 - $15,000 | Capital Gains, | 2019 |
ABC ABC- AmerisourceBergen Corporation | None (or less than $1,001) | Self | $5,001 - $15,000 | Dividends, Capital Gains, | 2019 |
ANTM ANTM- Anthem, Inc. | None (or less than $1,001) | Self | $5,001 - $15,000 | Dividends, Capital Gains, | 2019 |
AZO AZO- AutoZone, Inc. | None (or less than $1,001) | Self | $2,501 - $5,000 | Capital Gains, | 2019 |
BKNG BKNG- Booking Holdings Inc. | None (or less than $1,001) | Self | $1,001 - $2,500 | Capital Gains, | 2019 |
AVGO AVGO- Broadcom Inc. | None (or less than $1,001) | Self | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
CBRE CBRE- CBRE Group, Inc. | None (or less than $1,001) | Self | $5,001 - $15,000 | Capital Gains, | 2019 |
RE RE- Everest Re Group, Ltd. | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
GKN.DE GKN.DE- GKN plc | None (or less than $1,001) | Self | $15,001 - $50,000 | Capital Gains, | 2019 |
HLT HLT- Hilton Worldwide Holdings Inc. | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
IHG IHG- InterContinental Hotels Group PLC | None (or less than $1,001) | Self | $5,001 - $15,000 | Capital Gains, | 2019 |
MA MA- Mastercard Incorporated | None (or less than $1,001) | Self | $15,001 - $50,000 | Dividends, Capital Gains, | 2019 |
MCO MCO- Moody's Corporation | None (or less than $1,001) | Self | $5,001 - $15,000 | Dividends, Capital Gains, | 2019 |
ORCL ORCL- Oracle Corporation | None (or less than $1,001) | Self | $5,001 - $15,000 | Dividends, Capital Gains, | 2019 |
ORLY ORLY- O'Reilly Automotive, Inc. | None (or less than $1,001) | Self | $5,001 - $15,000 | Capital Gains, | 2019 |
PH PH- Parker-Hannifin Corporation | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
QRVO QRVO- Qorvo, Inc. | None (or less than $1,001) | Self | $201 - $1,000 | Capital Gains, | 2019 |
SPGI SPGI- S&P Global Inc. | None (or less than $1,001) | Self | $5,001 - $15,000 | Dividends, Capital Gains, | 2019 |
SSNC SSNC- SS&C Technologies Holdings, Inc. | None (or less than $1,001) | Self | $2,501 - $5,000 | Capital Gains, | 2019 |
BK BK- The Bank of New York Mellon Corporation | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
UTX UTX- United Technologies Corporation | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
V V- Visa Inc. | None (or less than $1,001) | Self | $15,001 - $50,000 | Dividends, Capital Gains, | 2019 |
WPP WPP- WPP plc | None (or less than $1,001) | Self | $201 - $1,000 | Capital Gains, | 2019 |
AXS AXS- AXIS Capital Holdings Limited | None (or less than $1,001) | Self | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
- Goldman Sachs Bank Deposit | None (or less than $1,001) | Self | $201 - $1,000 | Interest, | 2019 |
SSREY SSREY- Swiss Re AG | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
AAGIY AAGIY- AIA Group Limited | None (or less than $1,001) | Self | $5,001 - $15,000 | Dividends, Capital Gains, | 2019 |
AIQUY AIQUY- L'Air Liquide S.A. | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
ALFVY ALFVY- Alfa Laval AB (publ) | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
AZSEY AZSEY- Allianz SE | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
BBAVY BBAVY- BBA Aviation plc | None (or less than $1,001) | Self | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
CNI CNI- Canadian National Railway Company | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
CHKP CHKP- Check Point Software Technologies Ltd. | None (or less than $1,001) | Self | $1,001 - $2,500 | Capital Gains, | 2019 |
CSLLY CSLLY- CSL Limited | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
DASTY DASTY- Dassault Systèmes SE | None (or less than $1,001) | Self | $5,001 - $15,000 | Dividends, Capital Gains, | 2019 |
DBSDY DBSDY- DBS Group Holdings Ltd | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
HDB HDB- HDFC Bank Limited | None (or less than $1,001) | Self | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
IBN IBN- ICICI Bank Limited | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
ITUB ITUB- Itaú Unibanco Holding S.A. | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
LRLCY LRLCY- L'Oréal S.A. | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
LVMUY LVMUY- LVMH Moët Hennessy - Louis Vuitton, Société Europé | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
MONOY MONOY- MonotaRO Co., Ltd. | None (or less than $1,001) | Self | $5,001 - $15,000 | Dividends, Capital Gains, | 2019 |
NPSNY NPSNY- Naspers Limited | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
SYIEY SYIEY- Symrise AG | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
NSRGY NSRGY- Nestlé S.A. | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
RDSB.L RDSB.L- Royal Dutch Shell plc | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
SAP SAP- SAP SE | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
SONVY SONVY- Sonova Holding AG | None (or less than $1,001) | Self | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
SSMXY SSMXY- Sysmex Corporation | None (or less than $1,001) | Self | $1,001 - $2,500 | Capital Gains, | 2019 |
TSM TSM- Taiwan Semiconductor Manufacturing Company Limited | None (or less than $1,001) | Self | $5,001 - $15,000 | Dividends, Capital Gains, | 2019 |
UL UL- Unilever PLC | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
HSBC HSBC- HSBC Holdings plc | None (or less than $1,001) | Self | $201 - $1,000 | Dividends, | 2019 |
AZSEY AZSEY- Allianz SE | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
ENLAY ENLAY- Enel SpA | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
IBDRY IBDRY- Iberdrola, S.A. | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
DCMYY DCMYY- NTT DOCOMO, INC. | None (or less than $1,001) | Self | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
RDSB.L RDSB.L- Royal Dutch Shell plc | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
SAP SAP- SAP SE | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
TSM TSM- Taiwan Semiconductor Manufacturing Company Limited | None (or less than $1,001) | Self | $5,001 - $15,000 | Dividends, Capital Gains, | 2019 |
TKOMY TKOMY- Tokio Marine Holdings, Inc. | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
UOVEY UOVEY- United Overseas Bank Limited | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
ZURVY ZURVY- Zurich Insurance Group AG | None (or less than $1,001) | Self | $201 - $1,000 | Dividends, | 2019 |
ABT ABT- Abbott Laboratories | None (or less than $1,001) | Self | $5,001 - $15,000 | Dividends, Capital Gains, | 2019 |
ADBE ADBE- Adobe Inc. | None (or less than $1,001) | Self | $5,001 - $15,000 | Capital Gains, | 2019 |
AMZN AMZN- Amazon.com, Inc. | None (or less than $1,001) | Self | $201 - $1,000 | Capital Gains, | 2019 |
AON AON- Aon plc | None (or less than $1,001) | Self | $15,001 - $50,000 | Capital Gains, | 2019 |
AAPL AAPL- Apple Inc. | None (or less than $1,001) | Self | $5,001 - $15,000 | Capital Gains, | 2019 |
BDX BDX- Becton, Dickinson and Company | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
BRK-B BRK-B- Berkshire Hathaway Inc. | None (or less than $1,001) | Self | $5,001 - $15,000 | Capital Gains, | 2019 |
BKNG BKNG- Booking Holdings Inc. | None (or less than $1,001) | Self | $5,001 - $15,000 | Capital Gains, | 2019 |
CDK CDK- CDK Global, Inc. | None (or less than $1,001) | Self | $201 - $1,000 | Capital Gains, | 2019 |
CERN CERN- Cerner Corporation | None (or less than $1,001) | Self | $1,001 - $2,500 | Capital Gains, | 2019 |
CTSH CTSH- Cognizant Technology Solutions Corporation | None (or less than $1,001) | Self | $15,001 - $50,000 | Dividends, Capital Gains, | 2019 |
CMCSA CMCSA- Comcast Corporation | None (or less than $1,001) | Self | $5,001 - $15,000 | Capital Gains, | 2019 |
GNTX GNTX- Gentex Corporation | None (or less than $1,001) | Self | $5,001 - $15,000 | Capital Gains, | 2019 |
KSU KSU- Kansas City Southern | None (or less than $1,001) | Self | $2,501 - $5,000 | Capital Gains, | 2019 |
MSFT MSFT- Microsoft Corporation | None (or less than $1,001) | Self | $15,001 - $50,000 | Dividends, Capital Gains, | 2019 |
MSI MSI- Motorola Solutions, Inc. | None (or less than $1,001) | Self | $5,001 - $15,000 | Capital Gains, | 2019 |
ORCL ORCL- Oracle Corporation | None (or less than $1,001) | Self | $5,001 - $15,000 | Capital Gains, | 2019 |
PYPL PYPL- PayPal Holdings, Inc. | None (or less than $1,001) | Self | $2,501 - $5,000 | Capital Gains, | 2019 |
REGN REGN- Regeneron Pharmaceuticals, Inc. | None (or less than $1,001) | Self | $1,001 - $2,500 | Capital Gains, | 2019 |
SHW SHW- The Sherwin-Williams Company | None (or less than $1,001) | Self | $5,001 - $15,000 | Capital Gains, | 2019 |
SIRI SIRI- Sirius XM Holdings Inc. | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
TMO TMO- Thermo Fisher Scientific Inc. | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
V V- Visa Inc. | None (or less than $1,001) | Self | $5,001 - $15,000 | Dividends, Capital Gains, | 2019 |
DIS DIS- The Walt Disney Company | None (or less than $1,001) | Self | $201 - $1,000 | Capital Gains, | 2019 |
- WARNER MEDIA, LLC CMN | None (or less than $1,001) | Self | $2,501 - $5,000 | Capital Gains, | 2019 |
ZTS ZTS- Zoetis Inc. | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
- Goldman Sachs Bank Deposit | None (or less than $1,001) | Self | $201 - $1,000 | Interest, | 2019 |
- ASIA MTN 2.75% 03/17/2023 SR LIEN | None (or less than $1,001) | Self | $1,001 - $2,500 | Interest, Capital Gains, | 2019 |
- BANK OF AMERICA CORPORATION MTN 2.25% 04/21/2020 USD SER L SR LIEN | None (or less than $1,001) | Self | $5,001 - $15,000 | Interest, Capital Gains, | 2019 |
- BP CAPITAL MARKETS P.L.C. 3.245% 05/06/2022 USD SR LIEN | None (or less than $1,001) | Self | $5,001 - $15,000 | Interest, Capital Gains, | 2019 |
- CHARLES SCHWAB CORPORATION (TH 3.25% 05/21/2021 USD SR LIEN | None (or less than $1,001) | Self | $2,501 - $5,000 | Interest, Capital Gains, | 2019 |
- EUROPEAN INVESTMENT BANK MTN 3.125% 12/14/2023 SR LIEN | None (or less than $1,001) | Self | $2,501 - $5,000 | Interest, Capital Gains, | 2019 |
- FHLB 1.375% 03/09/2018 SER HF-9018 SR LIEN | None (or less than $1,001) | Self | $5,001 - $15,000 | Interest, Capital Gains, | 2019 |
- FEDERAL HOME LOAN BANK SYSTEM 1.625% 06/14/2019 SR LIEN | None (or less than $1,001) | Self | $15,001 - $50,000 | Interest, Capital Gains, | 2019 |
- U.S. TREASURY NOTE 1.625000% 04/30/2023 AO ON THE RUN | None (or less than $1,001) | Self | $5,001 - $15,000 | Interest, Capital Gains, | 2019 |
- ACTAVIS FUNDING SCS 3.0% 03/12/2020 USD SR LIEN | None (or less than $1,001) | Self | $5,001 - $15,000 | Interest, | 2019 |
- APPLIED MATERIALS, INC. 2.625% 10/01/2020 USD SR LIEN | None (or less than $1,001) | Self | $5,001 - $15,000 | Interest, | 2019 |
- AUTONATION, INC. 6.75% 04/15/2018 SR LIEN | None (or less than $1,001) | Self | $5,001 - $15,000 | Interest, | 2019 |
- BAXALTA INCORPORATED 3.6% 06/23/2022 USD SER WI SR LIEN | None (or less than $1,001) | Self | $2,501 - $5,000 | Interest, | 2019 |
- BRANCH BANKING AND TRUST COMPA 2.625% 01/15/2022 USD SER 5YR SR LIEN | None (or less than $1,001) | Self | $2,501 - $5,000 | Interest, | 2019 |
- CATERPILLAR FINANCIAL SERVICES MTN 2.9% 03/15/2021 USD SR LIEN | None (or less than $1,001) | Self | $2,501 - $5,000 | Interest, | 2019 |
- CISCO SYSTEMS, INC. 2.45% 06/15/2020 USD SR LIEN | None (or less than $1,001) | Self | $2,501 - $5,000 | Interest, | 2019 |
- ESTEE LAUDER CO INC 1.7% 05/10/2021 USD SR LIEN | None (or less than $1,001) | Self | $2,501 - $5,000 | Interest, | 2019 |
- FEDERAL HOME LOAN BANK SYSTEM 1.75% 12/14/2018 SER FM-9018 SR LIEN | None (or less than $1,001) | Self | $5,001 - $15,000 | Interest, | 2019 |
- FHLB 1.875% 03/13/2020 SER XJ-2020 SR LIEN | None (or less than $1,001) | Self | $5,001 - $15,000 | Interest, | 2019 |
- FHLB 2.875% 09/11/2020 SER QL-2020 SR LIEN | None (or less than $1,001) | Self | $15,001 - $50,000 | Interest, | 2019 |
- FORD MOTOR CREDIT COMPANY LLC 2.597% 11/04/2019 SR LIEN | None (or less than $1,001) | Self | $2,501 - $5,000 | Interest, | 2019 |
- FORD MOTOR CREDIT COMPANY LLC MTN 2.943% 01/08/2019 SR LIEN | None (or less than $1,001) | Self | $5,001 - $15,000 | Interest, | 2019 |
- Goldman Sachs Bank Deposit | None (or less than $1,001) | Self | $2,501 - $5,000 | Interest, | 2019 |
- JOHN DEERE CAPITAL CORP MTN 1.95% 01/08/2019 SR LIEN | None (or less than $1,001) | Self | $5,001 - $15,000 | Interest, | 2019 |
- KFW 1.75% 09/15/2021 USD SR LIEN | None (or less than $1,001) | Self | $1,001 - $2,500 | Interest, | 2019 |
- KINDER MORGAN ENRGY PART LP 9.0% 02/01/2019 SR LIEN | None (or less than $1,001) | Self | $15,001 - $50,000 | Interest, | 2019 |
- LEGG MASON, INC. 2.7% 07/15/2019 SR LIEN | None (or less than $1,001) | Self | $5,001 - $15,000 | Interest, | 2019 |
- MEDTRONIC, INC. 2.5% 03/15/2020 SER B SR LIEN | None (or less than $1,001) | Self | $5,001 - $15,000 | Interest, | 2019 |
- NVIDIA CORP 2.2% 09/16/2021 USD SR LIEN | None (or less than $1,001) | Self | $2,501 - $5,000 | Interest, | 2019 |
- PUB SVC ELEC & GAS CO MTN 5.3% 05/01/2018 SER E SR LIEN | None (or less than $1,001) | Self | $2,501 - $5,000 | Interest, | 2019 |
- ROYAL BANK OF CANADA MTN 2.75% 02/01/2022 USD SR LIEN | None (or less than $1,001) | Self | $5,001 - $15,000 | Interest, | 2019 |
- TORONTO-DOMINION BANK MTN 1.95% 01/22/2019 SR LIEN | None (or less than $1,001) | Self | $5,001 - $15,000 | Interest, | 2019 |
- TOYOTA MOTOR CREDIT CORP MTN 2.6% 01/11/2022 USD SR LIEN | None (or less than $1,001) | Self | $2,501 - $5,000 | Interest, | 2019 |
- U.S. BANCORP MTN 2.625% 01/24/2022 USD SER V SR LIEN | None (or less than $1,001) | Self | $1,001 - $2,500 | Interest, | 2019 |
- WELLS FARGO & COMPANY 3.069% 01/24/2023 USD SR LIEN | None (or less than $1,001) | Self | $201 - $1,000 | Interest, | 2019 |
- ZOETIS INC 3.45% 11/13/2020 USD SR LIEN | None (or less than $1,001) | Self | $5,001 - $15,000 | Interest, | 2019 |
ABBV ABBV- AbbVie Inc. | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
ALL ALL- The Allstate Corporation | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
AEP AEP- American Electric Power Company, Inc. | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
AXP AXP- American Express Company | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
AMP AMP- Ameriprise Financial, Inc. | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
AMGN AMGN- Amgen Inc. | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
BAC BAC- Bank of America Corporation | None (or less than $1,001) | Self | $5,001 - $15,000 | Dividends, Capital Gains, | 2019 |
BRK-B BRK-B- Berkshire Hathaway Inc. | None (or less than $1,001) | Self | $201 - $1,000 | Capital Gains, | 2019 |
BIIB BIIB- Biogen Inc. | None (or less than $1,001) | Self | $201 - $1,000 | Capital Gains, | 2019 |
AVGO AVGO- Broadcom Inc. | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
CBS CBS- CBS Corporation | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
CVX CVX- Chevron Corporation | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
CB CB- Chubb Limited | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
CSCO CSCO- Cisco Systems, Inc. | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
CMCSA CMCSA- Comcast Corporation | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
COP COP- ConocoPhillips | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
CMI CMI- Cummins Inc. | None (or less than $1,001) | Self | $201 - $1,000 | Capital Gains, | 2019 |
DHR DHR- Danaher Corporation | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
DAL DAL- Delta Air Lines, Inc. | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
DVN DVN- Devon Energy Corporation | None (or less than $1,001) | Self | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
DTE DTE- DTE Energy Company | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
DD DD- DuPont de Nemours, Inc. | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
ETFC ETFC- E*TRADE Financial Corporation | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
LLY LLY- Eli Lilly and Company | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
EEG.F EEG.F- Energen Corporation | None (or less than $1,001) | Self | $1,001 - $2,500 | Capital Gains, | 2019 |
EOG EOG- EOG Resources, Inc. | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
ELS ELS- Equity LifeStyle Properties, Inc. | None (or less than $1,001) | Self | $5,001 - $15,000 | Capital Gains, | 2019 |
HRC HRC- Hill-Rom Holdings, Inc. | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
HON HON- Honeywell International Inc. | None (or less than $1,001) | Self | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
INTC INTC- Intel Corporation | None (or less than $1,001) | Self | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
ICE ICE- Intercontinental Exchange, Inc. | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
JNJ JNJ- Johnson & Johnson | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
JPM JPM- JPMorgan Chase & Co. | None (or less than $1,001) | Self | $15,001 - $50,000 | Dividends, Capital Gains, | 2019 |
MDT MDT- Medtronic plc | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
MRK MRK- Merck & Co., Inc. | None (or less than $1,001) | Self | $201 - $1,000 | Capital Gains, | 2019 |
MSFT MSFT- Microsoft Corporation | None (or less than $1,001) | Self | $5,001 - $15,000 | Dividends, Capital Gains, | 2019 |
NOC NOC- Northrop Grumman Corporation | None (or less than $1,001) | Self | $5,001 - $15,000 | Dividends, Capital Gains, | 2019 |
ON ON- ON Semiconductor Corporation | None (or less than $1,001) | Self | $1,001 - $2,500 | Capital Gains, | 2019 |
ORCL ORCL- Oracle Corporation | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
PH PH- Parker-Hannifin Corporation | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
PEP PEP- PepsiCo, Inc. | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
PFE PFE- Pfizer Inc. | None (or less than $1,001) | Self | $5,001 - $15,000 | Dividends, Capital Gains, | 2019 |
PG PG- The Procter & Gamble Company | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
PLD PLD- Prologis, Inc. | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
PEG PEG- Public Service Enterprise Group Incorporated | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
QCOM QCOM- QUALCOMM Incorporated | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
RTN RTN- Raytheon Company | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
SWK SWK- Stanley Black & Decker, Inc. | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
STT STT- State Street Corporation | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
STI STI- SunTrust Banks, Inc. | None (or less than $1,001) | Self | $5,001 - $15,000 | Dividends, Capital Gains, | 2019 |
HD HD- The Home Depot, Inc. | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
TMO TMO- Thermo Fisher Scientific Inc. | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
UNH UNH- UnitedHealth Group Incorporated | None (or less than $1,001) | Self | $5,001 - $15,000 | Dividends, Capital Gains, | 2019 |
VZ VZ- Verizon Communications Inc. | None (or less than $1,001) | Self | $5,001 - $15,000 | Dividends, Capital Gains, | 2019 |
DIS DIS- The Walt Disney Company | None (or less than $1,001) | Self | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
WM WM- Waste Management, Inc. | None (or less than $1,001) | Self | $5,001 - $15,000 | Dividends, Capital Gains, | 2019 |
WRK WRK- WestRock Company | None (or less than $1,001) | Self | $201 - $1,000 | Capital Gains, | 2019 |
XEL XEL- Xcel Energy Inc. | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
- Goldman Sachs Bank Deposit | None (or less than $1,001) | Self | $201 - $1,000 | Dividends, | 2019 |
- Goldman Sachs Bank Deposit | None (or less than $1,001) | Self | $1,001 - $2,500 | Interest, | 2019 |
- PUT/SPX @ 2530 EXP 01/19/2018 | None (or less than $1,001) | Self | $201 - $1,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2530 EXP 01/19/2018 | None (or less than $1,001) | Self | $201 - $1,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2640 EXP 01/26/2018 | None (or less than $1,001) | Self | $1,001 - $2,500 | Capital Gains, | 2019 |
- PUT/SPX @ 2640 EXP 02/16/2018 | None (or less than $1,001) | Self | $1,001 - $2,500 | Capital Gains, | 2019 |
- PUT/SPX @ 2640 EXP 02/16/2018 | None (or less than $1,001) | Self | $1,001 - $2,500 | Capital Gains, | 2019 |
- PUT/SPX @ 2590 EXP 03/16/2018 | None (or less than $1,001) | Self | $5,001 - $15,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2650 EXP 03/29/2018 | None (or less than $1,001) | Self | $2,501 - $5,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2500 EXP 03/29/2018 | None (or less than $1,001) | Self | $2,501 - $5,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2500 EXP 04/06/2018 | None (or less than $1,001) | Self | $1,001 - $2,500 | Capital Gains, | 2019 |
- PUT/SPX @ 2640 EXP 04/20/2018 | None (or less than $1,001) | Self | $1,001 - $2,500 | Capital Gains, | 2019 |
- PUT/SPX @ 2570 EXP 04/20/2018 | None (or less than $1,001) | Self | $2,501 - $5,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2450 EXP 04/30/2018 | None (or less than $1,001) | Self | $5,001 - $15,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2560 EXP 05/18/2018 | None (or less than $1,001) | Self | $2,501 - $5,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2560 EXP 05/18/2018 | None (or less than $1,001) | Self | $2,501 - $5,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2470 EXP 05/18/2018 | None (or less than $1,001) | Self | $5,001 - $15,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2540 EXP 05/31/2018 | None (or less than $1,001) | Self | $1,001 - $2,500 | Capital Gains, | 2019 |
- PUT/SPX @ 2470 EXP 06/15/2018 | None (or less than $1,001) | Self | $2,501 - $5,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2490 EXP 06/29/2018 | None (or less than $1,001) | Self | $1,001 - $2,500 | Capital Gains, | 2019 |
- PUT/SPX @ 2670 EXP 06/29/2018 | None (or less than $1,001) | Self | $1,001 - $2,500 | Capital Gains, | 2019 |
- PUT/SPX @ 2680 EXP 07/13/2018 | None (or less than $1,001) | Self | $1,001 - $2,500 | Capital Gains, | 2019 |
- PUT/SPX @ 2580 EXP 07/20/2018 | None (or less than $1,001) | Self | $1,001 - $2,500 | Capital Gains, | 2019 |
- PUT/SPX @ 2690 EXP 07/27/2018 | None (or less than $1,001) | Self | $1,001 - $2,500 | Capital Gains, | 2019 |
- PUT/SPX @ 2610 EXP 08/17/2018 | None (or less than $1,001) | Self | $2,501 - $5,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2600 EXP 08/31/2018 | None (or less than $1,001) | Self | $2,501 - $5,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2700 EXP 09/14/2018 | None (or less than $1,001) | Self | $1,001 - $2,500 | Capital Gains, | 2019 |
- PUT/SPX @ 2700 EXP 09/14/2018 | None (or less than $1,001) | Self | $1,001 - $2,500 | Capital Gains, | 2019 |
- PUT/SPX @ 2750 EXP 09/21/2018 | None (or less than $1,001) | Self | $2,501 - $5,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2710 EXP 10/19/2018 | None (or less than $1,001) | Self | $2,501 - $5,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2675 EXP 11/09/2018 | None (or less than $1,001) | Self | $2,501 - $5,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2600 EXP 12/07/2018 | None (or less than $1,001) | Self | $2,501 - $5,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2400 EXP 01/31/2019 | None (or less than $1,001) | Self | $201 - $1,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2450 EXP 12/28/2018 | None (or less than $1,001) | Self | $2,501 - $5,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2475 EXP 01/04/2019 | None (or less than $1,001) | Self | $201 - $1,000 | Capital Gains, | 2019 |
F F- Ford Motor Company | None (or less than $1,001) | Self | $5,001 - $15,000 | Dividends, | 2019 |
- BNP PARIBAS LINKED TO INTL EQ BSKT UPSIDE LEVERED NO CAP W BUFFER STRUCTURED NOTE DUE 06/13/2018 | None (or less than $1,001) | Spouse | $100,001 - $1,000,000 | Capital Gains, | 2019 |
- CANADIAN IMPERIAL BANK OF COMM LINKED TO S&P 500 INDEX UPSIDE LEVERED CAPPED STRUCTURED NOTE DUE 08/23/2018 | None (or less than $1,001) | Spouse | $50,001 - $100,000 | Capital Gains, | 2019 |
- CITIGROUP INC. LINKED TO S&P 500 INDEX UPSIDE LEVERED CAPPED STRUCTURED NOTE DUE 06/01/2018 | None (or less than $1,001) | Spouse | $15,001 - $50,000 | Capital Gains, | 2019 |
- CREDIT SUISSE AG LINKED TO RUSSELL 2000 INDEX UPSIDE LEVERED CAPPED STRUCTURED NOTE DUE 11/21/2019 | None (or less than $1,001) | Spouse | $100,001 - $1,000,000 | Capital Gains, | 2019 |
- DEUTSCHE BANK AG-LONDON BRANCH LINKED TO INTL EQ BSKT UPSIDE LEVERED NO CAP W BUFFER STRUCTURED NOTE DUE 06/13/2018 | None (or less than $1,001) | Spouse | $15,001 - $50,000 | Capital Gains, | 2019 |
GSMMX GSMMX- Goldman Sachs Multi-Manager Alternatives Fund Inst | None (or less than $1,001) | Spouse | $5,001 - $15,000 | Capital Gains, | 2019 |
- SOCIETE GENERALE LINKED TO INTL EQ BSKT UPSIDE LEVERED NO CAP STRUCTURED NOTE DUE 06/13/2018 | None (or less than $1,001) | Spouse | $50,001 - $100,000 | Capital Gains, | 2019 |
GSFRX GSFRX- Goldman Sachs High Yield Floating Rate Fund Instit | None (or less than $1,001) | Spouse | $50,001 - $100,000 | Excepted Investment Fund, | 2019 |
GDFIX GDFIX- Goldman Sachs Short Duration Income Fund Instituti | None (or less than $1,001) | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2019 |
GSTGX GSTGX- Goldman Sachs Short Duration Government Fund Insti | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Excepted Investment Fund, | 2019 |
- Goldman Sachs Bank Deposit | None (or less than $1,001) | Spouse | $5,001 - $15,000 | Interest, | 2019 |
ACSAY ACSAY- ACS, Actividades de Construcción y Servicios, S.A. | None (or less than $1,001) | Spouse | $201 - $1,000 | Capital Gains, | 2019 |
AAGIY AAGIY- AIA Group Limited | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
EADSY EADSY- Airbus SE | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
MT MT- ArcelorMittal | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
BIDU BIDU- Baidu, Inc. | None (or less than $1,001) | Spouse | $201 - $1,000 | Capital Gains, | 2019 |
BBVA BBVA- Banco Bilbao Vizcaya Argentaria, S.A. | None (or less than $1,001) | Spouse | $201 - $1,000 | Capital Gains, | 2019 |
BBL BBL- BHP Group | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
CNQ CNQ- Canadian Natural Resources Limited | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
CABGY CABGY- Carlsberg A/S | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
DBSDY DBSDY- DBS Group Holdings Ltd | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
DBOEY DBOEY- Deutsche Börse AG | None (or less than $1,001) | Spouse | $201 - $1,000 | None, Dividends, Capital Gains, | 2019 |
DNHBY DNHBY- DNB ASA | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
EONGY EONGY- E.ON SE | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
ENGIY ENGIY- ENGIE SA | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
ESLOY ESLOY- EssilorLuxottica Société anonyme | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
FRCOY FRCOY- Fast Retailing Co., Ltd. | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
KMTUY KMTUY- Komatsu Ltd. | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Capital Gains, | 2019 |
ORAN ORAN- Orange S.A. | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
PCRFY PCRFY- Panasonic Corporation | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
RDSMY RDSMY- Koninklijke DSM N.V. | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
SOMLY SOMLY- SECOM CO., LTD. | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
SVNDY SVNDY- Seven & i Holdings Co., Ltd. | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
SNN SNN- Smith & Nephew plc | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
HSBC HSBC- HSBC Holdings plc | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, | 2019 |
BRK-B BRK-B- Berkshire Hathaway Inc. | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Capital Gains, | 2019 |
CTSH CTSH- Cognizant Technology Solutions Corporation | None (or less than $1,001) | Spouse | $201 - $1,000 | Capital Gains, | 2019 |
DG DG- Dollar General Corporation | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
MSFT MSFT- Microsoft Corporation | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
WLTW WLTW- Willis Towers Watson Public Limited Company | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
ABT ABT- Abbott Laboratories | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
ADBE ADBE- Adobe Inc. | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Capital Gains, | 2019 |
AON AON- Aon plc | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Capital Gains, | 2019 |
AAPL AAPL- Apple Inc. | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Capital Gains, | 2019 |
BDX BDX- Becton, Dickinson and Company | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
BRK-B BRK-B- Berkshire Hathaway Inc. | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Capital Gains, | 2019 |
BKNG BKNG- Booking Holdings Inc. | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Capital Gains, | 2019 |
CTSH CTSH- Cognizant Technology Solutions Corporation | None (or less than $1,001) | Spouse | $5,001 - $15,000 | Dividends, Capital Gains, | 2019 |
CMCSA CMCSA- Comcast Corporation | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Capital Gains, | 2019 |
GNTX GNTX- Gentex Corporation | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Capital Gains, | 2019 |
KSU KSU- Kansas City Southern | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
MSFT MSFT- Microsoft Corporation | None (or less than $1,001) | Spouse | $5,001 - $15,000 | Dividends, Capital Gains, | 2019 |
MSI MSI- Motorola Solutions, Inc. | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
ORCL ORCL- Oracle Corporation | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Capital Gains, | 2019 |
PYPL PYPL- PayPal Holdings, Inc. | None (or less than $1,001) | Spouse | $201 - $1,000 | Capital Gains, | 2019 |
REGN REGN- Regeneron Pharmaceuticals, Inc. | None (or less than $1,001) | Spouse | $201 - $1,000 | Capital Gains, | 2019 |
SHW SHW- The Sherwin-Williams Company | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Capital Gains, | 2019 |
SIRI SIRI- Sirius XM Holdings Inc. | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
TMO TMO- Thermo Fisher Scientific Inc. | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
V V- Visa Inc. | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
- Warner Media, LLC CMN | None (or less than $1,001) | Spouse | $201 - $1,000 | Capital Gains, | 2019 |
ZTS ZTS- Zoetis Inc. | None (or less than $1,001) | Spouse | $201 - $1,000 | Capital Gains, | 2019 |
AET AET- Aetna Inc. | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
EADSY EADSY- Airbus SE | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
GOOG GOOG- Alphabet Inc. | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Capital Gains, | 2019 |
ABC ABC- AmerisourceBergen Corporation | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
ANTM ANTM- Anthem, Inc. | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
AZO AZO- AutoZone, Inc. | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Capital Gains, | 2019 |
BKNG BKNG- Booking Holdings Inc. | None (or less than $1,001) | Spouse | $201 - $1,000 | Capital Gains, | 2019 |
CBRE CBRE- CBRE Group, Inc. | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Capital Gains, | 2019 |
RE RE- Everest Re Group, Ltd. | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
GKN.DE GKN.DE- GKN plc | None (or less than $1,001) | Spouse | $5,001 - $15,000 | Capital Gains, | 2019 |
HLT HLT- Hilton Worldwide Holdings Inc. | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
IHG IHG- InterContinental Hotels Group PLC | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Capital Gains, | 2019 |
MA MA- Mastercard Incorporated | None (or less than $1,001) | Spouse | $5,001 - $15,000 | Dividends, Capital Gains, | 2019 |
MCO MCO- Moody's Corporation | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
ORCL ORCL- Oracle Corporation | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
ORLY ORLY- O'Reilly Automotive, Inc. | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Capital Gains, | 2019 |
PH PH- Parker-Hannifin Corporation | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
SPGI SPGI- S&P Global Inc. | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
SSNC SSNC- SS&C Technologies Holdings, Inc. | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Capital Gains, | 2019 |
BK BK- The Bank of New York Mellon Corporation | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
UTX UTX- United Technologies Corporation | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
V V- Visa Inc. | None (or less than $1,001) | Spouse | $5,001 - $15,000 | Dividends, Capital Gains, | 2019 |
AXS AXS- AXIS Capital Holdings Limited | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, | 2019 |
- Goldman Sachs Bank Deposit | None (or less than $1,001) | Spouse | $201 - $1,000 | Interest, | 2019 |
SSREY SSREY- Swiss Re AG | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, | 2019 |
- FEDERAL HOME LOAN BANK SYSTEM 1.25% 06/08/2018 SER IX-9018 SR LIEN | None (or less than $1,001) | Spouse | $201 - $1,000 | Interest, Capital Gains, | 2019 |
- FEDERAL HOME LOAN BANK SYSTEM 3.375% 09/08/2023 SER 1F-2023 SR LIEN | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Interest, Capital Gains, | 2019 |
- U.S. TREASURY NOTE 1.875000% 03/31/2022 MS ON THE RUN | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Interest, Capital Gains, | 2019 |
- U.S. TREASURY NOTE 2.125000% 11/30/2023 MN ON THE RUN | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Interest, Capital Gains, | 2019 |
- U.S. TREASURY NOTE 2.250000% 12/31/2023 JD ON THE RUN | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Interest, Capital Gains, | 2019 |
- 3M COMPANY MTN 3.25% 02/14/2024 USD SR LIEN | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Interest, | 2019 |
- ABBVIE INC. 2.0% 11/06/2018 SER B SR LIEN | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Interest, | 2019 |
- ACTAVIS FUNDING SCS 3.0% 03/12/2020 USD SR LIEN | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Interest, | 2019 |
- ALTRIA GROUP, INC. 9.7% 11/10/2018 SR LIEN | None (or less than $1,001) | Spouse | $15,001 - $50,000 | Interest, | 2019 |
- ASIA MTN 2.75% 03/17/2023 SR LIEN | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Interest, | 2019 |
- BMW US CAPITAL LLC 3.45% 04/12/2023 USD PVT REGS SR LIEN | None (or less than $1,001) | Spouse | $201 - $1,000 | Interest, | 2019 |
- BMW US CAPITAL LLC 3.45% 04/12/2023 USD PVT REGS SR LIEN | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Interest, | 2019 |
- CITIGROUP INC. 2.35% 08/02/2021 USD SR LIEN | None (or less than $1,001) | Spouse | $201 - $1,000 | Interest, | 2019 |
- FEDERAL HOME LOAN BANK SYSTEM 1.75% 12/14/2018 SER FM-9018 SR LIEN | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Interest, | 2019 |
- FEDERAL HOME LOAN BANK SYSTEM 2.75% 06/08/2018 SER AZ-9018 SR LIEN | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Interest, | 2019 |
- FHLB 1.875% 03/13/2020 SER XJ-2020 SR LIEN | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Interest, | 2019 |
- FHLB 2.0% 09/14/2018 SER DU-9018 SR LIEN | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Interest, | 2019 |
- Goldman Sachs Bank Deposit | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Interest, | 2019 |
- INGERSOLL-RAND GLOBAL HOLDING 6.875% 08/15/2018 SR LIEN | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Interest, | 2019 |
- JOHN DEERE CAPITAL CORP MTN 1.25% 10/09/2019 SR LIEN | None (or less than $1,001) | Spouse | $201 - $1,000 | Interest, | 2019 |
- JPMORGAN CHASE & CO 1.85% 03/22/2019 SR LIEN | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Interest, | 2019 |
- KFW 1.0% 07/15/2019 SR LIEN | None (or less than $1,001) | Spouse | $201 - $1,000 | Interest, | 2019 |
- LEGG MASON, INC. 2.7% 07/15/2019 SR LIEN | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Interest, | 2019 |
- MORGAN STANLEY 2.65% 01/27/2020 USD SR LIEN | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Interest, | 2019 |
- NIB MTN 2.25% 09/30/2021 SR LIEN | None (or less than $1,001) | Spouse | $201 - $1,000 | Interest, | 2019 |
- OMNICOM GROUP INC. 4.45% 08/15/2020 USD SR LIEN | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Interest, | 2019 |
- ROYAL BANK OF CANADA MTN 1.5% 07/29/2019 SR LIEN | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Interest, | 2019 |
- SALESFORCE.COM INC 3.25% 04/11/2023 USD SR LIEN | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Interest, | 2019 |
- TORONTO-DOMINION BANK MTN 1.45% 09/06/2018 SR LIEN | None (or less than $1,001) | Spouse | $201 - $1,000 | Interest, | 2019 |
- U.S. TREASURY NOTE 2.125000% 12/31/2022 JD OFF THE RUN | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Interest, | 2019 |
- ZOETIS INC 3.45% 11/13/2020 USD SR LIEN | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Interest, | 2019 |
ABBV ABBV- AbbVie Inc. | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
ALL ALL- The Allstate Corporation | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
AEP AEP- American Electric Power Company, Inc. | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
AXP AXP- American Express Company | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
AMP AMP- Ameriprise Financial, Inc. | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
AMGN AMGN- Amgen Inc. | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
BAC BAC- Bank of America Corporation | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
BRK-B BRK-B- Berkshire Hathaway Inc. | None (or less than $1,001) | Spouse | $201 - $1,000 | Capital Gains, | 2019 |
AVGO AVGO- Broadcom Inc. | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
CBS CBS- CBS Corporation | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
CB CB- Chubb Limited | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
CSCO CSCO- Cisco Systems, Inc. | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
CMCSA CMCSA- Comcast Corporation | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
COP COP- ConocoPhillips | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
DHR DHR- Danaher Corporation | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
DAL DAL- Delta Air Lines, Inc. | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
DTE DTE- DTE Energy Company | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
DD DD- DuPont de Nemours, Inc. | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
ETFC ETFC- E*TRADE Financial Corporation | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
LLY LLY- Eli Lilly and Company | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
EEG.DE EEG.DE- Energen Corp. | None (or less than $1,001) | Spouse | $201 - $1,000 | Capital Gains, | 2019 |
EOG EOG- EOG Resources, Inc. | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
ELS ELS- Equity LifeStyle Properties, Inc. | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Capital Gains, | 2019 |
HRC HRC- Hill-Rom Holdings, Inc. | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
ICE ICE- Intercontinental Exchange, Inc. | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
JNJ JNJ- Johnson & Johnson | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
JPM JPM- JPMorgan Chase & Co. | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
MAT MAT- Mattel, Inc. | None (or less than $1,001) | Spouse | $5,001 - $15,000 | Capital Gains, | 2019 |
MDT MDT- Medtronic plc | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
MSFT MSFT- Microsoft Corporation | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
NOC NOC- Northrop Grumman Corporation | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
ON ON- ON Semiconductor Corporation | None (or less than $1,001) | Spouse | $201 - $1,000 | Capital Gains, | 2019 |
ORCL ORCL- Oracle Corporation | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
PH PH- Parker-Hannifin Corporation | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
PEP PEP- PepsiCo, Inc. | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
PFE PFE- Pfizer Inc. | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
PG PG- The Procter & Gamble Company | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
PEG PEG- Public Service Enterprise Group Incorporated | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
RTN RTN- Raytheon Company | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
SWK SWK- Stanley Black & Decker, Inc. | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
STI STI- SunTrust Banks, Inc. | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
HD HD- The Home Depot, Inc. | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
TMO TMO- Thermo Fisher Scientific Inc. | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
UNH UNH- UnitedHealth Group Incorporated | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
VZ VZ- Verizon Communications Inc. | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
WM WM- Waste Management, Inc. | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
WRK WRK- WestRock Company | None (or less than $1,001) | Spouse | $201 - $1,000 | Capital Gains, | 2019 |
XEL XEL- Xcel Energy Inc. | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
CVX CVX- Chevron Corporation | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, | 2019 |
AZSEY AZSEY- Allianz SE | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
ENLAY ENLAY- Enel SpA | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
IBDRY IBDRY- Iberdrola, S.A. | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
ADRNY ADRNY- Koninklijke Ahold Delhaize N.V. | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
DCMYY DCMYY- NTT DOCOMO, INC. | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
RDSB.L RDSB.L- Royal Dutch Shell plc | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
SAP SAP- SAP SE | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
TSM TSM- Taiwan Semiconductor Manufacturing Company Limited | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
TKOMY TKOMY- Tokio Marine Holdings, Inc. | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
UOVEY UOVEY- United Overseas Bank Limited | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
BP BP- BP p.l.c. | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, | 2019 |
ZURVY ZURVY- Zurich Insurance Group AG | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
AAGIY AAGIY- AIA Group Limited | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
ALFVY ALFVY- Alfa Laval AB (publ) | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
AZSEY AZSEY- Allianz SE | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
CNI CNI- Canadian National Railway Company | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
CHKP CHKP- Check Point Software Technologies Ltd. | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Capital Gains, | 2019 |
CSLLY CSLLY- CSL Limited | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
DASTY DASTY- Dassault Systèmes SE | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
DBSDY DBSDY- DBS Group Holdings Ltd | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
HDB HDB- HDFC Bank Limited | None (or less than $1,001) | Spouse | $201 - $1,000 | Capital Gains, | 2019 |
IBN IBN- ICICI Bank Limited | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
ITUB ITUB- Itaú Unibanco Holding S.A. | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
LRLCY LRLCY- L'Oréal S.A. | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
LVMUY LVMUY- LVMH Moët Hennessy - Louis Vuitton, Société Europé | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
MONOY MONOY- MonotaRO Co., Ltd. | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
NPSNY NPSNY- Naspers Limited | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
NSRGY NSRGY- Nestlé S.A. | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
RDSB.L RDSB.L- Royal Dutch Shell plc | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
SAP SAP- SAP SE | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
SYIEY SYIEY- Symrise AG | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
TSM TSM- Taiwan Semiconductor Manufacturing Company Limited | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
UL UL- Unilever PLC | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
- Goldman Sachs Bank Deposit | None (or less than $1,001) | Spouse | $201 - $1,000 | Interest, | 2019 |
- PUT/SPX @ 2530 EXP 01/19/2018 | None (or less than $1,001) | Spouse | $201 - $1,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2530 EXP 01/19/2018 | None (or less than $1,001) | Spouse | $201 - $1,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2640 EXP 01/26/2018 | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Capital Gains, | 2019 |
- PUT/SPX @ 2640 EXP 02/16/2018 | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Capital Gains, | 2019 |
- PUT/SPX @ 2640 EXP 02/16/2018 | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Capital Gains, | 2019 |
- PUT/SPX @ 2590 EXP 03/16/2018 | None (or less than $1,001) | Spouse | $5,001 - $15,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2500 EXP 03/29/2018 | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2650 EXP 03/29/2018 | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Capital Gains, | 2019 |
- PUT/SPX @ 2500 EXP 04/06/2018 | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Capital Gains, | 2019 |
- PUT/SPX @ 2640 EXP 04/20/2018 | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Capital Gains, | 2019 |
- PUT/SPX @ 2570 EXP 04/20/2018 | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Capital Gains, | 2019 |
- PUT/SPX @ 2450 EXP 04/30/2018 | None (or less than $1,001) | Spouse | $5,001 - $15,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2560 EXP 05/18/2018 | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2560 EXP 05/18/2018 | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2470 EXP 05/18/2018 | None (or less than $1,001) | Spouse | $5,001 - $15,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2540 EXP 05/31/2018 | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Capital Gains, | 2019 |
- PUT/SPX @ 2470 EXP 06/15/2018 | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2490 EXP 06/29/2018 | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Capital Gains, | 2019 |
- PUT/SPX @ 2670 EXP 06/29/2018 | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Capital Gains, | 2019 |
- PUT/SPX @ 2680 EXP 07/13/2018 | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Capital Gains, | 2019 |
- PUT/SPX @ 2580 EXP 07/20/2018 | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Capital Gains, | 2019 |
- PUT/SPX @ 2690 EXP 07/27/2018 | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Capital Gains, | 2019 |
- PUT/SPX @ 2610 EXP 08/17/2018 | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2600 EXP 08/31/2018 | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2700 EXP 09/14/2018 | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Capital Gains, | 2019 |
- PUT/SPX @ 2700 EXP 09/14/2018 | None (or less than $1,001) | Spouse | $1,001 - $2,500 | Capital Gains, | 2019 |
- PUT/SPX @ 2750 EXP 09/21/2018 | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2710 EXP 10/19/2018 | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2675 EXP 11/09/2018 | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2600 EXP 12/07/2018 | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2400 EXP 01/31/2019 | None (or less than $1,001) | Spouse | $201 - $1,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2450 EXP 12/28/2018 | None (or less than $1,001) | Spouse | $2,501 - $5,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2475 EXP 01/04/2019 | None (or less than $1,001) | Spouse | $201 - $1,000 | Capital Gains, | 2019 |
- Solamere Capital IM, LP | None (or less than $1,001) | Spouse | $100,001 - $1,000,000 | Excepted Investment Fund, | 2019 |
- BCP IV Grantor Trust | None (or less than $1,001) | Spouse | None (or less than $201) | Excepted Investment Fund, | 2019 |
NFRIX NFRIX- Nuveen Symphony Floating Rate Income Fund Class I | None (or less than $1,001) | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2019 |
RDSMY RDSMY- Koninklijke DSM N.V. | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
WLTW WLTW- Willis Towers Watson Public Limited Company | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
WBA WBA- Walgreens Boots Alliance, Inc. | None (or less than $1,001) | Self | $201 - $1,000 | Dividends, | 2019 |
CMCSA CMCSA- Comcast Corporation | None (or less than $1,001) | Self | $201 - $1,000 | Dividends, | 2019 |
ORCL ORCL- Oracle Corporation | None (or less than $1,001) | Self | $201 - $1,000 | Dividends, | 2019 |
- BARCLAYS BANK PLC LINKED TO RUSSELL 2000 INDEX UPSIDE LEVERED CAPPED STRUCTURED NOTE DUE 11/21/2019 | None (or less than $1,001) | Self | $100,001 - $1,000,000 | Capital Gains, | 2019 |
- BNP PARIBAS LINKED TO INTL EQ BSKT UPSIDE LEVERED NO CAP W BUFFER STRUCTURED NOTE DUE 06/13/2018 | None (or less than $1,001) | Self | $50,001 - $100,000 | Capital Gains, | 2019 |
- CREDIT SUISSE AG LINKED TO RUSSELL 2000 INDEX UPSIDE LEVERED CAPPED STRUCTURED NOTE DUE 11/21/2019 | None (or less than $1,001) | Self | $100,001 - $1,000,000 | Capital Gains, | 2019 |
- DEUTSCHE BANK AG-LONDON BRANCH LINKED TO INTL EQ BSKT UPSIDE LEVERED NO CAP W BUFFER STRUCTURED NOTE DUE 06/13/2018 | None (or less than $1,001) | Self | $15,001 - $50,000 | Capital Gains, | 2019 |
IVV IVV- iShares Core S&P 500 ETF | None (or less than $1,001) | Self | $100,001 - $1,000,000 | Capital Gains, | 2019 |
AMLP AMLP- Alerian MLP ETF | None (or less than $1,001) | Self | $15,001 - $50,000 | Dividends, | 2019 |
F F- Ford Motor Company | None (or less than $1,001) | Self | $5,001 - $15,000 | Dividends, | 2019 |
PIMIX PIMIX- PIMCO Income Fund Institutional Class | None (or less than $1,001) | Self | $100,001 - $1,000,000 | Dividends, | 2019 |
ORAN ORAN- Orange S.A. | None (or less than $1,001) | Self | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
ACSAY ACSAY- ACS, Actividades de Construcción y Servicios, S.A. | None (or less than $1,001) | Self | $1,001 - $2,500 | Capital Gains, | 2019 |
AER AER- AerCap Holdings N.V. | None (or less than $1,001) | Self | $201 - $1,000 | Capital Gains, | 2019 |
AAGIY AAGIY- AIA Group Limited | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
EADSY EADSY- Airbus SE | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
MT MT- ArcelorMittal | None (or less than $1,001) | Self | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
BIDU BIDU- Baidu, Inc. | None (or less than $1,001) | Self | $201 - $1,000 | Capital Gains, | 2019 |
BBVA BBVA- Banco Bilbao Vizcaya Argentaria, S.A. | None (or less than $1,001) | Self | $1,001 - $2,500 | Capital Gains, | 2019 |
BBL BBL- BHP Group | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
CNQ CNQ- Canadian Natural Resources Limited | None (or less than $1,001) | Self | $201 - $1,000 | None, Dividends, | 2019 |
CABGY CABGY- Carlsberg A/S | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
DBSDY DBSDY- DBS Group Holdings Ltd | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
DBOEY DBOEY- Deutsche Börse AG | None (or less than $1,001) | Self | $1,001 - $2,500 | Capital Gains, | 2019 |
DNHBY DNHBY- DNB ASA | None (or less than $1,001) | Self | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
EONGY EONGY- E.ON SE | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
ENGIY ENGIY- ENGIE SA | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
ESLOY ESLOY- EssilorLuxottica Société anonyme | None (or less than $1,001) | Self | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
FRCOY FRCOY- Fast Retailing Co., Ltd. | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
KMTUY KMTUY- Komatsu Ltd. | None (or less than $1,001) | Self | $2,501 - $5,000 | Capital Gains, | 2019 |
PCRFY PCRFY- Panasonic Corporation | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
RDSA.AS RDSA.AS- Royal Dutch Shell plc | None (or less than $1,001) | Self | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
SOMLY SOMLY- SECOM CO., LTD. | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
SVNDY SVNDY- Seven & i Holdings Co., Ltd. | None (or less than $1,001) | Self | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
SNN SNN- Smith & Nephew plc | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
TOT TOT- TOTAL S.A. | None (or less than $1,001) | Self | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
- Goldman Sachs Bank Deposit | None (or less than $1,001) | Self | $201 - $1,000 | Interest, | 2019 |
HSBC HSBC- HSBC Holdings plc | None (or less than $1,001) | Self | $201 - $1,000 | Dividends, | 2019 |
BRK-B BRK-B- Berkshire Hathaway Inc. | None (or less than $1,001) | Self | $5,001 - $15,000 | Capital Gains, | 2019 |
CTSH CTSH- Cognizant Technology Solutions Corporation | None (or less than $1,001) | Self | $1,001 - $2,500 | Capital Gains, | 2019 |
DG DG- Dollar General Corporation | None (or less than $1,001) | Self | $5,001 - $15,000 | Dividends, Capital Gains, | 2019 |
MSFT MSFT- Microsoft Corporation | None (or less than $1,001) | Self | $5,001 - $15,000 | Dividends, Capital Gains, | 2019 |
AET AET- Aetna Inc. | None (or less than $1,001) | Self | $5,001 - $15,000 | Dividends, Capital Gains, | 2019 |
EADSY EADSY- Airbus SE | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
GOOG GOOG- Alphabet Inc. | None (or less than $1,001) | Self | $5,001 - $15,000 | Capital Gains, | 2019 |
ABC ABC- AmerisourceBergen Corporation | None (or less than $1,001) | Self | $5,001 - $15,000 | Dividends, Capital Gains, | 2019 |
ANTM ANTM- Anthem, Inc. | None (or less than $1,001) | Self | $5,001 - $15,000 | Dividends, Capital Gains, | 2019 |
AZO AZO- AutoZone, Inc. | None (or less than $1,001) | Self | $2,501 - $5,000 | Capital Gains, | 2019 |
BKNG BKNG- Booking Holdings Inc. | None (or less than $1,001) | Self | $1,001 - $2,500 | Capital Gains, | 2019 |
AVGO AVGO- Broadcom Inc. | None (or less than $1,001) | Self | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
CBRE CBRE- CBRE Group, Inc. | None (or less than $1,001) | Self | $5,001 - $15,000 | Capital Gains, | 2019 |
RE RE- Everest Re Group, Ltd. | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
GKN.DE GKN.DE- GKN plc | None (or less than $1,001) | Self | $15,001 - $50,000 | Capital Gains, | 2019 |
HLT HLT- Hilton Worldwide Holdings Inc. | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
IHG IHG- InterContinental Hotels Group PLC | None (or less than $1,001) | Self | $5,001 - $15,000 | Capital Gains, | 2019 |
MA MA- Mastercard Incorporated | None (or less than $1,001) | Self | $15,001 - $50,000 | Dividends, Capital Gains, | 2019 |
MCO MCO- Moody's Corporation | None (or less than $1,001) | Self | $5,001 - $15,000 | Dividends, Capital Gains, | 2019 |
ORCL ORCL- Oracle Corporation | None (or less than $1,001) | Self | $5,001 - $15,000 | Dividends, Capital Gains, | 2019 |
ORLY ORLY- O'Reilly Automotive, Inc. | None (or less than $1,001) | Self | $5,001 - $15,000 | Capital Gains, | 2019 |
PH PH- Parker-Hannifin Corporation | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
QRVO QRVO- Qorvo, Inc. | None (or less than $1,001) | Self | $201 - $1,000 | Capital Gains, | 2019 |
SPGI SPGI- S&P Global Inc. | None (or less than $1,001) | Self | $5,001 - $15,000 | Dividends, Capital Gains, | 2019 |
SSNC SSNC- SS&C Technologies Holdings, Inc. | None (or less than $1,001) | Self | $2,501 - $5,000 | Capital Gains, | 2019 |
BK BK- The Bank of New York Mellon Corporation | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
UTX UTX- United Technologies Corporation | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
V V- Visa Inc. | None (or less than $1,001) | Self | $15,001 - $50,000 | Dividends, Capital Gains, | 2019 |
WPP WPP- WPP plc | None (or less than $1,001) | Self | $201 - $1,000 | Capital Gains, | 2019 |
HSBC HSBC- HSBC Holdings plc | None (or less than $1,001) | Self | $201 - $1,000 | Dividends, | 2019 |
AZSEY AZSEY- Allianz SE | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
AXS AXS- AXIS Capital Holdings Limited | None (or less than $1,001) | Self | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
- Goldman Sachs Bank Deposit | None (or less than $1,001) | Self | $201 - $1,000 | Interest, | 2019 |
SSREY SSREY- Swiss Re AG | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
AAGIY AAGIY- AIA Group Limited | None (or less than $1,001) | Self | $5,001 - $15,000 | Dividends, Capital Gains, | 2019 |
AIQUY AIQUY- L'Air Liquide S.A. | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
ALFVY ALFVY- Alfa Laval AB (publ) | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
AZSEY AZSEY- Allianz SE | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
BBAVY BBAVY- BBA Aviation plc | None (or less than $1,001) | Self | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
CNI CNI- Canadian National Railway Company | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
CHKP CHKP- Check Point Software Technologies Ltd. | None (or less than $1,001) | Self | $1,001 - $2,500 | Capital Gains, | 2019 |
CSLLY CSLLY- CSL Limited | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
DASTY DASTY- Dassault Systèmes SE | None (or less than $1,001) | Self | $5,001 - $15,000 | Dividends, Capital Gains, | 2019 |
DBSDY DBSDY- DBS Group Holdings Ltd | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
HDB HDB- HDFC Bank Limited | None (or less than $1,001) | Self | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
IBN IBN- ICICI Bank Limited | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
ITUB ITUB- Itaú Unibanco Holding S.A. | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
LRLCY LRLCY- L'Oréal S.A. | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
LVMUY LVMUY- LVMH Moët Hennessy - Louis Vuitton, Société Europé | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
MONOY MONOY- MonotaRO Co., Ltd. | None (or less than $1,001) | Self | $5,001 - $15,000 | Dividends, Capital Gains, | 2019 |
NPSNY NPSNY- Naspers Limited | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
NSRGY NSRGY- Nestlé S.A. | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
RDSB.L RDSB.L- Royal Dutch Shell plc | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
SAP SAP- SAP SE | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
SONVY SONVY- Sonova Holding AG | None (or less than $1,001) | Self | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
SYIEY SYIEY- Symrise AG | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
SSMXY SSMXY- Sysmex Corporation | None (or less than $1,001) | Self | $1,001 - $2,500 | Capital Gains, | 2019 |
TSM TSM- Taiwan Semiconductor Manufacturing Company Limited | None (or less than $1,001) | Self | $5,001 - $15,000 | Dividends, Capital Gains, | 2019 |
UL UL- Unilever PLC | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
ENLAY ENLAY- Enel SpA | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
IBDRY IBDRY- Iberdrola, S.A. | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
ADRNY ADRNY- Koninklijke Ahold Delhaize N.V. | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
DCMYY DCMYY- NTT DOCOMO, INC. | None (or less than $1,001) | Self | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
RDSB.L RDSB.L- Royal Dutch Shell plc | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
SAP SAP- SAP SE | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
TSM TSM- Taiwan Semiconductor Manufacturing Company Limited | None (or less than $1,001) | Self | $5,001 - $15,000 | Dividends, Capital Gains, | 2019 |
TKOMY TKOMY- Tokio Marine Holdings, Inc. | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
UOVEY UOVEY- United Overseas Bank Limited | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
ZURVY ZURVY- Zurich Insurance Group AG | None (or less than $1,001) | Self | $201 - $1,000 | Dividends, | 2019 |
ABT ABT- Abbott Laboratories | None (or less than $1,001) | Self | $5,001 - $15,000 | Dividends, Capital Gains, | 2019 |
ADBE ADBE- Adobe Inc. | None (or less than $1,001) | Self | $5,001 - $15,000 | Capital Gains, | 2019 |
AMZN AMZN- Amazon.com, Inc. | None (or less than $1,001) | Self | $201 - $1,000 | Capital Gains, | 2019 |
AON AON- Aon plc | None (or less than $1,001) | Self | $15,001 - $50,000 | Capital Gains, | 2019 |
AAPL AAPL- Apple Inc. | None (or less than $1,001) | Self | $5,001 - $15,000 | Capital Gains, | 2019 |
BDX BDX- Becton, Dickinson and Company | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
BRK-B BRK-B- Berkshire Hathaway Inc. | None (or less than $1,001) | Self | $5,001 - $15,000 | Capital Gains, | 2019 |
BKNG BKNG- Booking Holdings Inc. | None (or less than $1,001) | Self | $5,001 - $15,000 | Capital Gains, | 2019 |
CDK CDK- CDK Global, Inc. | None (or less than $1,001) | Self | $201 - $1,000 | Capital Gains, | 2019 |
CERN CERN- Cerner Corporation | None (or less than $1,001) | Self | $1,001 - $2,500 | Capital Gains, | 2019 |
CTSH CTSH- Cognizant Technology Solutions Corporation | None (or less than $1,001) | Self | $15,001 - $50,000 | Dividends, Capital Gains, | 2019 |
CMCSA CMCSA- Comcast Corporation | None (or less than $1,001) | Self | $5,001 - $15,000 | Capital Gains, | 2019 |
GNTX GNTX- Gentex Corporation | None (or less than $1,001) | Self | $5,001 - $15,000 | Capital Gains, | 2019 |
KSU KSU- Kansas City Southern | None (or less than $1,001) | Self | $2,501 - $5,000 | Capital Gains, | 2019 |
MSFT MSFT- Microsoft Corporation | None (or less than $1,001) | Self | $15,001 - $50,000 | Dividends, Capital Gains, | 2019 |
MSI MSI- Motorola Solutions, Inc. | None (or less than $1,001) | Self | $5,001 - $15,000 | Capital Gains, | 2019 |
ORCL ORCL- Oracle Corporation | None (or less than $1,001) | Self | $5,001 - $15,000 | Capital Gains, | 2019 |
PYPL PYPL- PayPal Holdings, Inc. | None (or less than $1,001) | Self | $2,501 - $5,000 | Capital Gains, | 2019 |
REGN REGN- Regeneron Pharmaceuticals, Inc. | None (or less than $1,001) | Self | $1,001 - $2,500 | Capital Gains, | 2019 |
SHW SHW- The Sherwin-Williams Company | None (or less than $1,001) | Self | $5,001 - $15,000 | Capital Gains, | 2019 |
SIRI SIRI- Sirius XM Holdings Inc. | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
TMO TMO- Thermo Fisher Scientific Inc. | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
V V- Visa Inc. | None (or less than $1,001) | Self | $5,001 - $15,000 | Dividends, Capital Gains, | 2019 |
DIS DIS- The Walt Disney Company | None (or less than $1,001) | Self | $201 - $1,000 | Capital Gains, | 2019 |
- WARNER MEDIA, LLC CMN | None (or less than $1,001) | Self | $2,501 - $5,000 | Capital Gains, | 2019 |
ZTS ZTS- Zoetis Inc. | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
- Goldman Sachs Bank Deposit | None (or less than $1,001) | Self | $201 - $1,000 | Interest, | 2019 |
- ASIA MTN 2.75% 03/17/2023 SR LIEN | None (or less than $1,001) | Self | $1,001 - $2,500 | Interest, Capital Gains, | 2019 |
- BANK OF AMERICA CORPORATION MTN 2.25% 04/21/2020 USD SER L SR LIEN | None (or less than $1,001) | Self | $5,001 - $15,000 | Interest, Capital Gains, | 2019 |
- BP CAPITAL MARKETS P.L.C. 3.245% 05/06/2022 USD SR LIEN | None (or less than $1,001) | Self | $5,001 - $15,000 | Interest, Capital Gains, | 2019 |
- CHARLES SCHWAB CORPORATION (TH 3.25% 05/21/2021 USD SR LIEN | None (or less than $1,001) | Self | $2,501 - $5,000 | Interest, Capital Gains, | 2019 |
- EUROPEAN INVESTMENT BANK MTN 3.125% 12/14/2023 SR LIEN | None (or less than $1,001) | Self | $2,501 - $5,000 | Interest, Capital Gains, | 2019 |
- FHLB 1.375% 03/09/2018 SER HF-9018 SR LIEN | None (or less than $1,001) | Self | $5,001 - $15,000 | Interest, Capital Gains, | 2019 |
- FEDERAL HOME LOAN BANK SYSTEM 1.625% 06/14/2019 SR LIEN | None (or less than $1,001) | Self | $15,001 - $50,000 | Interest, Capital Gains, | 2019 |
- U.S. TREASURY NOTE 1.625000% 04/30/2023 AO ON THE RUN | None (or less than $1,001) | Self | $5,001 - $15,000 | Interest, Capital Gains, | 2019 |
- ACTAVIS FUNDING SCS 3.0% 03/12/2020 USD SR LIEN | None (or less than $1,001) | Self | $5,001 - $15,000 | Interest, | 2019 |
- APPLIED MATERIALS, INC. 2.625% 10/01/2020 USD SR LIEN | None (or less than $1,001) | Self | $5,001 - $15,000 | Interest, | 2019 |
- AUTONATION, INC. 6.75% 04/15/2018 SR LIEN | None (or less than $1,001) | Self | $5,001 - $15,000 | Interest, | 2019 |
- BAXALTA INCORPORATED 3.6% 06/23/2022 USD SER WI SR LIEN | None (or less than $1,001) | Self | $2,501 - $5,000 | Interest, | 2019 |
- BRANCH BANKING AND TRUST COMPA 2.625% 01/15/2022 USD SER 5YR SR LIEN | None (or less than $1,001) | Self | $2,501 - $5,000 | Interest, | 2019 |
- CATERPILLAR FINANCIAL SERVICES MTN 2.9% 03/15/2021 USD SR LIEN | None (or less than $1,001) | Self | $2,501 - $5,000 | Interest, | 2019 |
- CISCO SYSTEMS, INC. 2.45% 06/15/2020 USD SR LIEN | None (or less than $1,001) | Self | $2,501 - $5,000 | Interest, | 2019 |
- ESTEE LAUDER CO INC 1.7% 05/10/2021 USD SR LIEN | None (or less than $1,001) | Self | $2,501 - $5,000 | Interest, | 2019 |
- FEDERAL HOME LOAN BANK SYSTEM 1.75% 12/14/2018 SER FM-9018 SR LIEN | None (or less than $1,001) | Self | $5,001 - $15,000 | Interest, | 2019 |
- FHLB 1.875% 03/13/2020 SER XJ-2020 SR LIEN | None (or less than $1,001) | Self | $5,001 - $15,000 | Interest, | 2019 |
- FHLB 2.875% 09/11/2020 SER QL-2020 SR LIEN | None (or less than $1,001) | Self | $15,001 - $50,000 | Interest, | 2019 |
- FORD MOTOR CREDIT COMPANY LLC 2.597% 11/04/2019 SR LIEN | None (or less than $1,001) | Self | $2,501 - $5,000 | Interest, | 2019 |
- FORD MOTOR CREDIT COMPANY LLC MTN 2.943% 01/08/2019 SR LIEN | None (or less than $1,001) | Self | $5,001 - $15,000 | Interest, | 2019 |
- Goldman Sachs Bank Deposit | None (or less than $1,001) | Self | $2,501 - $5,000 | Interest, | 2019 |
- JOHN DEERE CAPITAL CORP MTN 1.95% 01/08/2019 SR LIEN | None (or less than $1,001) | Self | $5,001 - $15,000 | Interest, | 2019 |
- KFW 1.75% 09/15/2021 USD SR LIEN | None (or less than $1,001) | Self | $1,001 - $2,500 | Interest, | 2019 |
- KINDER MORGAN ENRGY PART LP 9.0% 02/01/2019 SR LIEN | None (or less than $1,001) | Self | $15,001 - $50,000 | Interest, | 2019 |
- LEGG MASON, INC. 2.7% 07/15/2019 SR LIEN | None (or less than $1,001) | Self | $5,001 - $15,000 | Interest, | 2019 |
- MEDTRONIC, INC. 2.5% 03/15/2020 SER B SR LIEN | None (or less than $1,001) | Self | $5,001 - $15,000 | Interest, | 2019 |
- NVIDIA CORP 2.2% 09/16/2021 USD SR LIEN | None (or less than $1,001) | Self | $2,501 - $5,000 | Interest, | 2019 |
- PUB SVC ELEC & GAS CO MTN 5.3% 05/01/2018 SER E SR LIEN | None (or less than $1,001) | Self | $2,501 - $5,000 | Interest, | 2019 |
- ROYAL BANK OF CANADA MTN 2.75% 02/01/2022 USD SR LIEN | None (or less than $1,001) | Self | $5,001 - $15,000 | Interest, | 2019 |
- TORONTO-DOMINION BANK MTN 1.95% 01/22/2019 SR LIEN | None (or less than $1,001) | Self | $5,001 - $15,000 | Interest, | 2019 |
- TOYOTA MOTOR CREDIT CORP MTN 2.6% 01/11/2022 USD SR LIEN | None (or less than $1,001) | Self | $2,501 - $5,000 | Interest, | 2019 |
- U.S. BANCORP MTN 2.625% 01/24/2022 USD SER V SR LIEN | None (or less than $1,001) | Self | $1,001 - $2,500 | Interest, | 2019 |
- WELLS FARGO & COMPANY 3.069% 01/24/2023 USD SR LIEN | None (or less than $1,001) | Self | $201 - $1,000 | Interest, | 2019 |
- ZOETIS INC 3.45% 11/13/2020 USD SR LIEN | None (or less than $1,001) | Self | $5,001 - $15,000 | Interest, | 2019 |
ABBV ABBV- AbbVie Inc. | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
ALL ALL- The Allstate Corporation | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
AEP AEP- American Electric Power Company, Inc. | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
AXP AXP- American Express Company | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
AMP AMP- Ameriprise Financial, Inc. | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
AMGN AMGN- Amgen Inc. | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
BAC BAC- Bank of America Corporation | None (or less than $1,001) | Self | $5,001 - $15,000 | Dividends, Capital Gains, | 2019 |
BRK-B BRK-B- Berkshire Hathaway Inc. | None (or less than $1,001) | Self | $201 - $1,000 | Capital Gains, | 2019 |
BIIB BIIB- Biogen Inc. | None (or less than $1,001) | Self | $201 - $1,000 | Capital Gains, | 2019 |
AVGO AVGO- Broadcom Inc. | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
CBS CBS- CBS Corporation | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
CVX CVX- Chevron Corporation | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
CB CB- Chubb Limited | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
CSCO CSCO- Cisco Systems, Inc. | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
MDT MDT- Medtronic plc | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
RTN RTN- Raytheon Company | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
CMCSA CMCSA- Comcast Corporation | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
COP COP- ConocoPhillips | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
CMI CMI- Cummins Inc. | None (or less than $1,001) | Self | $201 - $1,000 | Capital Gains, | 2019 |
DHR DHR- Danaher Corporation | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
DAL DAL- Delta Air Lines, Inc. | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
DVN DVN- Devon Energy Corporation | None (or less than $1,001) | Self | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
DTE DTE- DTE Energy Company | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
DD DD- DuPont de Nemours, Inc. | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
ETFC ETFC- E*TRADE Financial Corporation | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
LLY LLY- Eli Lilly and Company | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
EEG.F EEG.F- Energen Corporation | None (or less than $1,001) | Self | $1,001 - $2,500 | Capital Gains, | 2019 |
EOG EOG- EOG Resources, Inc. | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
ELS ELS- Equity LifeStyle Properties, Inc. | None (or less than $1,001) | Self | $5,001 - $15,000 | Capital Gains, | 2019 |
HRC HRC- Hill-Rom Holdings, Inc. | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
HON HON- Honeywell International Inc. | None (or less than $1,001) | Self | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
INTC INTC- Intel Corporation | None (or less than $1,001) | Self | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
ICE ICE- Intercontinental Exchange, Inc. | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
JNJ JNJ- Johnson & Johnson | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
JPM JPM- JPMorgan Chase & Co. | None (or less than $1,001) | Self | $15,001 - $50,000 | Dividends, Capital Gains, | 2019 |
MRK MRK- Merck & Co., Inc. | None (or less than $1,001) | Self | $201 - $1,000 | Capital Gains, | 2019 |
MSFT MSFT- Microsoft Corporation | None (or less than $1,001) | Self | $5,001 - $15,000 | Dividends, Capital Gains, | 2019 |
NOC NOC- Northrop Grumman Corporation | None (or less than $1,001) | Self | $5,001 - $15,000 | Dividends, Capital Gains, | 2019 |
ON ON- ON Semiconductor Corporation | None (or less than $1,001) | Self | $1,001 - $2,500 | Capital Gains, | 2019 |
ORCL ORCL- Oracle Corporation | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
PH PH- Parker-Hannifin Corporation | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
PEP PEP- PepsiCo, Inc. | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
PFE PFE- Pfizer Inc. | None (or less than $1,001) | Self | $5,001 - $15,000 | Dividends, Capital Gains, | 2019 |
PG PG- The Procter & Gamble Company | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
PLD PLD- Prologis, Inc. | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
PEG PEG- Public Service Enterprise Group Incorporated | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
QCOM QCOM- QUALCOMM Incorporated | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
- PUT/SPX @ 2490 EXP 06/29/2018 | None (or less than $1,001) | Self | $1,001 - $2,500 | Capital Gains, | 2019 |
SWK SWK- Stanley Black & Decker, Inc. | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
STT STT- State Street Corporation | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, Capital Gains, | 2019 |
STI STI- SunTrust Banks, Inc. | None (or less than $1,001) | Self | $5,001 - $15,000 | Dividends, Capital Gains, | 2019 |
HD HD- The Home Depot, Inc. | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
TMO TMO- Thermo Fisher Scientific Inc. | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
UNH UNH- UnitedHealth Group Incorporated | None (or less than $1,001) | Self | $5,001 - $15,000 | Dividends, Capital Gains, | 2019 |
VZ VZ- Verizon Communications Inc. | None (or less than $1,001) | Self | $5,001 - $15,000 | Dividends, Capital Gains, | 2019 |
DIS DIS- The Walt Disney Company | None (or less than $1,001) | Self | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
WM WM- Waste Management, Inc. | None (or less than $1,001) | Self | $5,001 - $15,000 | Dividends, Capital Gains, | 2019 |
WRK WRK- WestRock Company | None (or less than $1,001) | Self | $201 - $1,000 | Capital Gains, | 2019 |
XEL XEL- Xcel Energy Inc. | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
- Goldman Sachs Bank Deposit | None (or less than $1,001) | Self | $201 - $1,000 | Dividends, | 2019 |
- Goldman Sachs Bank Deposit | None (or less than $1,001) | Self | $1,001 - $2,500 | Interest, | 2019 |
- PUT/SPX @ 2530 EXP 01/19/2018 | None (or less than $1,001) | Self | $201 - $1,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2530 EXP 01/19/2018 | None (or less than $1,001) | Self | $201 - $1,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2640 EXP 01/26/2018 | None (or less than $1,001) | Self | $1,001 - $2,500 | Capital Gains, | 2019 |
- PUT/SPX @ 2640 EXP 02/16/2018 | None (or less than $1,001) | Self | $1,001 - $2,500 | Capital Gains, | 2019 |
- PUT/SPX @ 2640 EXP 02/16/2018 | None (or less than $1,001) | Self | $1,001 - $2,500 | Capital Gains, | 2019 |
- PUT/SPX @ 2590 EXP 03/16/2018 | None (or less than $1,001) | Self | $5,001 - $15,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2650 EXP 03/29/2018 | None (or less than $1,001) | Self | $2,501 - $5,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2500 EXP 03/29/2018 | None (or less than $1,001) | Self | $2,501 - $5,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2500 EXP 04/06/2018 | None (or less than $1,001) | Self | $1,001 - $2,500 | Capital Gains, | 2019 |
- PUT/SPX @ 2640 EXP 04/20/2018 | None (or less than $1,001) | Self | $1,001 - $2,500 | Capital Gains, | 2019 |
- PUT/SPX @ 2570 EXP 04/20/2018 | None (or less than $1,001) | Self | $2,501 - $5,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2450 EXP 04/30/2018 | None (or less than $1,001) | Self | $5,001 - $15,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2560 EXP 05/18/2018 | None (or less than $1,001) | Self | $2,501 - $5,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2560 EXP 05/18/2018 | None (or less than $1,001) | Self | $2,501 - $5,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2470 EXP 05/18/2018 | None (or less than $1,001) | Self | $5,001 - $15,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2540 EXP 05/31/2018 | None (or less than $1,001) | Self | $1,001 - $2,500 | Capital Gains, | 2019 |
- PUT/SPX @ 2470 EXP 06/15/2018 | None (or less than $1,001) | Self | $2,501 - $5,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2670 EXP 06/29/2018 | None (or less than $1,001) | Self | $1,001 - $2,500 | Capital Gains, | 2019 |
- PUT/SPX @ 2680 EXP 07/13/2018 | None (or less than $1,001) | Self | $1,001 - $2,500 | Capital Gains, | 2019 |
- PUT/SPX @ 2580 EXP 07/20/2018 | None (or less than $1,001) | Self | $1,001 - $2,500 | Capital Gains, | 2019 |
- PUT/SPX @ 2690 EXP 07/27/2018 | None (or less than $1,001) | Self | $1,001 - $2,500 | Capital Gains, | 2019 |
- PUT/SPX @ 2610 EXP 08/17/2018 | None (or less than $1,001) | Self | $2,501 - $5,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2600 EXP 08/31/2018 | None (or less than $1,001) | Self | $2,501 - $5,000 | Capital Gains, | 2019 |
- PUT/SPX @ 2700 EXP 09/14/2018 | None (or less than $1,001) | Self | $1,001 - $2,500 | Capital Gains, | 2019 |
- PUT/SPX @ 2700 EXP 09/14/2018 | None (or less than $1,001) | Self | $1,001 - $2,500 | Capital Gains, | 2019 |
- Bain Capital Fund IX | None (or less than $1,001) | Spouse | None (or less than $201) | Excepted Investment Fund, | 2019 |
- Bain Capital Partners (PEP GP) | None (or less than $1,001) | Spouse | None (or less than $201) | Excepted Investment Fund, | 2019 |
- BCIP Associates II | None (or less than $1,001) | Spouse | None (or less than $201) | Excepted Investment Fund, | 2019 |
- BCIP Associates II Epoch | None (or less than $1,001) | Spouse | $201 - $1,000 | Excepted Investment Fund, | 2019 |
- BCIP Associates IV | None (or less than $1,001) | Spouse | $15,001 - $50,000 | Excepted Investment Fund, | 2019 |
- Sankaty Advisors, Inc. (Notes 1, 2 & 3) Boston, Massachusetts | None (or less than $1,001) | Spouse | $1,001 - $2,500 | None, | 2019 |
MAR MAR- Marriott International, Inc. | None (or less than $1,001) | Self | $5,001 - $15,000 | Dividends, | 2019 |
VAC VAC- Marriott Vacations Worldwide Corporation | None (or less than $1,001) | Self | $1,001 - $2,500 | Dividends, | 2019 |
ADRNY ADRNY- Koninklijke Ahold Delhaize N.V. | None (or less than $1,001) | Self | $2,501 - $5,000 | Dividends, Capital Gains, | 2019 |
CERN CERN- Cerner Corporation | None (or less than $1,001) | Spouse | $201 - $1,000 | Capital Gains, | 2019 |
PLD PLD- Prologis, Inc. | None (or less than $1,001) | Spouse | $201 - $1,000 | Dividends, Capital Gains, | 2019 |
- Goldman Sachs IRA #1 | Self | 2019 | |||
- Goldman Sachs Managed Account #8 | Self | 2019 | |||
- Goldman Sachs Managed Account #6 | Self | 2019 | |||
- Goldman Sachs Managed Account #5 | Self | 2019 | |||
- Goldman Sachs Managed Account #3 | Self | 2019 | |||
- Goldman Sachs Managed Account #2 | Self | 2019 | |||
- Goldman Sachs Brokerage #2 | Self | 2019 | |||
- Goldman Sachs Managed Account #4 | Spouse | 2019 | |||
- Goldman Sachs Managed Account #10 | Self | 2019 | |||
- Goldman Sachs IRA #2 | Self | 2019 | |||
- Goldman Sachs Managed Account #4 | Self | 2019 | |||
- Goldman Sachs Brokerage #1 | Self | 2019 | |||
- Goldman Sachs Brokerage #2 | Self | 2019 | |||
- The W. Mitt Romney 1998 Revocable Trust | Self | 2019 | |||
- Goldman Sachs Managed Account #3 | Spouse | 2019 | |||
- The Ann D. Romney 1998 Revocable Trust | Spouse | 2019 | |||
- Goldman Sachs Managed Account #2 | Self | 2019 | |||
- Fidelity Brokerage Services LLC | Self | 2019 | |||
- Fidelity Brokerage Services LLC | Self | 2019 | |||
- Goldman Sachs Managed Account #7 | Spouse | 2019 | |||
- Goldman Sachs Managed Account #6 | Spouse | 2019 | |||
- Goldman Sachs Managed Account #10 | Spouse | 2019 | |||
- Goldman Sachs Managed Account #6 | Spouse | 2019 | |||
- 8621 Georgia Associates LLC | Self | 2019 | |||
- Goldman Sachs Managed Account #5 | Spouse | 2019 | |||
- Goldman Sachs Managed Account #5 | Self | 2019 | |||
- W. Mitt Romney 1996 Charitable Remainder Trust | Self | 2019 | |||
- Ropes Wealth Advisors | Self | 2019 | |||
- Goldman Sachs Managed Account #4 | Self | 2019 | |||
- Goldman Sachs Managed Account #10 | Spouse | 2019 | |||
- Goldman Sachs Brokerage #1 | Self | 2019 | |||
- Goldman Sachs Managed Account #9 | Self | 2019 | |||
- Ten Hut LLC | Self | 2019 | |||
- Bain IRA | Self | 2019 | |||
- Rob Rom LLC | Spouse | 2019 | |||
- Vantage 2 LLC | Spouse | 2019 | |||
- Ropes Wealth Advisors | Self | 2019 | |||
- W. Mitt Romney 1996 Charitable Remainder Trust | Self | 2019 | |||
- 8621 Georgia Associates LLC | Self | 2019 | |||
- Goldman Sachs Managed Account #8 | Spouse | 2019 | |||
- Goldman Sachs Managed Account #4 | Spouse | 2019 | |||
- Goldman Sachs Managed Account #2 | Spouse | 2019 | |||
- Vantage 2 LLC | Spouse | 2019 | |||
- Goldman Sachs Managed Account #1 | Spouse | 2019 | |||
- Rob Rom LLC | Spouse | 2019 | |||
- Goldman Sachs Brokerage Account #2 | Spouse | 2019 | |||
- Bain IRA | Self | 2019 | |||
- Goldman Sachs Brokerage #1 | Spouse | 2019 | |||
- The Ann D. Romney 1998 Revocable Trust | Spouse | 2019 | |||
- Goldman Sachs IRA #1 | Self | 2019 | |||
- Goldman Sachs Managed Account #10 | Self | 2019 | |||
- Goldman Sachs IRA #2 | Self | 2019 | |||
- Goldman Sachs Managed Account #8 | Self | 2019 | |||
- Goldman Sachs Managed Account #7 | Self | 2019 | |||
- Goldman Sachs Managed Account #6 | Self | 2019 | |||
- Goldman Sachs Managed Account #3 | Self | 2019 | |||
- Goldman Sachs Managed Account #1 | Self | 2019 | |||
- Ten Hut LLC | Self | 2019 | |||
- The W. Mitt Romney 1998 Revocable Trust | Self | 2019 | |||
- Goldman Sachs Managed Account #8 | Spouse | 2019 | |||
- Goldman Sachs Managed Account #7 | Spouse | 2019 | |||
- Goldman Sachs Managed Account #5 | Spouse | 2019 | |||
- Goldman Sachs Managed Account #1 | Self | 2019 | |||
- Goldman Sachs Managed Account #2 | Spouse | 2019 | |||
- Goldman Sachs Managed Account #1 | Spouse | 2019 | |||
- Goldman Sachs Brokerage Account #2 | Spouse | 2019 | |||
- Goldman Sachs Managed Account #3 | Spouse | 2019 | |||
- Goldman Sachs Brokerage #1 | Spouse | 2019 | |||
- Goldman Sachs Managed Account #9 | Self | 2019 | |||
- Goldman Sachs Managed Account #7 | Self | 2019 |
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